| Resume alert | Resumes 101 - 110 of 169 |
Real Estate Assistant
New Rochelle, NY
... In-house training in AML/KYC. Proficient in (MS) Microsoft Office, (MS) Excel, (MS) Word, Investran, Bloomberg. Thorough and analytical, focused and consistently deliver results within strict deadlines. Client-Focused. Professional Experience JP ... - 2014 Dec 22
... In-house training in AML/KYC. Proficient in (MS) Microsoft Office, (MS) Excel, (MS) Word, Investran, Bloomberg. Thorough and analytical, focused and consistently deliver results within strict deadlines. Client-Focused. Professional Experience JP ... - 2014 Dec 22
Project Manager Sales
Melville, NY
... • Liaise with key stakeholders and subject matter experts including: Compliance, Investment Bank, Treasury Services, • Asset Management, Consumer Bank, Technology, Legal and Internal Audit to ensure vendor selection/utilization meets KYC standards. ... - 2014 Nov 16
... • Liaise with key stakeholders and subject matter experts including: Compliance, Investment Bank, Treasury Services, • Asset Management, Consumer Bank, Technology, Legal and Internal Audit to ensure vendor selection/utilization meets KYC standards. ... - 2014 Nov 16
Customer Service Sales
New York, NY
... Prevented a $30 million bank fraud by going above and beyond the bank’s KYC, AML and other risk analyses. • Trained 100 entry-level associates into management positions. • Acted as a major player in assisting a dozen private companies “go public.” • ... - 2014 Nov 01
... Prevented a $30 million bank fraud by going above and beyond the bank’s KYC, AML and other risk analyses. • Trained 100 entry-level associates into management positions. • Acted as a major player in assisting a dozen private companies “go public.” • ... - 2014 Nov 01
Sql Server Customer
West Hempstead, NY
... P roject Name KYC Checks (Credit Decision Application) Role Senior Developer Location: D anbury CT Client GE CAP ITAL November 2005-Oct 2007 Description Our client‘s existing credit decision application was using only IBP and OFAC screening for ... - 2014 Aug 13
... P roject Name KYC Checks (Credit Decision Application) Role Senior Developer Location: D anbury CT Client GE CAP ITAL November 2005-Oct 2007 Description Our client‘s existing credit decision application was using only IBP and OFAC screening for ... - 2014 Aug 13
Sales Management
Stamford, CT
... Recent regulatory exposure related to BASEL III( LCR, NFSR), FDIC, Dodd-Frank, AML, KYC, FATCA . Merged Investments Desk into overall treasury funding desk to eliminate redundancies and better utilize personnel. Consolidated liquidity flows, legal ... - 2014 Jun 09
... Recent regulatory exposure related to BASEL III( LCR, NFSR), FDIC, Dodd-Frank, AML, KYC, FATCA . Merged Investments Desk into overall treasury funding desk to eliminate redundancies and better utilize personnel. Consolidated liquidity flows, legal ... - 2014 Jun 09
Sales Operations
Levittown, NY
... Specific areas of expertise include: Equity Trading, Back Office Operations, Compliance, Client Relations, Account Management, IPO/Secondary offering analysis, NYSE/NASDAQ rules, FINRA regulations, and AML/KYC laws. Knowledge of: Securities Act of ... - 2014 May 20
... Specific areas of expertise include: Equity Trading, Back Office Operations, Compliance, Client Relations, Account Management, IPO/Secondary offering analysis, NYSE/NASDAQ rules, FINRA regulations, and AML/KYC laws. Knowledge of: Securities Act of ... - 2014 May 20
Project Manager Management
Closter, NJ
... Worked on AML, KYC initiatives. . Prepared Disaster Recovery Site for regulatory inspection. Advised senior management and sales and trading on regulatory issues. Reported to Chief Compliance Officer. JPMorgan Chase, New York, NY October 2006 - ... - 2014 Feb 19
... Worked on AML, KYC initiatives. . Prepared Disaster Recovery Site for regulatory inspection. Advised senior management and sales and trading on regulatory issues. Reported to Chief Compliance Officer. JPMorgan Chase, New York, NY October 2006 - ... - 2014 Feb 19
Sales Service
Hicksville, NY
... Researching Anti- Money Laundering, “Know Your Customer” (KYC), “suitability,” and member application issues governed by FINRA. Writing memoranda interpreting the regulatory history and applications of FINRA-member eligibility rules. Drafting ... - 2014 Feb 04
... Researching Anti- Money Laundering, “Know Your Customer” (KYC), “suitability,” and member application issues governed by FINRA. Writing memoranda interpreting the regulatory history and applications of FINRA-member eligibility rules. Drafting ... - 2014 Feb 04
Sales Medical
Mineola, NY
... Remediated data across operating systems such as KYC, EDM, and Dashboard to ensure uniformity. Reviewed and updated investment strategies and account information to ensure the continuity of regulations across portfolios for sales trades. Coordinated ... - 2014 Jan 29
... Remediated data across operating systems such as KYC, EDM, and Dashboard to ensure uniformity. Reviewed and updated investment strategies and account information to ensure the continuity of regulations across portfolios for sales trades. Coordinated ... - 2014 Jan 29
Management Customer
White Plains, NY
... SKILLS Microsoft Office, Excel, PowerPoint, LexisNexis, Westlaw, Kroll, Stratify, Concordance, Bank Secrecy Act (BSA), USA Patriot Act, Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Customer Identification ... - 2014 Jan 29
... SKILLS Microsoft Office, Excel, PowerPoint, LexisNexis, Westlaw, Kroll, Stratify, Concordance, Bank Secrecy Act (BSA), USA Patriot Act, Know Your Customer (KYC), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Customer Identification ... - 2014 Jan 29