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General Counsel Managing Partner

Location:
Bergenfield, NJ
Salary:
$125,000
Posted:
February 08, 2024

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Resume:

MUSTAFA DAVID SAYID

*** ****** ****

HAWORTH, NJ 07641

212-***-****

E-mail: ad3hbk@r.postjobfree.com

EXPERIENCE:

Sayid and Associates LLP, Attorneys at Law New York, NY Managing Partner February 1992 - Present

-The law firm advises clients with respect to the legal and business complexities of a wide variety of corporate, environmental and securities transactions, including but not limited to all aspects of contractual drafting and review; handling of litigation matters; New York Stock Exchange and NASDAQ listings; private placements; venture capital offerings; public and private debt offerings; reverse mergers, proxy statements; SEC annual and periodic reports; insider trading and compliance programs and required insider filings; representation of clients before FINRA, NYSE, AAA, DOJ, PCAOB municipality proceedings, arbitration, litigation, litigation preparation, corporate governance, collections and public disclosure matters

Global Capital Group, Inc. New York, NY

General Counsel April 1990 - January 1992

-Supervised and managed all aspects of European holding company including a securities brokerage firm and an insurance brokerage firm.

-Directed a staff of twenty (20) legal professionals at the holding company’s securities brokerage firm, having day-to-day decision-making authority.

-Oversaw all legal, compliance and financial operations.

-Reviewing and authorizing all in-house and outside legal expenses and fees. J.T. Moran Financial Corp. New York, NY

General Counsel February 1988 - March 1990

- Managed a staff of twenty-five (25) professionals in a publicly traded (OTC: JTMC), NASDAQ securities firm with over 1,200 employees in twelve (12) locations.

- Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization.

- Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of registration statements, listing applications, blue sky memoranda, offering documents, debts instruments, letters of credit, drafting of corporate business plans and private placement offerings, litigation, litigation preparation, arbitrations.

- Drafting various agreements, letters of intent, corporate consents and board minutes.

- Negotiating and drafting purchase agreements, employment contracts and leases.

- Established procedural compliance with SEC, NASD, FINRA, AMEX and NYSE rules and regulations and state securities law.

- Drafting of compliance manuals.

- Reviewing and authorizing all in-house and outside legal expenses and fees. Kraft & Hughes, Esqs. New York, NY

Attorney January 1987 - January 1988

-Responsible for SEC filings, initial public offerings, private placement offerings, mergers and acquisitions, blue sky filings and general corporate practice. New York Stock Exchange, Inc. New York, NY

Attorney/Surveillance Investigator May 1985 - December 1986

-Responsible for investigations and review of member firm trading and questionable trades, inter-market trading system inquiries, audit trail surveillance and preparation of cases for NYSE disciplinary and regulatory hearings.

Parkway General Hospital

Associate Director Admissions Forest Hills, NY

September 1980 - May 1985

- Responsible for maintenance of the hospital and emergency rooms’ new admissions. Preparation of new patients through the admissions process. Reviewed and maintained the hospital’s front desk security desks.

EDUCATION:

Boston College Law School Newton Centre, MA

Juris Doctor Degree conferred May 1983

Honors: Boston College International and Comparative Law Review, Editor, 1983 Award: Thomas Macken Joyce Award Recipient, Outstanding Contribution to the Law School Community, May 1983

Publication: Law Review Article: Note, Euthanasia: A Comparison of the Criminal Laws of Germany, Switzerland and the United States, 6 B.C. Int’l & Comp. L. Rev. 533 (Spring 1983)

Activities: Boston College Law School Mock Trial Competition, Semi-Finalist, 1983 Editor, Boston College International and Comparative Law Review Editor-in-Chief, Law Yearbook, Sui Juris 1983

Queens College, City University of New York Flushing, NY Bachelor of Arts Degree in History conferred June 1980 Honors: Dean’s List, History Honor Society

ADMISSIONS:

U. S. Supreme Court (1991); State of New York (May 1986); Commonwealth of Massachusetts (December 1985) and Commonwealth of Pennsylvania (April 2010) Affiliations: American Bar, New York Bar and Massachusetts Bar Associations, Securities Industry Association, Securities and Legal Division References Available Upon Request



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