| Resume alert | Resumes 91 - 100 of 414 |
Head of Trading / Trading Technology - front/middle/back office
Stamford, CT
... McNicoll, Lewis & Vlak, LLC, New York, NY 2008 - 2010 Managing Director – Head of Trading and Research Sales Led team through Broker/Dealer registration process. Implemented execution platform and ran institutional sales. Morgan Stanley, New York, ... - 2019 Nov 27
... McNicoll, Lewis & Vlak, LLC, New York, NY 2008 - 2010 Managing Director – Head of Trading and Research Sales Led team through Broker/Dealer registration process. Implemented execution platform and ran institutional sales. Morgan Stanley, New York, ... - 2019 Nov 27
Customer Service Sales Representative
The Bronx, NY
... •Maintain existing dealer network, while expanding the network to encompass the regions of St. Ann, St. Mary, Trelawny and Clarendon. •Ensure that daily dispatching process is carried out effectively and in a timely manner so that dealers are ... - 2019 Sep 20
... •Maintain existing dealer network, while expanding the network to encompass the regions of St. Ann, St. Mary, Trelawny and Clarendon. •Ensure that daily dispatching process is carried out effectively and in a timely manner so that dealers are ... - 2019 Sep 20
Executive Consultant
Smithtown, NY
... 2010 Consultant American Beacon Partners Established infrastructure and operational processes for new Broker/Dealer. • Implemented new commission system • Streamlined Financial Management processes 3 • Oversaw Trading Operations • Created Compliance ... - 2019 Sep 04
... 2010 Consultant American Beacon Partners Established infrastructure and operational processes for new Broker/Dealer. • Implemented new commission system • Streamlined Financial Management processes 3 • Oversaw Trading Operations • Created Compliance ... - 2019 Sep 04
Assistant Office
Jamaica, NY
... Created and implemented a broker dealer/hedge fund program in which potential trades could be easily generated. This led to profitable results and the CEO acknowledging its sustainability. PROFESSIONAL EMPLOYMENT: Self Employed Caretaker 01/13 – 03 ... - 2019 Aug 26
... Created and implemented a broker dealer/hedge fund program in which potential trades could be easily generated. This led to profitable results and the CEO acknowledging its sustainability. PROFESSIONAL EMPLOYMENT: Self Employed Caretaker 01/13 – 03 ... - 2019 Aug 26
Accounting, Operations, Hedge Funds, Futures/Options
White Plains, NY
... Represented the shareholders as a board member for three companies (Food processor, Auto parts distributor and Sales Fulfillment dealer). Liquidated company-owned silver portfolio via private sales and international auction houses. Successfully ... - 2019 Aug 09
... Represented the shareholders as a board member for three companies (Food processor, Auto parts distributor and Sales Fulfillment dealer). Liquidated company-owned silver portfolio via private sales and international auction houses. Successfully ... - 2019 Aug 09
Management Project Manager
Smithtown, NY
... Specialized knowledge base on the following topics: Broker-dealer processes, industry regulations, Vendor Risk Management, and Technology Risk & Control. AREAS OF EXPERTISE Operational Risk Trade Execution and Settlement Client Services Operational ... - 2019 Jul 29
... Specialized knowledge base on the following topics: Broker-dealer processes, industry regulations, Vendor Risk Management, and Technology Risk & Control. AREAS OF EXPERTISE Operational Risk Trade Execution and Settlement Client Services Operational ... - 2019 Jul 29
Manager Customer Service
The Bronx, NY
... Compliance review and risk assessment of GT’s activities, such as dealer’s communication surveillance and entertainment confirmations. Prepare for external regulator examination and internal audit requirement as required. Ad hoc projects. 2013 – ... - 2019 Jul 08
... Compliance review and risk assessment of GT’s activities, such as dealer’s communication surveillance and entertainment confirmations. Prepare for external regulator examination and internal audit requirement as required. Ad hoc projects. 2013 – ... - 2019 Jul 08
PMP Certified Project Manager
Huntington, NY
... relationship tier models BANK OF AMERICA MERRILL LYNCH, Global Technology and Operations – Jersey City, NJ 2017 - June 2018 Project Manager, Contractor Work Stream Owner within an Enterprise-wide Legal Entity Broker / Dealer restructuring program. ... - 2019 Jun 20
... relationship tier models BANK OF AMERICA MERRILL LYNCH, Global Technology and Operations – Jersey City, NJ 2017 - June 2018 Project Manager, Contractor Work Stream Owner within an Enterprise-wide Legal Entity Broker / Dealer restructuring program. ... - 2019 Jun 20
Director of Sales and Operations
Fairfield, CT
... Analyzed multiple USA equipment companies’ draught and training capabilities and established dealer installer network, which led to one national partner. Negotiated 15% discount on all equipment purchased. Heineken USA, Group Off & On-Premise ... - 2019 Jun 14
... Analyzed multiple USA equipment companies’ draught and training capabilities and established dealer installer network, which led to one national partner. Negotiated 15% discount on all equipment purchased. Heineken USA, Group Off & On-Premise ... - 2019 Jun 14
Customer Analyst
Farmingdale, NY
... FINRA: Bank - Affiliated Broker Dealer Understanding Role Reference available upon request - 2019 May 16
... FINRA: Bank - Affiliated Broker Dealer Understanding Role Reference available upon request - 2019 May 16