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Resumes 41 - 50 of 1449 |
Fort Lee, NJ
... ●Ensured all accounts were in compliance with Government Securities Commissions, OSFI, IIROC, FSA, FRS, FINRA, SEC, and various other regulators. Also made sure clients were publicly traded and listed on NYSE or NASDAQ. Bank of America, Newark, NJ ...
- Feb 01
New York, NY
... Formulate and execute written consents, facilitate accurate EDGAR filings, and manage SEC form IDs for clients. Coordinate the acquisition of Federal Employer Identification Numbers (EINs) for clients. Plan and conduct thorough background checks on ...
- Jan 24
New York, NY
... Areas of Expertise: − HR and Workforce Strategy − Employee Engagement − Diversity, Equity, & Inclusion − ESG and HCM SEC Reporting − Strategic Communications − Learning & Development − Talent Management & Succession − DEI Workforce Policies and ...
- Jan 24
Brooklyn, NY
... SKILLS: Efficient with MS365 Word, Excel, Outlook Empathetic Driver Google Workspace, Gmail, and Multi-Purpose Desk Phone Task Oriented Cook Independent Performer Maintenance Lift 100 Pounds EXPERIENCE: HELP SEC/107 Employment Services, New York, NY ...
- Jan 24
Bloomfield, NJ
... network throughput issues Resolved Issues for mission critical high usage of system CPU Disk, Deadlocks and Transaction per/sec, Memory Helped application teams in query analyzing and its optimization, coordinated with users for downtime and ...
- Jan 23
New York, NY
... met with top FINRA and SEC executives and sat on industry hearing panels for cases brought forth by Department of Enforcement. Financial Advisor (1990 to 2001) As a Financial Advisor with Prime Charter Ltd., prior to acquisition by Fahnestock & Co., ...
- Jan 21
Queens, NY
ANTHONY WILLIAM BAILEY **-** **** ******, ***.# 6F 917-***-**** Rego Park, New York 11374 ad2w3n@r.postjobfree.com Admitted: Illinois, 1990 (Bar # 6205386) Career Summary Highly accomplished AML/SEC Compliance, Fund Formation, Due Diligence, ...
- Jan 19
New York, NY
... PROFESSIONAL SKILLS Partnership Accounting General Ledger & Financial Statements Multi-Entity Accounting Portfolio Valuation Client Relationship Management Profit and Loss Management Financial Analysis & Reporting SEC and Regulatory Reporting ...
- Jan 18
White Plains, NY
... for judicial information,proof of life forms, attorney attestation letter, ready, willing and able form,and a letter of provenance,merger and acquisition forms,sec forms and compliance and the posting of a oil company symbol on the nasdaq market. ...
- Jan 18
Bronx, NY
... • Making alcoholic and non alcoholic beverages by following a recipe,that includes 2oz liquor, triple sec or simple strips, ice and garnishes depending on the drink types • Pouring beers and lagers • Taking orders at table with hand held POS System ...
- Jan 17