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Broker resumes in Kings County, NY

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1 2 Spring Boot

Jersey City, NJ
... Wells Fargo offers investment products through its subsidiaries, Wells Fargo Investments, LLC, and Wells Fargo Advisors, LLC, as well as through national broker/dealer firms. The company also serves high-net-worth individuals through its private ... - Feb 05

Call Center Customer Service

Bronx, NY
... 1997-2003 HORIZON BCBS OF NEW JERSEY Newark, NJ Broker Assistant/ Member Service Coordinator • Functioned as a liaison between brokers and small business accounts to maintain satisfactory accounts. • Assisted the Sales Division with processing ... - Feb 05

Quality Assurance High Risk

Queens, NY
... May 2017 - July 2017 (Contractor) Support Broker Dealer Platform. Review alerts from beginning to end, which may include presenting the recommendation to the Close and Clear (NFA) or escalation to Case Investigation. Conduct full analysis ... - Feb 01

Vice President Due Diligence

Fort Lee, NJ
... of Client Management Group and KYC Team service proposition for individual Banking sub-sectors, Corresponding Banks, Foreign Banks, Funds, Investment Advisors, Broker Dealers, SPVs, Insurance, Corporate and Syndicated loan client account profiles. ... - Feb 01

Due Diligence Kyc Analyst

Island Park, NY
... ●Set up Institutional accounts, foreign, domestic & prime broker accounts. ●Fax failed confirms to clients. ● WATERHOUSE SECURITIES NY 7/93-8/96 Money Market Securities Clerk ●Provided daily processing and input of all money market trades and ... - Jan 31

Java Developer Stack

Manhattan, NY, 10176
... ●Experience with web Methods IS 6.x (Flow Services, Java services, Administration, Troubleshooting, Validations, Broker, Triggers, Notifications, JDBC adapter, Java API, EJB, FTP management). ●Experience in developing database applications using ... - Jan 31

Social Media Accounts Payable

Bronx, NY
... Soloman Smith Barney, New York, NY Sales Assistant 1996-1998 Proactively prepared proposals for broker presentations and administrative duties. Draw charts and graphs, using computer spreadsheets, to illustrate technical reports. Analyzed stock ... - Jan 30

Information Technology Application Support

Queens, NY
... Fix Market Data(Bookfeed) and Fix Orders, and applications such as GUI, Java API, ITCH(Streaming MarketData), Post-Trade Dropcopy and UAT test environment to ensure Anonymous Cash FX Trading, Centralized Cash Spot FX market, and FX Prime Broker. ... - Jan 28

Customer Service Supply Chain

Brooklyn, NY
... Track customs release by working closely with our United States Customs Broker to ensure proper documentation, as to not delay clearance of ocean shipments Notify freight forwarders and vendors of missing or incorrect shipping documentation and ... - Jan 28

Business Development Representative

Cranford, NJ
... [04/98-12/99] Cantor–Fitzgerald, NYC www.cantor.com Institution Bond Broker Completed 1998 Global Debt, Equity and Derivative training program for Institutional sales trading and brokering. Earned SERIES 7 & 63 Licenses Education: [01/98] Tulane ... - Jan 27
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