| Resume alert | Resumes 71 - 80 of 92 |
Quality Assurance Management
Dallas, TX
... Summary Management Consultant and Subject Matter Expert in: Default servicing Operational Risk Management Internal Audit/Compliance Credit Risk OFAC HUD 1 Forensic Review AML(KYC) Business Process Improvements TILA RESPA Fair Lending FDCPA HMDA ... - 2017 May 19
... Summary Management Consultant and Subject Matter Expert in: Default servicing Operational Risk Management Internal Audit/Compliance Credit Risk OFAC HUD 1 Forensic Review AML(KYC) Business Process Improvements TILA RESPA Fair Lending FDCPA HMDA ... - 2017 May 19
Management Training
Dallas, TX
... treasury -Risk Management/ KYC Analyst - Wells Fargo Securities, NY, NY 06/2013-12/2013 Responsible for reviewing and ensuring all AML/KYC Regulatory requirements for new clients are met. (i.e. executed USA Patriot Act, Section 312, etc). Perform ... - 2017 Jan 10
... treasury -Risk Management/ KYC Analyst - Wells Fargo Securities, NY, NY 06/2013-12/2013 Responsible for reviewing and ensuring all AML/KYC Regulatory requirements for new clients are met. (i.e. executed USA Patriot Act, Section 312, etc). Perform ... - 2017 Jan 10
aml
Dallas, TX
... Detection, Prevention, including Regulatory agencies/guidelines and/or recommendation from FACTA, Basel Committee, Wolfsberg Statement, OFAC/ Office of the Comptroller of the Currency/Anti Money Laundering/Bank Secrecy Act, KYC, CDD and EDD etc. ... - 2016 Dec 31
... Detection, Prevention, including Regulatory agencies/guidelines and/or recommendation from FACTA, Basel Committee, Wolfsberg Statement, OFAC/ Office of the Comptroller of the Currency/Anti Money Laundering/Bank Secrecy Act, KYC, CDD and EDD etc. ... - 2016 Dec 31
Quality Data
Dallas, TX
... Skills: Forensic Compliance and Audits, Fraud Detection Risk, Infrastructure, SMTP- PHP, BSA, AML, SAR, KYC, OFAC, FCRA, UDAAD, TRID, HELOC, M/I, Claims, Life/ Mutual Funds, Security, ISO, Life, Annuities Insurance, Cyber Life, Microsoft, PeopleSoft ... - 2016 Dec 02
... Skills: Forensic Compliance and Audits, Fraud Detection Risk, Infrastructure, SMTP- PHP, BSA, AML, SAR, KYC, OFAC, FCRA, UDAAD, TRID, HELOC, M/I, Claims, Life/ Mutual Funds, Security, ISO, Life, Annuities Insurance, Cyber Life, Microsoft, PeopleSoft ... - 2016 Dec 02
Manager Microsoft Office
Rowlett, TX
... advisory and assurance support for client on-boarding and due diligence - Advise businesses on the impact of pertinent KYC, CIP and Due Diligence issues - Advise and support business lines, client on-boarding, enhanced due diligence ("EDD"), ... - 2016 Nov 02
... advisory and assurance support for client on-boarding and due diligence - Advise businesses on the impact of pertinent KYC, CIP and Due Diligence issues - Advise and support business lines, client on-boarding, enhanced due diligence ("EDD"), ... - 2016 Nov 02
Customer Service Manager
Little Elm, TX, 75068
... Design, develop and conduct quality assurance review programs – SARs and KYC/CDD compliance. Analyze data/perform investigations to identify suspicious activity and fraud. Complete and file CTRs and SARs with FinCEN and I compliance with ... - 2016 Oct 31
... Design, develop and conduct quality assurance review programs – SARs and KYC/CDD compliance. Analyze data/perform investigations to identify suspicious activity and fraud. Complete and file CTRs and SARs with FinCEN and I compliance with ... - 2016 Oct 31
Customer Service Management
Coppell, TX
... CARLISLE & GALLAGHER CONSULTING GROUP 2015-2016 Analyst KYC/AML Analyst- Monitor, research, analyze and address all essential compliance activities. Review system generated alerts to assess presence of illicit activity that may require reporting ... - 2016 Oct 31
... CARLISLE & GALLAGHER CONSULTING GROUP 2015-2016 Analyst KYC/AML Analyst- Monitor, research, analyze and address all essential compliance activities. Review system generated alerts to assess presence of illicit activity that may require reporting ... - 2016 Oct 31
Quality Assurance Microsoft Office
Irving, TX, 75061
... Ensures enhanced KYC/EDD compliance through research of CIP records using industry tools such as World-Check, LexisNexis Bridger. Verifies account purpose and legitimacy and analyze transactions activity. Draft Suspicious Activity Reports (SARs) and ... - 2016 Oct 24
... Ensures enhanced KYC/EDD compliance through research of CIP records using industry tools such as World-Check, LexisNexis Bridger. Verifies account purpose and legitimacy and analyze transactions activity. Draft Suspicious Activity Reports (SARs) and ... - 2016 Oct 24
Project Manager Management
Frisco, TX
... Investigatory Experience: ●Transaction monitoring, Lookback, SAR filing / SAR QA, Audit, Design Audit Plan, Complex International Wire transfers, Correspondent Banking, Retail Banking, Trust Accounts, KYC / EDD, Lookback. Regulatory and Compliance ... - 2016 Jul 27
... Investigatory Experience: ●Transaction monitoring, Lookback, SAR filing / SAR QA, Audit, Design Audit Plan, Complex International Wire transfers, Correspondent Banking, Retail Banking, Trust Accounts, KYC / EDD, Lookback. Regulatory and Compliance ... - 2016 Jul 27
Office Project Manager
Texas
... Gather sample trades, pricing methods of products, accounting entries, hedge accounting of asset classes, month end processes, operational reports, AML, KYC, and management reports. Gathered client configuration data requirements through meetings ... - 2016 Jun 03
... Gather sample trades, pricing methods of products, accounting entries, hedge accounting of asset classes, month end processes, operational reports, AML, KYC, and management reports. Gathered client configuration data requirements through meetings ... - 2016 Jun 03