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Resumes 61 - 70 of 322 |
Brooklyn, NY
... Review and approve all KYC Forms and work with departments to implement CIP/KYC related work-flows, policies or procedures Provide AML guidance for New Account Customer Verification requirements and related matters regarding new broker- dealer and ...
- 2021 Mar 21
Matawan, NJ
... Maintained professional relationships with banks, local and state governments, asset managers, hedge funds and the dealer community. C&Co. · Director, Rates Sales & Trading Feb. 2013 – Oct. 2013 Marketed and sold various fixed-income securities to ...
- 2021 Feb 19
Dayton, NJ
... Assured, Browser stack Framework: BDD, Page Object Model, Hybrid Certifications: ISTQB Foundation level, Capital markets (NCFM Dealer’s Module), Financial Market beginner’s module, Currency derivatives module by National Stock exchange Experience ...
- 2021 Feb 08
Monroe Township, NJ, 08831
... and knowledge of VSTS and TFS release applications Tata Consultancy Services May 2007- June 2013 Client: JP Morgan Chase, Broker Dealer Services (Senior QA) Managed multiple testing projects simultaneously Project Plan, Weekly Status Report, effort ...
- 2020 Dec 17
Howell Township, NJ
... HOFFMAN ESTATES, IL BOUTIQUE DENTAL DEALER SPECIALIZING IN HIGH-END/HIGH-TECH PRACTICE DESIGN, BUILD-OUT, EQUIPMENT INSTALLATION, TRAINING AND SERVICE PRESIDENT & CO-FOUNDER 2007-2009 EDGEDENT, LLC ROSLYN, NY HIGHLY RESPECTED 50+ YR INDEPENDENT ...
- 2020 Dec 17
Middletown Township, NJ
... 12 Direct reports and 6 Consultants Managed numerous RFP processes for Long Distance services, PBX equipment, Dealer board systems, Voice bridge hardware and International WAN providers for overall cost savings for North America in excess of 14 ...
- 2020 Dec 17
New Brunswick, NJ
... and Return on Capital requirements (Millennium is a technology enabled, algorithmic supported secondary trading Broker Dealer in the odd lot, semi liquid credit markets) BANCA IMI SECURITIES • New York, NY 2014-2018 CEO, Vice Chairman, Treasurer ...
- 2020 Dec 07
Brooklyn, NY
Matthew Bruce ** ********** ** *** *** Brooklyn, NY 11201 516-***-**** adhygy@r.postjobfree.com PROFESSIONAL EXPERIENCE: Americas Executions, Manhattan, NY (October 2019-March 2020) NYSE Broker/Dealer Sales, Investment Banking – Series 7, 63, 24 ...
- 2020 Nov 18
Brooklyn, NY
... Created a registered broker-dealer repository that was enabled by a quantitative model to evaluate a given broker’s risk index based on several factors including expertise, education, age, licenses and proximity to geography-based risk factors ...
- 2020 Nov 17
New Jersey
... Description: Parts Project is one of the major projects It has many Dealer centers inside USA The major concern is providing End to End support for the customer who comes to the center for their support. The Parts system is designed to give services ...
- 2020 Nov 12