| Resume alert | Resumes 131 - 140 of 169 |
Sales Marketing
River Vale, NJ
... • Cross-selling multiple products across verticals • Strict compliance to financial and regulatory controls including: PATRIOT ACT, AML and KYC Professional Experience: BlackRock, Inc. (Formerly Barclays Global Investor Services) Regional Sales ... - 2011 Jul 07
... • Cross-selling multiple products across verticals • Strict compliance to financial and regulatory controls including: PATRIOT ACT, AML and KYC Professional Experience: BlackRock, Inc. (Formerly Barclays Global Investor Services) Regional Sales ... - 2011 Jul 07
Management Sales
Oakland Gardens, NY, 11364
... Ensured KYC due diligence is completed for each applicant . Reviewed incoming loan packages for appropriate credit documentation according to loan checklist . Made sure credit limits were correctly assigned in the accounting system and ensured the ... - 2011 May 24
... Ensured KYC due diligence is completed for each applicant . Reviewed incoming loan packages for appropriate credit documentation according to loan checklist . Made sure credit limits were correctly assigned in the accounting system and ensured the ... - 2011 May 24
Project Manager Management
Hartsdale, NY
... Management (Six Sigma Certified Black Belt), Change Management • Banking applications and products (Client Accounting, AML, KYC, payments, compliance) • Business analysis, requirements gathering, normalization of relational databases WORK EXPERIENCE ... - 2011 May 13
... Management (Six Sigma Certified Black Belt), Change Management • Banking applications and products (Client Accounting, AML, KYC, payments, compliance) • Business analysis, requirements gathering, normalization of relational databases WORK EXPERIENCE ... - 2011 May 13
Management Assistant
Mount Vernon, NY, 10550
... Prepared all reviewed documentation from KYC for completeness to open new accounts for the PWM investment products, Custody, Banking, Trust and Investment accounts. . Worked with KYC and account opening to mitigate risk and inaccuracies to provide a ... - 2011 Mar 30
... Prepared all reviewed documentation from KYC for completeness to open new accounts for the PWM investment products, Custody, Banking, Trust and Investment accounts. . Worked with KYC and account opening to mitigate risk and inaccuracies to provide a ... - 2011 Mar 30
Administrative Assistant, Executive Assistant
11364
... performed OFAC/KYC/CIP for new and non-customers. • Authorized all transactions up to $500,000.00; Responsible for enforcing bank policies & procedures. • Prepared weekly sales reports. • OFAC regulations experience. • Performed client verification ... - 2010 Nov 22
... performed OFAC/KYC/CIP for new and non-customers. • Authorized all transactions up to $500,000.00; Responsible for enforcing bank policies & procedures. • Prepared weekly sales reports. • OFAC regulations experience. • Performed client verification ... - 2010 Nov 22
Manager Operations
Bronx, NY, 10467
... Acquired documentation and handled due diligence for new accounts according to KYC standards. . Supported brokers and clients with administrative and operational issues. . Assisted in the training of new hires. . Obtained investment and product ... - 2010 Nov 04
... Acquired documentation and handled due diligence for new accounts according to KYC standards. . Supported brokers and clients with administrative and operational issues. . Assisted in the training of new hires. . Obtained investment and product ... - 2010 Nov 04
Manager Sales
Bronx, NY, 10463
... promotion to senior analyst involved training and reviewing work of analysts, filing SARs when necessary Conducted Enhanced Due Diligence as part of KYC process for high risk clients Prepared workflows for various investigation processes, ... - 2010 Nov 03
... promotion to senior analyst involved training and reviewing work of analysts, filing SARs when necessary Conducted Enhanced Due Diligence as part of KYC process for high risk clients Prepared workflows for various investigation processes, ... - 2010 Nov 03
Management Control
Bronx, NY, 10463
... BSA, AML, KYC Compliance . SAR and CTR Reporting Requirements . FINCEN, OFAC, USA Patriot Act, Basel II, and Sarbanes Oxley Knowledge . Regulatory and Compliance Oversight PROFESSIONAL EXPERIENCE MEDIA MORPH, New York, NY 4/2009 to 7/2010 Media ... - 2010 Nov 03
... BSA, AML, KYC Compliance . SAR and CTR Reporting Requirements . FINCEN, OFAC, USA Patriot Act, Basel II, and Sarbanes Oxley Knowledge . Regulatory and Compliance Oversight PROFESSIONAL EXPERIENCE MEDIA MORPH, New York, NY 4/2009 to 7/2010 Media ... - 2010 Nov 03
Customer Service Management
Bronx, NY, 10459
... Wrote and implemented a structured training program, including KYC/CIP operations rules and sales product walkthroughs of the company's proprietary trading software. . Managed branch-wide administrative needs, and established rules/standards to ... - 2010 Nov 03
... Wrote and implemented a structured training program, including KYC/CIP operations rules and sales product walkthroughs of the company's proprietary trading software. . Managed branch-wide administrative needs, and established rules/standards to ... - 2010 Nov 03
Manager Management
Flushing, NY, 11358
... Assist in maintaining and updating Client Risk Scoring, KYC/CIP, CDD, and EDD procedures, identifying and implementing enhancements, as well as any revisions to be incorporated in response to changes in regulatory requirements. . Respond to ... - 2010 Oct 29
... Assist in maintaining and updating Client Risk Scoring, KYC/CIP, CDD, and EDD procedures, identifying and implementing enhancements, as well as any revisions to be incorporated in response to changes in regulatory requirements. . Respond to ... - 2010 Oct 29