| Resume alert | Resumes 81 - 90 of 323 |
Data Life Insurance
Staten Island, NY
... Bank Of America Merrill Lynch - Jersey City/Hopewell, NJ 2010 - 2011, Solution Architect/Data Modeler Maintenance/redesign/modeling of regulatory, broker-dealer application, migration of US Trust customers into Merrill Lynch cash management accounts ... - 2020 Apr 06
... Bank Of America Merrill Lynch - Jersey City/Hopewell, NJ 2010 - 2011, Solution Architect/Data Modeler Maintenance/redesign/modeling of regulatory, broker-dealer application, migration of US Trust customers into Merrill Lynch cash management accounts ... - 2020 Apr 06
Sales Executive
Brooklyn, NY
... RLR TRADING ASSOCIATES, LLC May 2012 - Present Stock Trading Established relationships with broker/dealers to acquire company (NYSE & NASDAQ) )stock issues Grew business 20% year over year Developed and managed relationships with 100 broker/dealer ... - 2020 Mar 18
... RLR TRADING ASSOCIATES, LLC May 2012 - Present Stock Trading Established relationships with broker/dealers to acquire company (NYSE & NASDAQ) )stock issues Grew business 20% year over year Developed and managed relationships with 100 broker/dealer ... - 2020 Mar 18
Executive Assistant
Howard Beach, NY
... 4/06 – 2/11 & 11/99 – 4/05: MERRILL LYNCH GLOBAL WEALTH MANAGEMENT First Vice President & Assistant General Counsel Senior counsel for various investment management, wrap fee, mutual fund transfer agent, broker-dealer, retirement advisory, executive ... - 2020 Feb 23
... 4/06 – 2/11 & 11/99 – 4/05: MERRILL LYNCH GLOBAL WEALTH MANAGEMENT First Vice President & Assistant General Counsel Senior counsel for various investment management, wrap fee, mutual fund transfer agent, broker-dealer, retirement advisory, executive ... - 2020 Feb 23
VP
Brooklyn, NY
... •Working with Sales, Middle Office, and Traders on issues relating credit reservation, booking, margining, tradability of orders, dealer intervention, confirmations, risk routing, counterparty/legal entity limits, client/currency pair static, legal, ... - 2020 Feb 02
... •Working with Sales, Middle Office, and Traders on issues relating credit reservation, booking, margining, tradability of orders, dealer intervention, confirmations, risk routing, counterparty/legal entity limits, client/currency pair static, legal, ... - 2020 Feb 02
Manager Financial
Red Bank, NJ
... CITIGROUP, INC., - AUTOMATED TRADING DESK FINANCIAL SERVICE LLC, New York, NY Legal Entity Manager 2015 - 2016 Served as broker dealer and prepared monthly focus reports for regulatory team and Securities Exchange Commission. • Provided monthly and ... - 2020 Jan 08
... CITIGROUP, INC., - AUTOMATED TRADING DESK FINANCIAL SERVICE LLC, New York, NY Legal Entity Manager 2015 - 2016 Served as broker dealer and prepared monthly focus reports for regulatory team and Securities Exchange Commission. • Provided monthly and ... - 2020 Jan 08
Sales Customer
Brooklyn, NY
... ****** Brooklyn, New York 11214 Home: 347-***-**** ac927w@r.postjobfree.com SUMMARY Operations Processing Professional with extensive experience with Broker Dealer and Securities transaction. Excels in prioritizing daily functions and dealing with ... - 2019 Aug 15
... ****** Brooklyn, New York 11214 Home: 347-***-**** ac927w@r.postjobfree.com SUMMARY Operations Processing Professional with extensive experience with Broker Dealer and Securities transaction. Excels in prioritizing daily functions and dealing with ... - 2019 Aug 15
Data Project
New Brunswick, NJ
... Blockchain Compliance & Regulation Policies Dodd-Frank, Basel II and III, CCAR, GDPR, Sarbanes-Oxley (SOX), Broker-Dealer & Investment Advisor (BD & IA) Compliance Business Modeling tools MS Visio, LucidChart, Balsamiq Methodologies & ... - 2019 Aug 06
... Blockchain Compliance & Regulation Policies Dodd-Frank, Basel II and III, CCAR, GDPR, Sarbanes-Oxley (SOX), Broker-Dealer & Investment Advisor (BD & IA) Compliance Business Modeling tools MS Visio, LucidChart, Balsamiq Methodologies & ... - 2019 Aug 06
Senior Software Development Engineer in Test
North Brunswick, NJ, 08902
... I’ve worked on iDMS application which is a web based dealer management system and loan servicing platform designed for independent and buy here pay here(BHPH) automotive dealerships. I have worked on testing this application using Serenity (BDD) ... - 2019 Jun 28
... I’ve worked on iDMS application which is a web based dealer management system and loan servicing platform designed for independent and buy here pay here(BHPH) automotive dealerships. I have worked on testing this application using Serenity (BDD) ... - 2019 Jun 28
Manager Office
Brooklyn, NY
... ● Managed and integrated large risk and control assessment for Americas as part of migration of supervisory functions to Pershing broker dealer platform. Mapped over 250 supervisory controls across more than 300 business process flows, resulting in ... - 2019 Jun 25
... ● Managed and integrated large risk and control assessment for Americas as part of migration of supervisory functions to Pershing broker dealer platform. Mapped over 250 supervisory controls across more than 300 business process flows, resulting in ... - 2019 Jun 25
Manager Project
Staten Island, NY
... economic business conditions, pricing and competition Conducted monthly forecasts, income and profit/loss projections to insure dealer profitability NYPD & NY/NJ Port Authority Anti-Terrorist Training Leadership Institute of New York, NY Quality ... - 2019 May 30
... economic business conditions, pricing and competition Conducted monthly forecasts, income and profit/loss projections to insure dealer profitability NYPD & NY/NJ Port Authority Anti-Terrorist Training Leadership Institute of New York, NY Quality ... - 2019 May 30