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Compliance Officer Aml

Hauppauge, NY
... WHITMAN LLC New York, NY July 2000 – January 2018 Chief Operating Officer, Chief Compliance Officer, AML Compliance Officer Responsible for the daily operation of the broker-dealer, which included the oversight of the operations, compliance, sales, ... - Apr 25

Client Service Customer

Woodstock, GA
... Education Associate of Arts: Graphic Design, 03/1996 Miami Dade College - Miami, FL Associate of Arts: Mortgage Broker, 06/2005 Intracoastal Real Estate - North Miami Beach, FL Certificate: Commercial Truck Driver, 05/2009 Katlaw Truck Driving ... - Apr 25

Customer Service Urgent Care

Lawtey, FL
... Processed payroll for Broker and employees. Entered client applications in the Point System. Legal Licensing and Compliance Specialist Merrill Lynch Insurance Group - Jacksonville, FL - November 2001 to January 2005 Responsibilities: Processed Non ... - Apr 25

Project Management Business Analyst

Teaneck, NJ
... Portfolio Administrator / Bankers Trust Corporation New York - New York, NY 10/1991 - 07/1993 Research Reconciliation Representative/ Colson Services Corporation – New York, NY 12/1988 - 07/1991 Registered Representative for Broker/Dealer/ First ... - Apr 25

APPLICATION SUPPORT

Noida, Uttar Pradesh, India
... Engineer Perot systems Noida 15 July 2005 - 2 Sep 2008 ● Developed the esql code for upgradation of Neon engine to Message Broker ● Performed unit, regression and volume testing EDUCATION Bachelor of Engineering NSIT Delhi Jul 2001 - May 2005 61.45% ... - Apr 25

Retail Sales Specialist

Atlanta, GA
... s Degree or equivalent experience Field of Study/Area of Experience: - 0-2 years of experience in retail, Client, or food broker Skills, Knowledge and Abilities - Ability to work independently and prioritize duties with minimal supervision, in order ... - Apr 24

Purchasing Agent Construction Superintendent

Fort Myers, FL
... 1995 -1998 Senior Loan Officer / Broker / Manager Managed due diligence requirements and mortgage approvals/closings throughout the State of Florida. Developers, Realtors, Builders, Construction Lender Application, Clients, Realtors, Builders, Title ... - Apr 24

Software Development Spring Boot

Los Angeles, CA
... ● Designed and developed Java Message Broker components using EJB Message Driven Bean, JMS, and TIBCO-Rendezvous. ● Created Web Pages using HTML and JSP and used JavaScript for client-side validation. Also used Dream weaver MX tool for creating ... - Apr 24

Sales consultant or representative

Durbanville, Western Cape, South Africa
... Informing the insurance broker of any insurance amendments within 2 days of the amendment being approved. Distributing the minutes of meeting to the Chairman within 7 days. Inaugural meetings to be compiled within 24 hours. AGM notices distributed ... - Apr 24

Administrative Assistant

Munford, TN, 38058
... Louis MO September 2022 – February 2023 Sales and Transportation Broker *Sales - Reach out and bring in new customers to the company *Cradle to grave brokerage *Work directly with customers regarding LTL and FTL shipments and accounting issues *Work ... - Apr 24
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