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Sec resumes in Pasadena, CA

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VP of Finance and Accounting, CPA, MBA

Pasadena, CA
... Assisted with quarterly SEC supplemental reporting. Pacific Office Properties (REIT) Santa Monica, CA Consultant & Project Manager 07.2010-02.2011 Accomplishments: Built cash-flow models, performed valuations and risk analysis for the core portfolio ... - 2020 Feb 18

Associate Attorney

Los Angeles, CA
... Sec. Litig., No. 18- cv-03509 (N.D. Cal.) and Hall v. Rent-A-Center, Inc., No. 16-cv-00978 (E.D. Tex.) ($11 million recovery). • Focused on the identification, investigation and development of potential actions to recover investment losses resulting ... - 2019 Oct 19

Real Estate Customer Service

Los Angeles, CA
... o Prepare securities law memoranda and company policy on SEC and Blue Sky regulations affecting real estate based tax credit syndications. o Develop SIFI OFAC, Know Your Counter-Party, human trafficking, due diligence and entity management ... - 2019 Oct 12

Manager Executive

Beverly Hills, CA
... SEC, OCC, FDIC, CFTC, CFPB Lead project teams, Model development and model validation plus broad leadership accountability on aspects of the firm's capital adequacy and stress-testing activities as they relate to Banking Book Expertise in ... - 2019 Sep 28

Data Management

Los Angeles, CA
... LTID,OATS,LOPR -Familiarity and working knowledge on various in country policies from different regulatory bodies including SEC,FINRA,FDIC,OFAC,MAS(Monetary Authority Singapore), HKSFC,PBRC(China Banking Regulator) -Involved in various RegTech ... - 2019 Aug 13

Controller

Buena Park, CA, 90620
... Strong exposure to FAR, CAS, 10Qs, 10Ks, SEC filing, SOX 404, and IFRS. Worked with DCMA and DCAA. Strong Corporate and Statutory (Blank) Accounting experience. Expertise in MRP/ ERP systems. Product pricing & costing, business proposal analytics. ... - 2019 Jul 24

Financial Analyst

Los Angeles, CA
... Financial Compliance – Reviewed proposals to ensure the compliance with financial technology (“Fintech”) regulations defined by US regulatory bodies including the SEC and the CFPB. Data Analysis – Ran SQL queries from the companies database to pull ... - 2019 May 07

Manager Project

La Crescenta, CA
... Managed SOX audits for sections 302 and 404 including: scoping, planning and the assessment of the design, implementation, monitoring and execution of the Company’s ICFR in accordance with the SEC regulation. Established a consistent and efficient ... - 2019 Feb 08

Full Stack Developer

Brea, CA
... of California, Irvine Irvine, CA Graduate Researcher & Teaching Assistant June 2014 – March 2018 Led educa onal laboratory sec ons (20 students) and discussion sec ons (50-100 students/sec on) Quickly and effec vely immersed into 4 varying ... - 2018 Sep 26

Senior Accountant

Los Angeles, CA
... Identify potential impact of new accounting guidance by monitoring activities of the FASB, SEC and other authoritative bodies and perform overall adjustment journal entries for reporting purpose • Create monthly management reports and accompanying ... - 2018 Sep 23
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