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Sec resumes in Scarsdale, NY

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Corporate Paralegal Private Equity

Manhattan, NY, 10019
... Contract management reviewing, drafting, and negotiating contracts Prepare drafts of and file UCC, SEC and Blue-Sky filings. Prepare and file audit letters K&L GATES, LLP, New York, NY April 2018- June 2021 Paralegal (Temporary) ●Submitted filings ... - Apr 17

Cash Management Financial Wellness

Westwood, NJ, 07675
... ● Member of Disclosure Committee that validated earnings releases and 10K and 10Q SEC filings. ● Prepared annual budget for the Corporate Treasury Department. L-3 Communications Corporation New York, NY Director, Cash Management (April 2007 – June ... - Apr 13

Project Management Support Analyst

Valley Stream, NY
... Worked with the Sec and Stock watch with auditing and implementing major software upgrade for Specialist Trading Ahead, preventing Traders and Brokers from Short Selling a stock. Developed and documented test strategies for projects and provided ... - Apr 11

Courtroom Advocacy Decisive & Balanced Leadership Trial Strategy

Manhattan, NY, 10019
... • Smith Barney’s compliance with the Global Research Settlement Agreement of the SEC • a self-initiated review by the NYS Metropolitan Transportation Authority of its procurement integrity controls; Special Commission Appointed (pro bono) by the ... - Apr 10

Business Analyst Project Manager

Jersey City, NJ
... Led the team in the upgrade for the regulatory reporting to be in compliance with EMIR Refit, CFTC part 34 and 45, SEC, and MIFID II. Synechron Consultant for Citibank, Irving Texas September 2019 - January 2020 Senior Business Analyst Gathering and ... - Apr 07

Apartment Community Real Property

Garden City, NY
... This paragraph is subject to the provisions of NY RPL Sec. 227-a. 23. MILITARY PERSONNEL CLAUSE. You may terminate your tenancy if you enlist or are drafted or commissioned and on active duty in the U.S. Armed Forces. You also may terminate your ... - Apr 01

Administrative Assistant Office Coordinator

Mahwah, NJ
... * DONALDSON, LUFTKIN & JENRETTE/CSFB, NEW YORK, NY (July 2000 – February 2002) Supported a team of Analysts and Associates with daily responsibilities Ordered SEC documents such as Annual Reports, 10K’s, 10Q’s, research reports, and News runs; ... - Mar 28

Business Analyst Data Analysis

New York, NY
... processes Monitored Actimize reports and worked on implementing new policy requirements into the GTR product in compliance with SEC, FINRA and other regulatory standards Optimized Jira to create and design workflows and user stories and backlogs; ... - Mar 22

Financial Services Intellectual Property

New York, NY
... Securities and Exchange Commission (SEC) investigations pertaining to complex Antitrust, Commercial Loans, Contract, and Securities laws concerning corporate governance and multi-tiered complex financial services matters concerning fraud within ... - Mar 16

Any Job

Brooklyn, NY
... Études Classiques • Fin d’étude Secondaire fait au Centre d’Etude La Trinité Retho à Philo • 3ème Sec. e 2nd fait au Centre d’Apprentissage Collège Suisse • Étude Secondaire fait au Centre Alcibiade Prommayrac de 7 e à 9 e. • Étude Primaire fait ... - Mar 12
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