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Broker resumes in Wantagh, NY

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Customer Service Business Development

Plainview, NY, 11803
... vendor websites and operated various software applications EDUCATION and CERTIFICATIONS Property and Casualty Producer and Broker License BR-845532 – State of New York Department of Financial Services CPCU 520 Insurance Operation, Regulations & ... - May 03

Customer Service Business Development

Garden City, NY
... vendor websites and operated various software applications EDUCATION and CERTIFICATIONS Property and Casualty Producer and Broker License BR-845532 – State of New York Department of Financial Services CPCU 520 Insurance Operation, Regulations & ... - Apr 27

Compliance Officer Aml

Hauppauge, NY
... WHITMAN LLC New York, NY July 2000 – January 2018 Chief Operating Officer, Chief Compliance Officer, AML Compliance Officer Responsible for the daily operation of the broker-dealer, which included the oversight of the operations, compliance, sales, ... - Apr 25

Vice President Senior Manager

Queens, NY
... 1992 – May 1997 Activities: Co-founder, Korean Economic Business Association (KEBA) CERTIFICATIONS Admitted to New York and New Jersey bar NASD Series 6 and 63 securities and Insurance licensed broker – New Jersey SKILLS Proficient in Google and MS ... - Apr 22

Cash Applications Receipts

Queens, NY, 11420
... Addabbo (Personal) 84-16 Jamaica Ave, Queens, NY 11421 Office - 718-***-**** Patricia Ferretti, Real Estate Broker (Professional) Cell – 347-***-**** Reverend Monsignor Jamie Gigantiello (Personal) Pastor, Shrine Church of Our Lady of Mt. Carmel ... - Apr 21

Financial Controller Human Resources

Bohemia, NY
... BONDS.COM GROUP, INC 2012 – 2014 Financial Controller, FinOp: Publicly traded riskless principal broker/dealer that owned and operated an electronic fixed income trading platform. • Served as the organization’s first financial controller, ... - Apr 17

Service Specialist Administrative Assistant

Brooklyn, NY, 11234
... client’s account in Netx360 for progress and approval Coordinated Operations and Compliance Books and Records for annual Broker Dealer/FINRA audit Reviewed and completed first level approvals for marketing materials, correspondence and seminars via ... - Apr 16

Senior Big-Data Engineer

Manhattan, NY, 10016
... •Configured a full Kafka cluster with the multi-broker system for high availability. •Involved in complete Big Data flow of applications starting from data ingestion to the data warehouse. •Used AWS Glue to automate data processing and migration ... - Apr 15

Project Management Support Analyst

Valley Stream, NY
... Testing, low latency testing documentation, NYSE ICE Specialist Book, Broker Trader via FIX Income on Fix Protocol aka CCG, Trading Floor Operations Analyst, Project Management, manual and automation testing, proficient in both Waterfall and Agile. ... - Apr 11

Personal Development Peak Performance Coach

Manhattan, NY, 10022
... 2000-2006 Assistant Area Manager and Wholesale Senior Account Executive – Long Island, NY - Provided broker training and conducted educational presentations for client base. - Pre-underwrote files to meet legal guidelines; acted as liaison between ... - Apr 07
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