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Resume alert |
Resumes 11 - 20 of 1448 |
Valley Stream, NY
... Worked with the Sec and Stock watch with auditing and implementing major software upgrade for Specialist Trading Ahead, preventing Traders and Brokers from Short Selling a stock. Developed and documented test strategies for projects and provided ...
- Apr 11
Manhattan, NY, 10019
... • Smith Barney’s compliance with the Global Research Settlement Agreement of the SEC • a self-initiated review by the NYS Metropolitan Transportation Authority of its procurement integrity controls; Special Commission Appointed (pro bono) by the ...
- Apr 10
Jersey City, NJ
... Led the team in the upgrade for the regulatory reporting to be in compliance with EMIR Refit, CFTC part 34 and 45, SEC, and MIFID II. Synechron Consultant for Citibank, Irving Texas September 2019 - January 2020 Senior Business Analyst Gathering and ...
- Apr 07
Garden City, NY
... This paragraph is subject to the provisions of NY RPL Sec. 227-a. 23. MILITARY PERSONNEL CLAUSE. You may terminate your tenancy if you enlist or are drafted or commissioned and on active duty in the U.S. Armed Forces. You also may terminate your ...
- Apr 01
Mahwah, NJ
... * DONALDSON, LUFTKIN & JENRETTE/CSFB, NEW YORK, NY (July 2000 – February 2002) Supported a team of Analysts and Associates with daily responsibilities Ordered SEC documents such as Annual Reports, 10K’s, 10Q’s, research reports, and News runs; ...
- Mar 28
New York, NY
... processes Monitored Actimize reports and worked on implementing new policy requirements into the GTR product in compliance with SEC, FINRA and other regulatory standards Optimized Jira to create and design workflows and user stories and backlogs; ...
- Mar 22
Newark, NJ
... Responsible for Corporate Governance and sec filings. Brookfield Renewable, New York, NY 02/2023 – 08/2023 Paralegal / https://www.brookfieldrenewableus.com Reviewed and analyzed commercial solar contracts using software tool Document Intelligence. ...
- Mar 22
New York, NY
... Securities and Exchange Commission (SEC) investigations pertaining to complex Antitrust, Commercial Loans, Contract, and Securities laws concerning corporate governance and multi-tiered complex financial services matters concerning fraud within ...
- Mar 16
Brooklyn, NY
... Études Classiques • Fin d’étude Secondaire fait au Centre d’Etude La Trinité Retho à Philo • 3ème Sec. e 2nd fait au Centre d’Apprentissage Collège Suisse • Étude Secondaire fait au Centre Alcibiade Prommayrac de 7 e à 9 e. • Étude Primaire fait ...
- Mar 12
Florham Park, NJ
... • Member of firm's SEC 13-F group responsible for 10Q and 10K filings. • Coordinated in-house arbitration hearing with NFA national supervisor. November 2006-August 2007 Contractor/Consultant BlackRock, Inc New York, United States 35 Hrs./wk. • ...
- Mar 11