| Resume alert | Resumes 51 - 60 of 168 |
Service Representative Front Office
Hempstead, NY
... Frame maker, E-Confirm, Endur, Boost (payment system) HIGHLIGHTS Client Onboarding Relationship Building & Management KYC assessment Risk & Compliance Implementation Quality Assurance and Control Strategic Planning Derivatives Operations Issue ... - 2020 Feb 19
... Frame maker, E-Confirm, Endur, Boost (payment system) HIGHLIGHTS Client Onboarding Relationship Building & Management KYC assessment Risk & Compliance Implementation Quality Assurance and Control Strategic Planning Derivatives Operations Issue ... - 2020 Feb 19
IB Front to Back Operations
Hartsdale, NY
... Acted as a point person to complete KYC, Client Regulatory and Legal to ensure the clients can trade electronically, be it bilateral or on SEF ●Assisted Sales Management in auditing sales credits, ensuring proper credits were applied to the correct ... - 2019 Aug 07
... Acted as a point person to complete KYC, Client Regulatory and Legal to ensure the clients can trade electronically, be it bilateral or on SEF ●Assisted Sales Management in auditing sales credits, ensuring proper credits were applied to the correct ... - 2019 Aug 07
Compliance Officer
Bayside, NY
... With strong and progressive experience within the Compliance, Risk Management, Audit – Testing, Security, Legal Process and Credit sectors of the banking industry, leveraging my skills and education as a BSA/AML CIP/KYC/CDD/EDD and OFAC expert. My ... - 2019 Jul 28
... With strong and progressive experience within the Compliance, Risk Management, Audit – Testing, Security, Legal Process and Credit sectors of the banking industry, leveraging my skills and education as a BSA/AML CIP/KYC/CDD/EDD and OFAC expert. My ... - 2019 Jul 28
Manager Customer Service
The Bronx, NY
... Professional Experience 2018 – 2019 ING Financial Services LLC New York, NY KYC Associate Served as KYC Officer, with a focus on Diverse Corporate clients, with exposure to each business unit in the Americas. Researched and analysis of KYC ... - 2019 Jul 08
... Professional Experience 2018 – 2019 ING Financial Services LLC New York, NY KYC Associate Served as KYC Officer, with a focus on Diverse Corporate clients, with exposure to each business unit in the Americas. Researched and analysis of KYC ... - 2019 Jul 08
PMP Certified Project Manager
Huntington, NY
... Expenses & Fees, Service Scorecards, Credit Ratings) with Qualitative Analysis (Due Diligence, Cyber Security, AML / KYC Controls, Business Continuity, Alternative Strategies, Contract & Legal) ● Calculated multiple Risk Scores & Relationship Tiers; ... - 2019 Jun 20
... Expenses & Fees, Service Scorecards, Credit Ratings) with Qualitative Analysis (Due Diligence, Cyber Security, AML / KYC Controls, Business Continuity, Alternative Strategies, Contract & Legal) ● Calculated multiple Risk Scores & Relationship Tiers; ... - 2019 Jun 20
Financial Analyst Management
White Plains, NY
... Knowledge of commercial paper issuance, accounting and self-funding vehicles Coordinate with Compliance with regards to KYC, KYP, AML, Customer Identification (CIP & CDD) EDUCATION MBA, UNIVERSITY OF MICHIGAN, Ann Arbor, MI Emphasis in Financial ... - 2019 May 30
... Knowledge of commercial paper issuance, accounting and self-funding vehicles Coordinate with Compliance with regards to KYC, KYP, AML, Customer Identification (CIP & CDD) EDUCATION MBA, UNIVERSITY OF MICHIGAN, Ann Arbor, MI Emphasis in Financial ... - 2019 May 30
Customer Analyst
Farmingdale, NY
... Analyze client data, documentation and negative news in order to determine client risk profile as established under the global KYC procedures. Review and approve high-risk account and PEP/negative news information. Establish enhanced due diligence ... - 2019 May 16
... Analyze client data, documentation and negative news in order to determine client risk profile as established under the global KYC procedures. Review and approve high-risk account and PEP/negative news information. Establish enhanced due diligence ... - 2019 May 16
BA, Product Manager, QA Manager
Smithtown, NY
... Client On-boarding Management (both low touch and high touch) and KYC. Continuity of Business and Disaster Recovery Testing and Management. Experience with the RFP process for soliciting feedback and ultimately product and vendor selection. Vendor ... - 2019 Apr 24
... Client On-boarding Management (both low touch and high touch) and KYC. Continuity of Business and Disaster Recovery Testing and Management. Experience with the RFP process for soliciting feedback and ultimately product and vendor selection. Vendor ... - 2019 Apr 24
Manager Customer Service
Farmingdale, NY
... Contractor August 2016 – March 2019 ·Served as global point of contact for the client and the relationship bankers with regard to KYC renewal cases. ·Responsible for ensuring all KYC queries on and off shore are prioritized, resolved and agreed ... - 2019 Apr 23
... Contractor August 2016 – March 2019 ·Served as global point of contact for the client and the relationship bankers with regard to KYC renewal cases. ·Responsible for ensuring all KYC queries on and off shore are prioritized, resolved and agreed ... - 2019 Apr 23
Information Security Officer
Hempstead, NY
... Compliance Lead for the business data privacy activities globally for KYC group. Worked with employees to resolved compliance of information security related violations and performed investigation for the business unit and recommended appropriate ... - 2019 Apr 01
... Compliance Lead for the business data privacy activities globally for KYC group. Worked with employees to resolved compliance of information security related violations and performed investigation for the business unit and recommended appropriate ... - 2019 Apr 01