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Broker resumes in Williston Park, NY

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Experienced Accountant United States

Uniondale, NY, 11553
... Interstate National Dealer Services 1999-2012 AR Bookkeeper Reinsurance Accounting ● Formatted and funded creation of new Reinsurance Accounts with Financial broker markets. ● Prepare individual spreadsheets that cross reference with the daily bank ... - Feb 11

Financial Advisor Advisory Services

Brooklyn, NY
... hiring and current employee issues such as payroll and scheduling Continental Broker Dealer Corp., Carle Place, NY Financial Consultant, February, 1998 – August, 2000 Open new accounts, and contributed to transition of new clients into the firm. ... - Feb 10

Investment Banking Private Equity

Stamford, CT
... 35 years of Accomplishment: Hedge Fund Manager/Institutional Broker/Retail BrokerOwner/Operator of various proprietary businesses- domestic as well as cross-border (10 years Asia) High probability of executing business plans, cutting costs and ... - Feb 10

General Counsel Managing Partner

Bergenfield, NJ
... - Served as General Counsel to four (4) separate broker-dealer subsidiaries of parent organization. - Directly involved with all aspects of securities and corporate law, including supervision of legal staff in the preparation and filing of ... - Feb 08

Business Development General Manager

Roslyn, NY
... in Communications New York Real Estate Institute New York, NY Licensed Real Estate Salesman since December 2008 New York Real Estate Institute New York, NY Licensed Real Estate Broker since December 2013 References available upon request - Feb 07

Change Management Back Office

Scarsdale, NY
... for accounting portfolio platform’s (software/hardware) for Fiserv APL, which included managed accounts UMA, SMA, MMA utilizing APL, Web APL, for large asset & wealth management firms including retail & institutional banks, and broker dealers. ... - Feb 06

1 2 Spring Boot

Jersey City, NJ
... Wells Fargo offers investment products through its subsidiaries, Wells Fargo Investments, LLC, and Wells Fargo Advisors, LLC, as well as through national broker/dealer firms. The company also serves high-net-worth individuals through its private ... - Feb 05

Call Center Customer Service

Bronx, NY
... 1997-2003 HORIZON BCBS OF NEW JERSEY Newark, NJ Broker Assistant/ Member Service Coordinator • Functioned as a liaison between brokers and small business accounts to maintain satisfactory accounts. • Assisted the Sales Division with processing ... - Feb 05

Quality Assurance High Risk

Queens, NY
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01

Vice President Due Diligence

Fort Lee, NJ
... of Client Management Group and KYC Team service proposition for individual Banking sub-sectors, Corresponding Banks, Foreign Banks, Funds, Investment Advisors, Broker Dealers, SPVs, Insurance, Corporate and Syndicated loan client account profiles. ... - Feb 01
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