| Resume alert | Resumes 41 - 50 of 168 |
Data Analyst Tableau
Huntington Station, NY
... DEALOGIC, New York, NY 9/2011-10/2012 Research Analyst, Compliance KYC compliance of Qualified Institutional Buyer, FINRA 5131, 2111 Suitability and Regulation S investor certificates for the SEC Securities Act of 1933. Extensive interaction with ... - 2020 Jun 12
... DEALOGIC, New York, NY 9/2011-10/2012 Research Analyst, Compliance KYC compliance of Qualified Institutional Buyer, FINRA 5131, 2111 Suitability and Regulation S investor certificates for the SEC Securities Act of 1933. Extensive interaction with ... - 2020 Jun 12
Front Office Analyst
Great Neck, NY
... AML, KYC, BSA Enhanced Due Diligence Customer Due Diligence Investigative Methods Risk Analysis Regulatory Compliance Professional Experience: New York Community Bank Corp. (March 2017 – Present) EDD/AML Sr. Analyst Reviews CIP and KYC documents. ... - 2020 Jun 06
... AML, KYC, BSA Enhanced Due Diligence Customer Due Diligence Investigative Methods Risk Analysis Regulatory Compliance Professional Experience: New York Community Bank Corp. (March 2017 – Present) EDD/AML Sr. Analyst Reviews CIP and KYC documents. ... - 2020 Jun 06
Data Representative
Greenlawn, NY
... Assisted the AML Representative with KYC day to day activities. Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional ... - 2020 May 30
... Assisted the AML Representative with KYC day to day activities. Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional ... - 2020 May 30
Representative Manager
Greenlawn, NY
... •Assisted the AML Representative with KYC day to day activities. BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker ... - 2020 Apr 03
... •Assisted the AML Representative with KYC day to day activities. BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker ... - 2020 Apr 03
Manager Project
Mineola, NY
... Thomson Reuters www.thomsonreuters.com, PA Senior Project Manager Benefit: Improved user satisfaction via User-Friendly Interface for KYC Applications. Jan 19– To- April 19 Managed multiple Digital Agile enterprise software (SaaS) development ... - 2020 Mar 29
... Thomson Reuters www.thomsonreuters.com, PA Senior Project Manager Benefit: Improved user satisfaction via User-Friendly Interface for KYC Applications. Jan 19– To- April 19 Managed multiple Digital Agile enterprise software (SaaS) development ... - 2020 Mar 29
Customer Care Service
The Bronx, NY
... calls • Responsible for the compliance aspect (KYC) component related issues. • Help Wealth Advisors grow and retain their book of business portfolios, • Develop partnerships with Commercial Banking, Tax Exempt Group, Community Finance, securities ... - 2020 Mar 28
... calls • Responsible for the compliance aspect (KYC) component related issues. • Help Wealth Advisors grow and retain their book of business portfolios, • Develop partnerships with Commercial Banking, Tax Exempt Group, Community Finance, securities ... - 2020 Mar 28
Financial Accounting
New City, NY
... Contract) • Precise analytical research with extreme due diligence establishing and ensuring a client match • Ensure all client KYC records are compliant with regulatory and bank standards • Improved the speed of analysis appropriately reporting ... - 2020 Mar 27
... Contract) • Precise analytical research with extreme due diligence establishing and ensuring a client match • Ensure all client KYC records are compliant with regulatory and bank standards • Improved the speed of analysis appropriately reporting ... - 2020 Mar 27
Test Jira
Greenlawn, NY
... Feature/QA/SIT/UAT/CCT/KYC/AML VB Scripting/Debugging/Frameworks Agile (Scrum)/Waterfall/SDLC/STLC Blackbox/Backend/Functional Testing Oracle/MS SQL Server/Toad/DB2 SFDC/Salesforce/CRM/Cloud App Onshore & Offshore Model SQL/Database/RDBMS/DML/FTP ... - 2020 Mar 27
... Feature/QA/SIT/UAT/CCT/KYC/AML VB Scripting/Debugging/Frameworks Agile (Scrum)/Waterfall/SDLC/STLC Blackbox/Backend/Functional Testing Oracle/MS SQL Server/Toad/DB2 SFDC/Salesforce/CRM/Cloud App Onshore & Offshore Model SQL/Database/RDBMS/DML/FTP ... - 2020 Mar 27
Manager Project
Huntington, NY
... Specializations include: Compliance Monitoring and Testing, 1940 Act, Volcker Act, Actimize, Mantas, UAT Testing/Management, Bank Secrecy Act (BSA), Patriot Act, Know Your Customer (KYC), Enhanced Due Diligence (EDD), Counter Terrorist Financing ... - 2020 Feb 27
... Specializations include: Compliance Monitoring and Testing, 1940 Act, Volcker Act, Actimize, Mantas, UAT Testing/Management, Bank Secrecy Act (BSA), Patriot Act, Know Your Customer (KYC), Enhanced Due Diligence (EDD), Counter Terrorist Financing ... - 2020 Feb 27
Support Service
Glen Head, NY
... Risk Associate (Private Bank) • Reviewed incoming documentation for new clients according to ensure that they comply with UBS KYC/Anti-Money Laundering Program (AML) policies and facilitated an smooth transitioning to open accounts in a faster and ... - 2020 Feb 24
... Risk Associate (Private Bank) • Reviewed incoming documentation for new clients according to ensure that they comply with UBS KYC/Anti-Money Laundering Program (AML) policies and facilitated an smooth transitioning to open accounts in a faster and ... - 2020 Feb 24