| Resume alert | Resumes 41 - 50 of 1145 |
Customer Service Level 2
Brooklyn, NY
... Dealer requirements and Dodd Frank Regulations set forth by the National Futures Association and FINRA Tracking and maintaining data and working with IT to ensure that the Representatives’ Continuing Educational session requirements have been met. ... - Feb 16
... Dealer requirements and Dodd Frank Regulations set forth by the National Futures Association and FINRA Tracking and maintaining data and working with IT to ensure that the Representatives’ Continuing Educational session requirements have been met. ... - Feb 16
Accounts Receivable Payable Specialist
Preakness, NJ, 07470
... •Generated drafting to collect funds from dealer for vehicle invoices sold to dealer. •Uploaded Electronic Bank System (EBS) files and applied payment to close open invoices. •Prepared bank deposit tickets and applied payments against dealer open ... - Feb 12
... •Generated drafting to collect funds from dealer for vehicle invoices sold to dealer. •Uploaded Electronic Bank System (EBS) files and applied payment to close open invoices. •Prepared bank deposit tickets and applied payments against dealer open ... - Feb 12
Customer Service Sales Professionals
Manhattan, NY, 10007
... Developed and managed National Dealer distribution chains, trained Sales Representatives, and established long term relationships with Clients. Provided leadership and guidance to sales professionals across multiple geographies. Expanded Verbal and ... - Feb 12
... Developed and managed National Dealer distribution chains, trained Sales Representatives, and established long term relationships with Clients. Provided leadership and guidance to sales professionals across multiple geographies. Expanded Verbal and ... - Feb 12
Experienced Accountant United States
Uniondale, NY, 11553
... Interstate National Dealer Services 1999-2012 AR Bookkeeper Reinsurance Accounting ● Formatted and funded creation of new Reinsurance Accounts with Financial broker markets. ● Prepare individual spreadsheets that cross reference with the daily bank ... - Feb 11
... Interstate National Dealer Services 1999-2012 AR Bookkeeper Reinsurance Accounting ● Formatted and funded creation of new Reinsurance Accounts with Financial broker markets. ● Prepare individual spreadsheets that cross reference with the daily bank ... - Feb 11
Financial Advisor Advisory Services
Brooklyn, NY
... hiring and current employee issues such as payroll and scheduling Continental Broker Dealer Corp., Carle Place, NY Financial Consultant, February, 1998 – August, 2000 Open new accounts, and contributed to transition of new clients into the firm. ... - Feb 10
... hiring and current employee issues such as payroll and scheduling Continental Broker Dealer Corp., Carle Place, NY Financial Consultant, February, 1998 – August, 2000 Open new accounts, and contributed to transition of new clients into the firm. ... - Feb 10
General Counsel Managing Partner
Bergenfield, NJ
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ... - Feb 08
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ... - Feb 08
Business Analyst Project Management
Plainfield, NJ
... Wellington Management’s global trading platform provides Investors, traders, broker-dealer to place trades and monitor accounts through financial intermediaries. The project was to enhance a global trading platform which supports buy and sell of ... - Feb 07
... Wellington Management’s global trading platform provides Investors, traders, broker-dealer to place trades and monitor accounts through financial intermediaries. The project was to enhance a global trading platform which supports buy and sell of ... - Feb 07
Quality Assurance High Risk
Queens, NY
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01
Internal Audit Risk Management
Jersey City, NJ
... • Ran internal audits with nine, instead of 14 approved, heads and dealer audit function with six heads. • Delivered high-quality audits focusing on essential Nissan requirements, high-risk finance and operating functions, management requested ... - Feb 01
... • Ran internal audits with nine, instead of 14 approved, heads and dealer audit function with six heads. • Delivered high-quality audits focusing on essential Nissan requirements, high-risk finance and operating functions, management requested ... - Feb 01
Risk Management Financial
Newark, NJ, 07102
... Key risk leader dealing with Federal Reserve to address control concerns and requirements and resolve prior serious regulatory findings, supporting way for New York business unit to be granted primary dealer status. Merrill Lynch New York, NY First ... - Jan 31
... Key risk leader dealing with Federal Reserve to address control concerns and requirements and resolve prior serious regulatory findings, supporting way for New York business unit to be granted primary dealer status. Merrill Lynch New York, NY First ... - Jan 31