CARL M. BORNSTEIN

** ********, ***** **** • New York, NY 10006

Phone: 212-***-****, E-mail: ad4w2v@r.postjobfree.com An accomplished, versatile, and knowledgeable lawyer in New York City who has tried significant cases to verdict, has a successful track record, and the ability to lead people to achievements. Has substantial experience in conducting complex civil and criminal investigations throughout his career as a federal and state prosecutor, as an inspector general, and as a private practitioner. Highly collaborative with a talent for building productive relationships. Possesses verifiable leadership, interpersonal, and communication skills that help put across thoughts with a crisp point. A very successful mentor to peers and colleagues owing to exceptional people skills. Has a solid track record in achieving set goals and always delivering his personal best. Consults as a legal analyst of white-collar crime and criminal law for journalists from television and cable news, national and regional newspapers and radio, HONORS

Named a Top Lawyer by the New York Law Journal.

Selected for listing in Marquis’ Who’s Who in America. Holds Martindale–Hubbell’s AV rating for excellence in legal ability and ethical standards.

PROSECUTORIAL EXPERIENCE

• Executive Special Assistant Attorney General – Office of the NYS Special Prosecutor for the NYC Criminal Justice System. Directed and supervised all investigations, including electronic surveillance and related litigation of police and public corruption in the City’s Criminal Justice System by this office’s 35 lawyers. Provided counsel to its 70 investigators.

• Special Attorney, U. S. Justice Department, Organized Crime & Racketeering Section, SDNY & EDNY

Prosecuted significant organized crime and public/police corruption cases. Among others, won convictions of high ranked organized crime members, including a soldier, a capo, and a family boss in three separate trials.

• Deputy Chief Assistant District Attorney, Queens County District Attorney's Office Supervised and coordinated the work of the four investigative bureaus of the office. Actively participated in major cases.

• Assistant District Attorney, Bronx County District Attorney's Office; Chief - Rackets Bureau Initially assigned to Appeals, then to the Grand Jury and the Rackets Bureaus. As Rackets Bureau Chief managed and supervised the work of seven lawyers prosecuting organized crime and public corruption cases.

PRIVATE PRACTICE OF LAW - TRIALS & LITIGATION:

Conducts a diverse law practice focusing on representation of clients in complex civil and white-collar defense litigation and in sensitive business investigations including clients in varied alleged frauds. Select cases include:

• A successful defense of copyright infringement of maintenance software used for servicing MRI machines;

• A successful defense of a public corporation against a trademark claim concerning company names;

• Trial defense of a criminal tax fraud by lawyers involving over $1 billion false trading of financial futures;

• Representing physicians and healthcare providers in fraud investigations and privilege proceedings;

• Representing attorneys in malpractice and disciplinary proceedings emanating from tax offenses;

• Internal company-initiated investigations or reviews responding to government investigations. Special Counsel & Vice-President, M. J. Raynes, Incorporated

• Organized and managed a corporate litigation department with a staff of 16.

• Initiated a computer control system to manage related litigation conducted by four law firms for the company

• Developed over 1,000 legal actions with an estimated value of over $50 million for this developer of cooperatives E-MAIL: ad4w2v@r.postjobfree.com - 2 - RESUME OF CARL M. BORNSTEIN

GOVERNANCE, RISK & COMPLIANCE - ANAGEMENT & LEADERSHIP Fortress Monitoring Group, J.V. (FMG), Co-founder and Chief Operating Officer of this five-partner multi- disciplinary joint venture which became the integrity monitor for the $3.8 billion construction of 1 World Trade Center, a project of national significance

• Organized FMG to conduct integrity monitoring and investigations to prevent fraud, corruption, labor racketeering, and infiltration by organized crime. Coordinated with the Inspector General on the definitive and effective actions taken when such conduct was detected.

• With partners, successfully developed a project wide risk assessment that “hardened the target” with monitoring and investigations to detect and prevent crimes directed against the project.

• Led weekly team meetings to coordinate and direct investigative, forensic audit, and monitoring activity. Managed oversight of 50 prime contractors in numerous trades, some holding contracts ranging to over $200 million.

• Achieved a high-level, full range of preventive and investigative activity to have effective oversight of 50 prime contractors by forensic accountants, engineers, former detectives of the Organized Crime Control Bureau and the Intelligence Division of the NYPD, former Special Agents of the FBI, of the IRS Criminal Division, and the U.S. Department of Labor’s OIG.

Integrity Monitoring

Co-counsel & /member of independent monitoring teams selected by courts or government agencies to evaluate the compliance of corporations or government agencies with court or regulators’ orders or specific agreements.

These have included assessments of:

• a global automaker’s compliance with a federal deferred prosecution agreement related to its ignition switch recall.

• a global computer company’s compliance with a court order governing its business investigative techniques.

• Smith Barney’s compliance with the Global Research Settlement Agreement of the SEC

• a self-initiated review by the NYS Metropolitan Transportation Authority of its procurement integrity controls; Special Commission

Appointed (pro bono) by the Mayor of Philadelphia to a Special Independent Advisory Commission to evaluate the City's Department of Licenses & Inspections after a building wall collapsed during demolition, killing six and injuring 13 people. Later appointed to the Mayor’s Building Safety Oversight Board to oversee implementation of the Commission’s 30 recommendations (2014)

Inspector General & Vice President – NYC School Construction Authority Chief executive of this oversight office budgeted at $4.5 million and staffed at 47, including investigators, forensic accountants, lawyers, engineers, and intelligence specialists. Charged with protecting the SCA against fraud, waste, corruption, and labor racketeering.

Reported directly to the Board of Trustees. Cross-designated as a Special Assistant by the Manhattan District Attorney, the late Robert M. Morgenthau, and the NYS Attorney General.

• Personally accountable to approve the integrity screening of contractors in procurement before competing for construction contracts over $10,000 from the SCA's annual construction budget of $1 billion.

• With clearance for grand jury material in the Southern District of New York, oversaw the OIG’s staff in joint investigations with federal and state law enforcement agencies directed against labor racketeering, money laundering, consultant fraud, contract fraud, bribery and extortion.

• Led weekly meetings of unit managers to provide close coordination of investigative, engineering and, intelligence investigations and forensic audit activity.

• Improved procedures for investigations of major SCA construction site accidents; recommended changes that facilitated the identification of sites and contractors with poor safety records.

• Reported to the board and president about causes of major on-site accidents and deficient construction. Other reports addressed: modifications in change order approval, contract term definitions, site supervision, safety, and licensing or certification requirements.

E-MAIL: ad4w2v@r.postjobfree.com - 3 -

RESUME OF CARL M. BORNSTEIN MEDIA ANALYST

Consults as a white-collar crime and criminal law analyst for journalists from television and cable news, radio, national and regional newspapers

PROFESSIONAL EDUCATION & CREDENTIALS

Brooklyn Law School, J.D.; Honors: Law Review – Articles Editor; New York University, B.A. Bar Admissions: New York State and to the U. S. Supreme Court; the U.S. Court of Appeals for the Second Circuit; and the U.S. District Courts for the Southern, Eastern, and Northern Districts of New York

TEACHING

Lawyers: Instructor for the National Institute for Trial Advocacy, Northeast Region at Hofstra University Law School Graduate Students: Adjunct Assistant Professor at John Jay College, CUNY, teaching investigative techniques in the MPA Inspector General & Oversight program (2005 - 2017).

Inspectors General: Lecturer covering investigative techniques. in a 2005 Certification Course at John Jay sponsored by the Association of Inspectors General for its members.

BAR ASSOCIATIONS

New York City Bar Association: Judiciary and Criminal Courts Committees; NYCBA delegate to the New York. County Democratic Judicial Selection Committee

New York State Bar Association: Autonomous Vehicle Task Force (2019); Federal Constitution and Legislative Committee

American Bar Association: Service as a moot court appellate judge in the ABA’s national law student competitions.

MILITARY SERVICE

U.S. Army Reserve, Military Police Corps: Criminal Investigation Division; Specialist E6, Honorably Discharged

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