| Resume alert | Resumes 61 - 70 of 264 |
Service Manager Vice President
West Islip, NY
... Provided ongoing support for key critical client activities, including: ledger reconciliation, treasury analysts, KYC compliance, AML, operations, SAS 70, fund transfer/allocation, Global Custody cash and trade management, Foreign Exchange flow ... - 2021 May 09
... Provided ongoing support for key critical client activities, including: ledger reconciliation, treasury analysts, KYC compliance, AML, operations, SAS 70, fund transfer/allocation, Global Custody cash and trade management, Foreign Exchange flow ... - 2021 May 09
Social Media Office
Queens, NY
... PROFESSIONAL EXPERIENCE Sterling National Bank - BSA Risk Associate October 2020 - Present • Provide day-to-day support and assistance of BSA/AML and Sanctions (including OFAC) related responsibilities to mitigate risk and ensure compliance with ... - 2021 Apr 22
... PROFESSIONAL EXPERIENCE Sterling National Bank - BSA Risk Associate October 2020 - Present • Provide day-to-day support and assistance of BSA/AML and Sanctions (including OFAC) related responsibilities to mitigate risk and ensure compliance with ... - 2021 Apr 22
Engineer Front Office
New Canaan, CT
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
Manager Sales
Williston Park, NY
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
Financial Executive
Plainview, NY
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30
Developer Manager
Norwalk, CT
... Goldtier performs due diligence in line with the BNYM AML Policy. Lead, designed, Developed, customized, tested and implemented the compliance functions, adhering to SDLC. SunGard’s Protegent (Vendor)- PTA(Personal Trading Assistant) 2012-2013 ... - 2020 Dec 23
... Goldtier performs due diligence in line with the BNYM AML Policy. Lead, designed, Developed, customized, tested and implemented the compliance functions, adhering to SDLC. SunGard’s Protegent (Vendor)- PTA(Personal Trading Assistant) 2012-2013 ... - 2020 Dec 23
Front Office Sales
Queens, NY
... ●New technology build beginning with client onboarding, KYC/AML, payments & lending services to enable complete digital onboarding & service execution. IBM, New York, NY Associate Partner in Automation for Financial Services (2016 – 2018) ... - 2020 Nov 06
... ●New technology build beginning with client onboarding, KYC/AML, payments & lending services to enable complete digital onboarding & service execution. IBM, New York, NY Associate Partner in Automation for Financial Services (2016 – 2018) ... - 2020 Nov 06
Employee Analyst
Queens, NY
... review and verification of received documentation and making an analytical risk assessment for new clients Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance officer; ... - 2020 Nov 04
... review and verification of received documentation and making an analytical risk assessment for new clients Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance officer; ... - 2020 Nov 04
Analyst Customer Care
Queens, NY
... SUMMARY KYC/AML Onboarding and off boarding Analyst with increasing management responsibilities. New client on boarding and KYC process. Monitoring and reporting of transactions for high risk clients. Risk management and controls. Experienced in ... - 2020 Nov 04
... SUMMARY KYC/AML Onboarding and off boarding Analyst with increasing management responsibilities. New client on boarding and KYC process. Monitoring and reporting of transactions for high risk clients. Risk management and controls. Experienced in ... - 2020 Nov 04
Sales Service Representative
Queens, NY
... with company policies Met and exceeded various sales goals on a monthly, quarterly and yearly basis Liaised with AML and other internal departments to prevent fraud by executing CTRs and SARs Executed various operational tasks on a daily basis e.g. ... - 2020 Sep 09
... with company policies Met and exceeded various sales goals on a monthly, quarterly and yearly basis Liaised with AML and other internal departments to prevent fraud by executing CTRs and SARs Executed various operational tasks on a daily basis e.g. ... - 2020 Sep 09