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Resume alert |
Resumes 1 - 10 of 264 |
Queens, NY
... • Bachelor’s in Economics from CUNY Hunter College in New York, Class of 2015 • Assisted in the overall management and coordination of the activities of employees involved in wire payments including working with KYC and AML, Fraud, Risk, Compliance, ...
- May 21
Bronx, NY
... SPENCER SAVINGS BANK AML Specialist (Consultant), Elmwood Park, NJ October 2021 – February 2022 Performed enhanced due diligence on high-risk customers and transaction monitoring to determine if there is evidence of money laundering, terrorist ...
- May 15
Queens, NY
... Led/executed the BSA AML OFAC Compliance Internal Audit which was assessed as high risk in the annual risk assessment, with the focus on Know Your Customer (KYC) including Customer Identification Program (CIP), Customer Due Diligence (CDD) and ...
- May 12
Hauppauge, NY
... FINRA licenses currently held: Series 4, 7, 24, 27, 52, 53, 63, 99, SIE PROFESSIONAL EXPERIENCE SALOMON WHITNEY, LLC a/k/a SW Financial Melville, NY November 2019 – May 2023 Chief Compliance Officer, Operations Principal, AML Officer Responsible for ...
- Apr 25
Bronxville, NY
... com) New York, NY, 02/17 – 03/19 PRODUCT & PROGRAM MANAGER ● Led a new Financial Crimes (AML) platform build, superseding multiple legacy ad-hoc point systems, enabling entry into a Managed Services market ● Led stakeholders to define goal/approach; ...
- Mar 27
White Plains, NY
... repository ●Draft, edit and negotiate contractual terms of agreements ●Conduct preliminary compliance review (KYC, FINRA/OFAC, AML) for all prospect customers to determine eligibility of service ●Investigate areas of risk to ensure compliance with ...
- Mar 11
Elmont, NY
... EDUCATION ACAMS Certificate of Achievement, AML Foundations June 2019 AccSoft Training Institute Jamaica Certificate in Accounting software, Peachtree and QuickBooks July 2006 University of Technology Jamaica Bachelor in Business Administration, ...
- Mar 06
Copiague, NY
... (BSA)/Anti-Money Laundering (AML) policies and procedures and the applicable federal regulations to protect the Bank from being used as a conduit for illegal activity. ● Investigate and monitor financial activity and transactions of personal and ...
- Mar 04
Queens, NY
... Ø Delivered team leadership exceeding individual and team goals, measured productivity utilizing workflows and reports, and spearheaded continuous improvement initiatives through staff training on various topics, including AML and suitability. Ø ...
- Feb 20
Garden City, NY
... in order to remediate significant deficiencies Worked with clients to perform testing on compliance with provisions of AML/BSA, FATCA, Fair and Accurate Credit Transactions Act, and Regulation 9 laws Designed and executed tests of key controls; ...
- Feb 18