| Resume alert | Resumes 81 - 90 of 2410 |
General Counsel Managing Partner
Bergenfield, NJ
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ... - Feb 08
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ... - Feb 08
Business Analyst Project Management
Plainfield, NJ
... Sumitomo Mitsui Banking Corporation - New York November 2020- April 2022 Business Analyst This project was a capital market Broker-to-Broker Trading System: This project was to develop a system to help facilitate the trading of securities between ... - Feb 07
... Sumitomo Mitsui Banking Corporation - New York November 2020- April 2022 Business Analyst This project was a capital market Broker-to-Broker Trading System: This project was to develop a system to help facilitate the trading of securities between ... - Feb 07
Business Development General Manager
Roslyn, NY
... in Communications New York Real Estate Institute New York, NY Licensed Real Estate Salesman since December 2008 New York Real Estate Institute New York, NY Licensed Real Estate Broker since December 2013 References available upon request - Feb 07
... in Communications New York Real Estate Institute New York, NY Licensed Real Estate Salesman since December 2008 New York Real Estate Institute New York, NY Licensed Real Estate Broker since December 2013 References available upon request - Feb 07
Change Management Back Office
Scarsdale, NY
... for accounting portfolio platform’s (software/hardware) for Fiserv APL, which included managed accounts UMA, SMA, MMA utilizing APL, Web APL, for large asset & wealth management firms including retail & institutional banks, and broker dealers. ... - Feb 06
... for accounting portfolio platform’s (software/hardware) for Fiserv APL, which included managed accounts UMA, SMA, MMA utilizing APL, Web APL, for large asset & wealth management firms including retail & institutional banks, and broker dealers. ... - Feb 06
Project Manager Scrum Master
Newark, NJ
... The above product can be sold via in PRISM, SPP and Introducer Internet (Broker portal) Responsibilities: As a Quality Analyst task involved: Test Plan preparation, issue resolution & status reporting. Successfully handled multiple changes and ... - Feb 06
... The above product can be sold via in PRISM, SPP and Introducer Internet (Broker portal) Responsibilities: As a Quality Analyst task involved: Test Plan preparation, issue resolution & status reporting. Successfully handled multiple changes and ... - Feb 06
Call Center Customer Service
Bronx, NY
... 1997-2003 HORIZON BCBS OF NEW JERSEY Newark, NJ Broker Assistant/ Member Service Coordinator • Functioned as a liaison between brokers and small business accounts to maintain satisfactory accounts. • Assisted the Sales Division with processing ... - Feb 05
... 1997-2003 HORIZON BCBS OF NEW JERSEY Newark, NJ Broker Assistant/ Member Service Coordinator • Functioned as a liaison between brokers and small business accounts to maintain satisfactory accounts. • Assisted the Sales Division with processing ... - Feb 05
Quality Assurance High Risk
Queens, NY
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01
Vice President Due Diligence
Fort Lee, NJ
... of Client Management Group and KYC Team service proposition for individual Banking sub-sectors, Corresponding Banks, Foreign Banks, Funds, Investment Advisors, Broker Dealers, SPVs, Insurance, Corporate and Syndicated loan client account profiles. ... - Feb 01
... of Client Management Group and KYC Team service proposition for individual Banking sub-sectors, Corresponding Banks, Foreign Banks, Funds, Investment Advisors, Broker Dealers, SPVs, Insurance, Corporate and Syndicated loan client account profiles. ... - Feb 01
Due Diligence Kyc Analyst
Island Park, NY
... ●Set up Institutional accounts, foreign, domestic & prime broker accounts. ●Fax failed confirms to clients. ● WATERHOUSE SECURITIES NY 7/93-8/96 Money Market Securities Clerk ●Provided daily processing and input of all money market trades and ... - Jan 31
... ●Set up Institutional accounts, foreign, domestic & prime broker accounts. ●Fax failed confirms to clients. ● WATERHOUSE SECURITIES NY 7/93-8/96 Money Market Securities Clerk ●Provided daily processing and input of all money market trades and ... - Jan 31
Java Developer Stack
Manhattan, NY, 10176
... ●Experience with web Methods IS 6.x (Flow Services, Java services, Administration, Troubleshooting, Validations, Broker, Triggers, Notifications, JDBC adapter, Java API, EJB, FTP management). ●Experience in developing database applications using ... - Jan 31
... ●Experience with web Methods IS 6.x (Flow Services, Java services, Administration, Troubleshooting, Validations, Broker, Triggers, Notifications, JDBC adapter, Java API, EJB, FTP management). ●Experience in developing database applications using ... - Jan 31