| Resume alert | Resumes 81 - 90 of 820 |
Internal Audit Quality Assurance
New York, NY
... Other areas covered include soft dollars, self-dealing, best execution, AML, and other ’40 Act considerations. Extensive report writing. Familiar with FSA (UK), BaFin (German), and ASIC (Australia) regulations. 2003 to 2006 – Ernst & Young, Manager, ... - 2023 Aug 28
... Other areas covered include soft dollars, self-dealing, best execution, AML, and other ’40 Act considerations. Extensive report writing. Familiar with FSA (UK), BaFin (German), and ASIC (Australia) regulations. 2003 to 2006 – Ernst & Young, Manager, ... - 2023 Aug 28
Real Estate Business Development
New York, NY
... 2018 Compliance Analyst (contract) • Case Management: KYC/AML onboarding due diligence, beneficial owners, risk ratings • Enhanced Due Diligence (EDD), PEP’s, CIP, SARS, Form ADV, suspicious transactions • Investigations, sanctions screening meeting ... - 2023 Aug 21
... 2018 Compliance Analyst (contract) • Case Management: KYC/AML onboarding due diligence, beneficial owners, risk ratings • Enhanced Due Diligence (EDD), PEP’s, CIP, SARS, Form ADV, suspicious transactions • Investigations, sanctions screening meeting ... - 2023 Aug 21
Bank Customer Service representative
Queens, NY
... and reports ● Documentation-Reports up-to-date ● Balance sheet ● Collaboration with Compliance, Anti money Laundering(AML)/SME’s departments for risk assessments ● (Know Your Customer) KYC review / FATCA Law ● Commercial Loans / Credit cards ● ... - 2023 Aug 18
... and reports ● Documentation-Reports up-to-date ● Balance sheet ● Collaboration with Compliance, Anti money Laundering(AML)/SME’s departments for risk assessments ● (Know Your Customer) KYC review / FATCA Law ● Commercial Loans / Credit cards ● ... - 2023 Aug 18
Regulatory Compliance, Financial Services exam, audit
Harrison, NJ
... Bank of America Florham Park, NJ Compliance Analyst (Contract) 05/2015 - 01/2016 ●Instituted thorough due diligence procedures on Know Your Customer (KYC)/AML Program across the enterprise, promoted consistency across business lines and regions in ... - 2023 Aug 16
... Bank of America Florham Park, NJ Compliance Analyst (Contract) 05/2015 - 01/2016 ●Instituted thorough due diligence procedures on Know Your Customer (KYC)/AML Program across the enterprise, promoted consistency across business lines and regions in ... - 2023 Aug 16
Customer Service Associate
Brooklyn, NY
... Extensive understanding of financial crime risk control practices, as well as familiarity with the US Bank Secrecy Act, USA Patriot Act, AML policies, and OFAC sanctions standards. EDUCATION Bachelor of Science – Business Administration University ... - 2023 Jul 30
... Extensive understanding of financial crime risk control practices, as well as familiarity with the US Bank Secrecy Act, USA Patriot Act, AML policies, and OFAC sanctions standards. EDUCATION Bachelor of Science – Business Administration University ... - 2023 Jul 30
Money Laundering Know Your
New York, NY
... Conducted AML investigations, transactional monitoring due to alerts, governmental requests and departmental requests as needed. Reviewed and analyzed due diligence data from a variety of sources to determine overall risk. Evaluated risks to ... - 2023 Jul 20
... Conducted AML investigations, transactional monitoring due to alerts, governmental requests and departmental requests as needed. Reviewed and analyzed due diligence data from a variety of sources to determine overall risk. Evaluated risks to ... - 2023 Jul 20
Money Laundering High Risk
Newark, NJ
TAIWO W.OKEOLA ***, ******* ******, ******** *** York.11208 Mobile Telephone:929-***-**** Email:adx92l@r.postjobfree.com Highly skilled and detail-oriented AML analyst with four years of experience in KYC, compliance, and sanction screening analysis ... - 2023 Jul 13
TAIWO W.OKEOLA ***, ******* ******, ******** *** York.11208 Mobile Telephone:929-***-**** Email:adx92l@r.postjobfree.com Highly skilled and detail-oriented AML analyst with four years of experience in KYC, compliance, and sanction screening analysis ... - 2023 Jul 13
Information Security Risk Management
Newark, NJ
... and procedures while ensuring compliance with anti-money laundry (AML), EFCC and BSA regulations. Education PER SCHOLAS, Newark, NJ Certificate in Cyber-security 2022. UNIVERSITY OF LAGOS, Lagos, Nigeria Master of Public Administration. Feb 2016 - 2023 Jul 06
... and procedures while ensuring compliance with anti-money laundry (AML), EFCC and BSA regulations. Education PER SCHOLAS, Newark, NJ Certificate in Cyber-security 2022. UNIVERSITY OF LAGOS, Lagos, Nigeria Master of Public Administration. Feb 2016 - 2023 Jul 06
Legal Intern Program Specialist
Millburn, NJ
... Prepared memoranda containing comprehensive information and analysis on research findings, including AML. 6/2016 – 12/2016; Staff Attorney, New York Legal Assistance Group Represented clients in administrative matters involving FEMA, the office of ... - 2023 Jul 04
... Prepared memoranda containing comprehensive information and analysis on research findings, including AML. 6/2016 – 12/2016; Staff Attorney, New York Legal Assistance Group Represented clients in administrative matters involving FEMA, the office of ... - 2023 Jul 04
Service Representative Customer
Brooklyn, NY
... Proof of Immunization • Four (4) Year Experience – Receptionist • AML Certification- Thompson Reuters 1. 2022 Anti Money Laundering (AML) Insurance Edition 2. 2022 Sanctions for Insurance Companies: Global Edition 3. 2022 Conduct Risk of Insurance: ... - 2023 Jun 26
... Proof of Immunization • Four (4) Year Experience – Receptionist • AML Certification- Thompson Reuters 1. 2022 Anti Money Laundering (AML) Insurance Edition 2. 2022 Sanctions for Insurance Companies: Global Edition 3. 2022 Conduct Risk of Insurance: ... - 2023 Jun 26