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Syosset, NY
... and Broker Dealer areas of the business. Automated many different feeds into a data mart of which an online web program could produce the regulatory Forms. Worked with print center, and different partners and vendors in bringing this manual ...
- 2018 Jun 27
Seaford, NY
... broker-dealer, wholly-owned by CPS Japan, including legal and capital structure, compliance, financial/accounting, and business plans. Initiated cross-border business of foreign hedge fund sales into Japan. Identified, evaluated risk of and executed ...
- 2018 Jun 13
Hicksville, NY
... – September 2005 Lamarque Ford/Nissan of New Orleans Basic system administration: Window 2000/NT server domain Windows dealer phone support Hardware acquisition and maintenance Epson Support Representative November 2003 – August 2005 Epson/Mosaic ...
- 2018 May 30
Huntington, NY
... Assisted in the preparation of required filings and calculations, such as FOCUS Reports and Net Capital Requirements, for Broker/Dealer clients. Researched and conducted the audit of a new client type in accordance with regulations mandated by a ...
- 2017 Sep 27
Northport, NY, 11768
... FIRST EMPIRE SECURITIES, INC., Manager of Information Technology, New York 1992 – 2008 $24 million full service broker-dealer offering a wide range of financial products with 100 employees Additional roles included MIS Director (1995 – 2002) and ...
- 2017 Jun 11
Patchogue, NY, 11772
... HUTTON–Accounting Supervisor for staff of nine 1986 - 1989 DEAN WITTER REYNOLDS – Staff Accountant-MBS trading desk 1985 - 1986 Public Accounting Firm PRICE WATERHOUSE COOPERS - Staff Auditor 1984 - 1985 Broker/Dealer Firm THE SECURITIES GROUPS - ...
- 2017 May 15
Syosset, NY
... ●MARKETING AND SALES INTEGRATION - Marketed worldwide OEM dealers [selective to our product line] and integrated them into our clientele database, effectively growing our OEM dealer clientele from 50 to 250+, and resulting in 15-20% of the company’s ...
- 2017 May 09
Bethpage, NY, 11714
... Chief Compliance Officer of FINRA-registered broker-dealer affiliate; Handle and respond to regulatory examinations, inquiries and requests for information; Maintain required books, records and filings for broker-dealer affiliate; Assist in the ...
- 2017 Apr 25
Islip, NY
... Evaluator KDEP Kia Dealer Excellence program, evaluate per Kia standards, NY-NJ Kia dealerships AMCI Global Inc. Assesor CEE Nissan Customer Experience Excellence, assess per Nissan standards. North East Region Nissan dealerships. Maritz Inc ...
- 2017 Mar 14
Ronkonkoma, NY
... Sales Manager Hygeia Medical Supply Instrumental in taking a small DME dealer to a multi million dollar company purchased buy Homecare Supply of Bethpage NY Education and Training Associate of Science: Nursing Nassau Community College Operating Room ...
- 2016 Nov 14