| Resume alert | Resumes 31 - 40 of 129 |
Data Analyst Accountant
Lindenhurst, NY
... Sanwa Securities (USA) CO., L.P., New York, NY 1998-1999 Accountant Prepared daily estimated broker/dealer balance sheet including review of inventory, finance and customer receivable/payable components. Morgan Stanley Discover & CO., New York, NY ... - 2020 Mar 27
... Sanwa Securities (USA) CO., L.P., New York, NY 1998-1999 Accountant Prepared daily estimated broker/dealer balance sheet including review of inventory, finance and customer receivable/payable components. Morgan Stanley Discover & CO., New York, NY ... - 2020 Mar 27
Manager Project
Medford, NY, 11763
... CAREER ACHIEVEMENTS Played critical role during Broker Dealer Separation Project to facilitate successful separation of Bank of America’s institutional business activities from retail business activities to newly created BofA Securities. Spearheaded ... - 2020 Mar 13
... CAREER ACHIEVEMENTS Played critical role during Broker Dealer Separation Project to facilitate successful separation of Bank of America’s institutional business activities from retail business activities to newly created BofA Securities. Spearheaded ... - 2020 Mar 13
Manager Project
Huntington, NY
... Managed team of 5-7 analysts who conducted transaction monitoring investigations with specific focus on post-trade investigations within the broker-dealer, and institutional client segments for Compliance Monitoring and Testing. The review process ... - 2020 Feb 27
... Managed team of 5-7 analysts who conducted transaction monitoring investigations with specific focus on post-trade investigations within the broker-dealer, and institutional client segments for Compliance Monitoring and Testing. The review process ... - 2020 Feb 27
Executive Consultant
Smithtown, NY
... 2010 Consultant American Beacon Partners Established infrastructure and operational processes for new Broker/Dealer. • Implemented new commission system • Streamlined Financial Management processes 3 • Oversaw Trading Operations • Created Compliance ... - 2019 Sep 04
... 2010 Consultant American Beacon Partners Established infrastructure and operational processes for new Broker/Dealer. • Implemented new commission system • Streamlined Financial Management processes 3 • Oversaw Trading Operations • Created Compliance ... - 2019 Sep 04
Management Project Manager
Smithtown, NY
... Specialized knowledge base on the following topics: Broker-dealer processes, industry regulations, Vendor Risk Management, and Technology Risk & Control. AREAS OF EXPERTISE Operational Risk Trade Execution and Settlement Client Services Operational ... - 2019 Jul 29
... Specialized knowledge base on the following topics: Broker-dealer processes, industry regulations, Vendor Risk Management, and Technology Risk & Control. AREAS OF EXPERTISE Operational Risk Trade Execution and Settlement Client Services Operational ... - 2019 Jul 29
PMP Certified Project Manager
Huntington, NY
... relationship tier models BANK OF AMERICA MERRILL LYNCH, Global Technology and Operations – Jersey City, NJ 2017 - June 2018 Project Manager, Contractor Work Stream Owner within an Enterprise-wide Legal Entity Broker / Dealer restructuring program. ... - 2019 Jun 20
... relationship tier models BANK OF AMERICA MERRILL LYNCH, Global Technology and Operations – Jersey City, NJ 2017 - June 2018 Project Manager, Contractor Work Stream Owner within an Enterprise-wide Legal Entity Broker / Dealer restructuring program. ... - 2019 Jun 20
Director of Sales and Operations
Fairfield, CT
... Analyzed multiple USA equipment companies’ draught and training capabilities and established dealer installer network, which led to one national partner. Negotiated 15% discount on all equipment purchased. Heineken USA, Group Off & On-Premise ... - 2019 Jun 14
... Analyzed multiple USA equipment companies’ draught and training capabilities and established dealer installer network, which led to one national partner. Negotiated 15% discount on all equipment purchased. Heineken USA, Group Off & On-Premise ... - 2019 Jun 14
Customer Analyst
Farmingdale, NY
... FINRA: Bank - Affiliated Broker Dealer Understanding Role Reference available upon request - 2019 May 16
... FINRA: Bank - Affiliated Broker Dealer Understanding Role Reference available upon request - 2019 May 16
Customer Service Financial
Fairfield, CT
... BNY Mellon (Dreyfus), Consultant 04/11 – 11/11 • Prepared necessary files for FINRA audit (broker-dealer). • Performed Mutual Fund profitability analytics, restated previous years and added profits to different asset classes. Added <1% to bottom ... - 2018 Aug 30
... BNY Mellon (Dreyfus), Consultant 04/11 – 11/11 • Prepared necessary files for FINRA audit (broker-dealer). • Performed Mutual Fund profitability analytics, restated previous years and added profits to different asset classes. Added <1% to bottom ... - 2018 Aug 30
Manager Marketing
Bayport, NY
... Responsible for the overall organization price structure data in SAP including price levels and their relations to dealer price maintenance. Determined LSMW requirements and conduct proper testing. Facilitated weekly update calls with outside ... - 2018 Jul 24
... Responsible for the overall organization price structure data in SAP including price levels and their relations to dealer price maintenance. Determined LSMW requirements and conduct proper testing. Facilitated weekly update calls with outside ... - 2018 Jul 24