Sales Medical

Diane Hamyung Lee

** ********* *****, *** **** Park, NY 11040

516-***-**** accem4@r.postjobfree.com

EXPERIENCE

Barclays Wealth- New York, NY 2/2012-7/2013

Analyst

Audited and assessed numerous client accounts in a firm-wide remediation in accordance to FINRA 2111.

Remediated data across operating systems such as KYC, EDM, and Dashboard to ensure uniformity.

Reviewed and updated investment strategies and account information to ensure the continuity of regulations across portfolios for sales

trades.

Coordinated with various sales teams, client onboarding, and business control throughout the remediation process to mitigate

operational risk and ensure quality.

Designed and executed procedures for the collection of client data with efficiency and accuracy.

Performed operational tasks as part of the firm’s response to changing regulatory policies and requirements including the SEC

submission filing of ADV 1A.

Kramer Levin Naftalis & Frankel LLP- New York, NY 10/2011-12/2011

Legal Receptionist

Served as a means of communication between guests and attorneys at the front desk, making certain guests are welcomed and all

needs are met accordingly.

Managed phone calls and inquiries within a high-volume environment as well as organized daily meetings and guest lists.

62nd Japan-America Student Conference Executive Committee 8/2009-8/2010

PR & Recruitment

Created and sent promotion letters to over 500 contacts and not only recruited a diverse group of delegates but also gained great

publicity accomplishing the most visits to the JASC website.

Planned and organized a month-long conference throughout the span of one year, organizing forums and field trips such as a field trip

to the Department of Education and an opening ceremony attended by Consul General Hisaeda.

Korea Foundation -Seoul, South Korea 5/2010-7/2010

Intern

Edited and proofread articles and brochures that promote and educate people on Korea as well as translated articles from Korean to

English and English to Korean.

Participated and experienced international forums hosted by Korea Foundation, interacting with high profile individuals.

De Martini & Yi, LLP- New Hyde Park, NY 12/2008-1/2009

Intern

Maintained case files, updating case status and activity as well as opened new case files, ensuring in a timely manner all documents

and were well organized and ready for view. Also, verified court dates and case details by calling county court.

Supported all administrative staff and performed general office tasks such as filing, typing, copying, and answering phones.

Communicated and reported directly to Kyun Yi, Esp. throughout each process to ensure efficiency and quality work.

VOLUNTEER

India Community Outreach- Amritsar, India Summer 2012-2013

Summer Program Coordinator & Team Member

Organized a 3 day and 1 day summer school program for the children of Amritsar, India.

Delivered essential medical supplies and services to 65 families among the marginalized Dalit (Untouchables) community in

partnership with medical outreach programs run by Americares and Project Cure.

SKILLS

Proficient in Microsoft Office (Word, Excel, Outlook, PowerPoint); Type 76 WPM; Fluent in Korean

EDUCATION

Smith College Northampton, MA

Bachelor of Arts, English and Government (focus on International Relations) GPA: 3.06 May 2011

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