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Resumes 21 - 30 of 129 |
Huntington, NY
... DAIWA CAPITAL MARKETS AMERICA New York, NY 1992 – 2000 Registered Securities Broker-Dealer and Primary Dealer of US Treasury Securities focused in sales and trading of Equities, Fixed Income, Financial Futures and Investment Banking Assistant Vice ...
- 2021 Mar 06
Deer Park, NY
... This single provisioning point is used to distribute Prime brokerage client data globally to external clients and third party servicing companies for Broker Dealer client daily reconciliation. Responsibilities: Understanding the Business ...
- 2020 Dec 28
Commack, NY
... Full Charge Bookkeeper, Sprint/3rd Screen Wireless - Hauppauge, NY 2005 - 2008 3rd Screen Wireless is an authorized dealer of Sprint products and services. ●Responsible in doing Payroll for more than 80-100 employees biweekly in the Pay Xpert and ...
- 2020 Dec 26
Levittown, NY
... FIRST EAGLE INVESTMENT MANAGEMENT New York, NY August 2013 – September 2016 Sales Support Specialist Managed reports to senior management, wholesalers, and national accounts team which included fund cash flows, activity, broker/dealer, branch, and ...
- 2020 Oct 11
St. James, NY
... New York State Department of Education WORK EXPERIENCE Consultant Dixon Hughes Goodman LLP 02/2018 - 08/2019, New York, NY Certified Public Accounting Firm Reported daily regulatory reporting requirements for a broker-dealer under SEC Rule 15c3-3. ...
- 2020 Aug 23
Huntington Station, NY
... Extensive interaction with Broker Dealer senior management. Mapped extensive database of investor accounts to support integration within the firm’s technology platform. Implemented an augmented workflow procedure to increase overtime efficiencies ...
- 2020 Jun 12
Greenlawn, NY
... Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new ...
- 2020 May 30
Massapequa, NY
... Territory Management Global Account Growth Mentor New Hires Professional Experience: RELIABLE OFFICE SOLUTIONS, (Canon Products Dealer) 2016 to Date - Branch Sales Manager Direct responsibility for company expansion into the NY/Tri-State Area. ...
- 2020 Apr 06
Greenlawn, NY
... BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new CE to ...
- 2020 Apr 03
Hicksville, NY
... for the purpose of setting standards for establishing pricing • Administered and distributed new contract pricing and dealer compensation • Updated new pricing requests Managed contracts and pricing schedules • Updated new credits for contracts ...
- 2020 Mar 27