| Resume alert | Resumes 31 - 40 of 1358 |
General Counsel Managing Partner
Bergenfield, NJ
... SEC annual and periodic reports; insider trading and compliance programs and required insider filings; representation of clients before FINRA, NYSE, AAA, DOJ, PCAOB municipality proceedings, arbitration, litigation, litigation preparation, corporate ... - Feb 08
... SEC annual and periodic reports; insider trading and compliance programs and required insider filings; representation of clients before FINRA, NYSE, AAA, DOJ, PCAOB municipality proceedings, arbitration, litigation, litigation preparation, corporate ... - Feb 08
Quality control as well as quality assurance
Mount Kisco, NY
... HPLC Method development - LC Resources, Theory and practice of SEC - Waters, Triple Detection - Viscotek, Ion chromatography Theory and Troubleshooting - Dionex. 85-4453-1 INTERNATIONAL EDUCATION RESEARCH FOUNDATION, Inc. P.O. BOX 24040, LOS ANGELES ... - Feb 06
... HPLC Method development - LC Resources, Theory and practice of SEC - Waters, Triple Detection - Viscotek, Ion chromatography Theory and Troubleshooting - Dionex. 85-4453-1 INTERNATIONAL EDUCATION RESEARCH FOUNDATION, Inc. P.O. BOX 24040, LOS ANGELES ... - Feb 06
General Ledger Accounts Payable
New York, NY
... ● Prepare quarterly financial reporting to be used in SEC, other federal and NYS reporting for the Chief Financial Officer ● Develop understanding of and coordinate support required for Tax reporting. ● Ad hoc analysis and tasks as required. STAFF ... - Feb 05
... ● Prepare quarterly financial reporting to be used in SEC, other federal and NYS reporting for the Chief Financial Officer ● Develop understanding of and coordinate support required for Tax reporting. ● Ad hoc analysis and tasks as required. STAFF ... - Feb 05
C# Information Security
Queens, NY
... ·Preparing, correcting, and ensuring electronic delivery of quarterly 13F SEC filing. Streamlining and optimizing import process for required trade and position summaries; ad hoc corrections and improvements for prompt processing and deliveries. ... - Feb 04
... ·Preparing, correcting, and ensuring electronic delivery of quarterly 13F SEC filing. Streamlining and optimizing import process for required trade and position summaries; ad hoc corrections and improvements for prompt processing and deliveries. ... - Feb 04
Vice President Due Diligence
Fort Lee, NJ
... ●Ensured all accounts were in compliance with Government Securities Commissions, OSFI, IIROC, FSA, FRS, FINRA, SEC, and various other regulators. Also made sure clients were publicly traded and listed on NYSE or NASDAQ. Bank of America, Newark, NJ ... - Feb 01
... ●Ensured all accounts were in compliance with Government Securities Commissions, OSFI, IIROC, FSA, FRS, FINRA, SEC, and various other regulators. Also made sure clients were publicly traded and listed on NYSE or NASDAQ. Bank of America, Newark, NJ ... - Feb 01
Client Service Family Office
Huntington Station, NY
... • Monitor, update and enforce SEC, NASD, Sarbanes Oxley, DOL, FINRA, and internal compliance procedures. • Create, review, and approve business development and presentation materials. • Review and research new technologies for the Company to satisfy ... - Jan 31
... • Monitor, update and enforce SEC, NASD, Sarbanes Oxley, DOL, FINRA, and internal compliance procedures. • Create, review, and approve business development and presentation materials. • Review and research new technologies for the Company to satisfy ... - Jan 31
Relationship Manager Business Development
Huntington Station, NY
... Coordinate responses to RFPs, RFIs, SAR, AML, KYC, SEC reporting. Professional Experience BNY Mellon, New York, NY Operations Relationship Manager – Corporate Trust 1996-2007 Mortgage-Backed Securities Relationship Manager within the Corporate Trust ... - Jan 25
... Coordinate responses to RFPs, RFIs, SAR, AML, KYC, SEC reporting. Professional Experience BNY Mellon, New York, NY Operations Relationship Manager – Corporate Trust 1996-2007 Mortgage-Backed Securities Relationship Manager within the Corporate Trust ... - Jan 25
Hyde Park Quality Assurance
New York, NY
... Formulate and execute written consents, facilitate accurate EDGAR filings, and manage SEC form IDs for clients. Coordinate the acquisition of Federal Employer Identification Numbers (EINs) for clients. Plan and conduct thorough background checks on ... - Jan 24
... Formulate and execute written consents, facilitate accurate EDGAR filings, and manage SEC form IDs for clients. Coordinate the acquisition of Federal Employer Identification Numbers (EINs) for clients. Plan and conduct thorough background checks on ... - Jan 24
Talent Management, DEI, Strategy
New York, NY
... Areas of Expertise: − HR and Workforce Strategy − Employee Engagement − Diversity, Equity, & Inclusion − ESG and HCM SEC Reporting − Strategic Communications − Learning & Development − Talent Management & Succession − DEI Workforce Policies and ... - Jan 24
... Areas of Expertise: − HR and Workforce Strategy − Employee Engagement − Diversity, Equity, & Inclusion − ESG and HCM SEC Reporting − Strategic Communications − Learning & Development − Talent Management & Succession − DEI Workforce Policies and ... - Jan 24
Driver
Brooklyn, NY
... SKILLS: Efficient with MS365 Word, Excel, Outlook Empathetic Driver Google Workspace, Gmail, and Multi-Purpose Desk Phone Task Oriented Cook Independent Performer Maintenance Lift 100 Pounds EXPERIENCE: HELP SEC/107 Employment Services, New York, NY ... - Jan 24
... SKILLS: Efficient with MS365 Word, Excel, Outlook Empathetic Driver Google Workspace, Gmail, and Multi-Purpose Desk Phone Task Oriented Cook Independent Performer Maintenance Lift 100 Pounds EXPERIENCE: HELP SEC/107 Employment Services, New York, NY ... - Jan 24