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Queens, NY
... Led key initiatives in the multi-year initiative to transform broker dealer workstation for use by Chase Investment Services Corporation. This enabled J P Morgan to save nearly USD 70 M each year in fees to the prior vendor. Technologies used: Java, ...
- May 22
Queens, NY
... Lead DELL & AT&T Responsible for new store deployments, escalations and issue management concerning all aspects of digital signage hardware deployment and (POS) Point of Sale equipment within AT&T core and authorized dealer / retail locations. ...
- May 19
Queens, NY
... INTERNAL AUDIT CONSULTANT December 2018 to March 2020 MORGAN STANLEY – FINANCIAL CONTROL GROUP – SENIOR AUDIT MANAGER (January 2020 to March 2020) Supported the Finance Risk & Assurance in its compliance certification of the 17a-5 Broker Dealer ...
- May 12
Hauppauge, NY
... WHITMAN LLC New York, NY July 2000 – January 2018 Chief Operating Officer, Chief Compliance Officer, AML Compliance Officer Responsible for the daily operation of the broker-dealer, which included the oversight of the operations, compliance, sales, ...
- Apr 25
Bohemia, NY
... BONDS.COM GROUP, INC 2012 – 2014 Financial Controller, FinOp: Publicly traded riskless principal broker/dealer that owned and operated an electronic fixed income trading platform. • Served as the organization’s first financial controller, ...
- Apr 17
Massapequa, NY
... * Full recourse/ non-recourse auto loans, Dealer payoffs/buy backs, V/S of vehicle. * E-Mail's, Insurance Issues. Customer service/Collections General Utilities - Plainview, NY 2005 to 2007 * Handled a high volume of incoming calls. * High volume of ...
- Apr 15
Norwalk, CT, 06850
... Manage an maintain daily operations of the business Series 7 Broker dealer at AS Goldman 04/1992 - 01/2001 (9 years) Broker dealer manage an maintain clients financial portfolios Machine operator at Danbury Printing an Litho 04/1978 - 01/1991 (13 ...
- Mar 21
Queens, NY
... Worked on Car Client and Dealer point programs. EDUCATION Cardozo High School Queens, New York June 2000 SKILLS Reynolds and Reynolds programs. E-Lead systems N.I.F.C.E Certified Credit Advisor E-Fiscal program.
- Mar 04
Queens, NY
... Prepared comparatives statements for Sales in volume and value, damaged goods, sales return, dealer/distributors sales commission and incentive, delivery expenses, salary and incentive expenses for field forces, ATL, and BTL expenses 04. Banoful & ...
- Mar 02
Uniondale, NY, 11553
... Interstate National Dealer Services 1999-2012 AR Bookkeeper Reinsurance Accounting ● Formatted and funded creation of new Reinsurance Accounts with Financial broker markets. ● Prepare individual spreadsheets that cross reference with the daily bank ...
- Feb 11