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Resumes 51 - 60 of 169 |
Budd Lake, NJ
... jurisdictions, locations, and branch offices ●Circulated Financial Crimes Enforcement Network regulatory reviews for searches related to the Patriot Act on behalf of the Broker-Dealer ●Inputted SAP documents and maintained all marketing materials
- 2019 Aug 16
Clifton, NJ
... KCG, Inc., (formerly Knight Capital Group, Inc.), New York, NY – Treasury Director, Funding and Cash Manager 2009-2017 • Managed Holding Company, Broker/Dealer and subsidiary Financing, Cash Management requirements, ensured daily Liquidity. • ...
- 2019 Aug 10
Ledgewood, NJ, 07852
... Ensuring integrity and reliability for BGC partner’s global network infrastructure, is one of the world’s leading inter-dealer brokers, providing integrated voice and electronic services to wholesale market participants across global fixed income, ...
- 2019 Jun 25
Dover, NJ
... The company employs 450 staff with sales of $350Mil and subsidiary of WestTrack (Caterpillar Dealer) Established the project strategy, business change management, roadmap and controls to lead implementation of ERP System. This was a critical project ...
- 2019 Jun 21
Maplewood, NJ
... KEEFE, BRUYETTE & WOODS (KBW) New York, NY Full-service, boutique investment bank and broker-dealer providing investors and financial services companies with research, equity sales and trading, capital raising, and strategic advisory services. Vice ...
- 2019 Mar 29
Montclair, NJ
... videos, social media posts, dynamic digital ads, television and radio spots for the Toyota Dealer Association, serving over 400 dealers in 22 states from the East Coast to the Rockies. Recruited to fill a vacant position to manage a talented ...
- 2019 Mar 26
Basking Ridge, NJ
... Guided broker dealer through necessary requirements for implementation of Tri-Party, General Collateral Financing, and GSCC processing. oTreasury, GCF, and MBS security static data setup oUtilized VBA programming to produce utility to analyze ...
- 2019 Feb 01
Boonton, NJ
... Minimized risk, improved efficiency, and streamlined processes for a dually registered broker dealer & registered investment advisor by strengthening the operational and compliance foundation. Designed strategic plans, managed large-scale projects, ...
- 2019 Jan 03
Lake Hopatcong, NJ
... Oversaw the administration of New Dealer submissions for new business applications St. Clare's Hospital April 2003 to August 2010 Outpatient Coder Denville, NJ • Maximized efficiency, reduced delinquency and increased accuracy of billing department ...
- 2018 Dec 30
New Providence, NJ
... Successfully arranged intense high-energy, high-impact strategic/cross-functional marketing campaigns to Institutional, Retail, and UHNW individuals in a global matrixed broker-dealer network. Responsible for content, financial projections, ...
- 2018 Dec 15