Dennis Z Wong

Tel: +1-929-***-****

Email: ac92df@r.postjobfree.com

OBJECTIVE: A position where I be able to utilize my Business, IT and Management skills.

SUMMARY:

• Experience: Recent 17+ Years in Financial/ IT industry internationally and domestically

• Business Exposure:

-Investment Banking

-Wealth Management and Private Banking

-SME and Retail Banking

-Insurance

-IT consultancy

• Information Technology Exposure:

-IT Architecture and IT solution Pre & Post Sales:

-Data Analysis and Management

-Application incident analysis and management

-Business Analysis and Project Management

BUSINESS EXPOSURE:

Investment Banking:

-Front,Middle to Back Trading Life Cycle work flow,Global Market Trading STP analysis,Treasury/Securities Brokerage Operation,Capital market and OTC Market Desk Products involvements ( OTC FX,Fixed Income,Equities,Money Market,Derivatives,IRD,Forward Outright,Swap,Exotic Option,FRA,Repo..),Cash Management,Cash Flow Analysis.

-Risk Management with major exposure in Credit Risk, Market Risk and operational risk. JP Morgan Risk metric, Value at Risk, Sensitivity Analysis, Fraud Analysis,Hedge Equivalences,Stress Testing, Monte Carlo Simulation,Credit Derivatives,ALLL.

-Back Office Operation in Trading Life cycle analysis and Payment, Confirmation processing, Confirmation matching, settlement and payment processing, Settlement Queue Monitor, Deal Reconciliation, RTGS, Fedwire, WirePro,ACH,Swift, FIX,Continues Link Settlement (CLS), Clearing pool,CHIPS,MEPS.

Wealth Management & Private Banking:

-Private banking trading and transaction STP analysis. Business support on the clients’ inquires of their investment portfolio for wealth managers.

-IT projects related to the development and support of wealth management platforms for Mutual Fund(Unit Trust), Securities brokerage,Portfolio management, Structure products,Option Pricing and Margin Leverage tracker.

-Experiences in devise wealth management programs for potential clients. Asses financial position for potential clients and provide recommendation on wealth management products for clients. KYC analysis

SME and Retail Banking:

-Relationship and KYC Management, Core Banking Products(SAV,DDA,Loan,Lease,Investments,etc)

-Retail Banking operations,work-flow and compliance

-Cross Departmental interaction on various business transformation and operational efficiency initiative. Business departments including BSA(AML),Risk Management,Loan operation,Branch Operation Administration,Treasury operation and Management,etc

Life and Health Insurance:

-Solicitation of Insurance products with cold call and Canvassing.

-Insurance Sales work flow and Perform KYC analysis to market insurance products.

-Devised Marketing plans, Developed customer base and improve customer relationship, Write marketing scripts and perform presentation on core insurance products

Compliance and Audit:

-SOX,ALLL,CECL,BSA(AML),Frank Dodd, CCPA,Basel,FDII,BSA,FINRA’s Bluesheet, LTID,OATS,LOPR

-Familiarity and working knowledge on various in country policies from different regulatory bodies including SEC,FINRA,FDIC,OFAC,MAS(Monetary Authority Singapore), HKSFC,PBRC(China Banking Regulator)

-Involved in various RegTech initiatives to full-fill compliance requirements

IT Consultancy and Solutioning:

-Tender life cycle, Solution Pricing, Tender Proposal and Clarification,Vendor & Supplier Management,SI(System Integration), Pre and Post sales support,relationship management,

- Architect on various Industries IT Product Solution (Financial, Government, Health-care..) and perform presentation and support

-TCO and P&L Analysis

TECHNICAL EXPERIENCES:

-Architect: Solution/System Architecture,Application Architecture, Infrastructure Architecture, Data Architecture, SOA,TOGAF 9.1, Security Design, Process design, Solution design and Pricing, System Integration,IT Road map Strategic planning

-Specialized System/Application Analysis and Support: ION Wall Street treasury and Trading STP Suite, Kondor+ Platform, Sunguard Treasury Collateral Management System (TCMS), Citibank MEMFIS Investment Suite (Security Brokerage, Equity Trading,Option Pricer,Mutual Fund,Fixed Income), Ntier Securities Compliance Workbench, Microsoft Dynamic CRM, Fiserv Premier and Business Analytic, Sagework Credit, Abrigo BAM and AML,Bloomberg, Murex,Score (GL system), Infinity Derivatives, Euclid (EuroClear), ITIL,etc.

-Data Analysis and Management: IBM Cognos BI,SSDT(Microsoft Data Tools), Aqua Data Studio and Server, Data Remediation, ETL, Data Reconciliation and validation, Reporting and Dashboard,data warehouse,Big Data analysis, Hadoop,MS Dynamic, MSSQL,Oracle SQL developer, Sybase,Mysql, Python,R,Excel

-Business Analysis and Project Management: PMP,SDLC Waterfall,Agile and Agile FDD,Eclipse PMP, Quality Center, JIRA,Sierra Dimension,Requirement Analysis,Quality Management,Technical and business documentation

-Familiarity and working knowledge: Windows and Unix/Linux OS environment,OLAP and OLTP database,Sql,Python Anaconda environment,C,C#,Unix Shell scripting,ProIV.Net Framework, Java, Java FX, Eclipse, Intellij IDEA, Exceed, Kea, ServiceNow, Jira, Dimension,goldfish, Assembly

CAREER HISTORY:

Hanmi Banking Group, Los Angeles Aug/2018-Present

Application and Data Services,VP

· Responsibilities: Act as team lead for application and data services support across all business units within the bank. Create and enforce policies for effective application and data management. Assist in Data Governance initiatives. Responsible for several core applications administration and support. Straight through analysis from business application to data output. Formulate techniques for quality data collection to ensure adequacy,accuracy and legitimacy of data. Maintain inventory of enterprise data and perform data analysis activities(data modeling,BI,data mapping,data integration,data remediation and validation,reporting and dashboard). Manage and design reporting environment,including data source,security and meta-data. Data warehouse support and administration. Data and application specification documents, data lineage. Assess tests and implementation of new or upgrade software.Support on the strategic decision on the new systems and bank IT road-map.

· Project: Core Banking Customer Information (CIF) data clean up. Implementation of the bank wide CRM system.Data remediation and validation project for the CECL regulatory roll-outs on Credit Risk. LexisNexis data quality initiative. Implementation of the AML(Anti Money Laundry) application and data feeds,SSA,CCPA and Nexus government compliance requirements.

BONY-Convergex Securities/Ntier Financial System, New York Oct/2016-May/2018

Senior Application and Data Analyst/Consultant

· Responsibilities: Act as Ntier Financial system senior consultant for the Convergex client. Perform Data analysis and provide application support of the Convergex's data Compliance/reconciliation solution. Tasks included application support, data analysis and perform proprietary data reconciliation and compliance platform implementation, system/application monitoring and support, IT and compliance advisory.

· Project: Implementation of the LTID (large Option trade) compliance module upon FINRA's bluesheet requirement. OATS implementation(Order Audit Trail system) module for FIX data validation, overall data Reconciliation and validation to ensure data integrity for bluesheet submission to FINRA. Generated Compliance report from various data source upon client request.

Stratech System Ltd. International Business Park, Singapore. May/2012-Apr/2016

Pre Sales/IT Solution Consultant/Portfolio Architect

· Responsibilities: Responsible for a portfolio of architectural design projects utilizing in house product or out of box vendor products. Acting as System integrator and consultant to fulfilled clients’ requirement. Covering both business (Sales, Presale, Pricing) and Technical responsibilities. Overall Application, Infrastructure, Process Solution Design on Multi-Million Dollar Tenders from Initiation of Proposal, Pricing to Presentation, development, Implementation, Testing, Commissioning all the way to Maintenance and Support with team management responsibilities. Interaction with Sales team, Product team, Supplier, Customer on the solution design. Work closely with Development team. Requirement and release Management, Project Management.

· Solution and Projects: Overall complete design of business Analytic Hub system (BAHUB) utilizing latest technology which will positioning for the data warehouse, big data project in the future. Tasks including application, infrastructure, security, data mart design with project management involvement.

· Solution and Projects: Overall complete design of Medical Claim Pro ration system (MCPS) for public service department of Singapore, including application, infrastructure, security, and database design with project management.

· Various In house product involvements catering for global clients. These products including iFerrert (Foreign Object Detection System) and GPS PMS system, Upgrade of Online Certification of Entitlement (OCOE), Vessel Identification and Positioning System (VIPS)

OCBC Banking Group. OCBC Center, Singapore Aug/2007-Mar/2012

Business Application Management/Project-Team Lead

· Responsibilities: Business Application and Technology Management for group treasury, risk and operation on various IT applications, Perform Application and Data analysis,Project management of core STP application for group treasury, risk management and back office operation. Change Management, Act as liaison between business and IT. Gather user requirements and provide Business and Technical Analysis, develop standard templates to facilitate project and support processes, team management of 5. Oversee IT Project and Service Request. Full project life-cycle work, provide software estimation on business projects and customization. Perform requirement and gap analysis. Writing various project related documentation, Functional Specification, UAT testing. Provide production support, System stream review to CIO. Strategic improvements and issue preventative actions, Process improvements.

· Project: Full project and business analysis life-cycle on core trading application used by group treasury for their proprietary trading and risk management operation. Upgrade of core trading engine and surrounding interfaces. Project and Business Analysis of new credit module for the credit and market risk operation. Upgrade of their collateral Management and Margin Leverage Platform.

Citigroup Inc. 1 Millennium Tower, Singapore. Jun/2005-Aug/2007

Business Analyst/Project Manager

· Responsibilities: Provide business and technology consultation on several wealth and investment applications to front end users and application architecture/design team. Product Management and enhancement on bank’s Securities brokerage, Mutual fund, insurance,Structure investment wealth management banking application. Perform Business Analysis and Oversee Project on MEMFIS securities brokerage, Mutual Fund investment system for global initiatives. Provide software estimation on wealth management projects and customization. Perform requirement and gap analysis. Documentation of Functional Specification. SIT certification and sign-offs, UAT testing and coordination. Interaction with various Business unit and external party on business requirement. TTT (Train The Trainer). Presentation on functional changes. Upper Management Reporting.

· Projects: Utilization of Software Development Life Cycle (SDLC) and Application Process Asset Library (APAL). Full project cycle responsibilities for APAC including Hong Kong,China and other countries user on the implementation of Front to Back Fixed Income Securities trading, FX trading as well as Mutual fund wealth management platform. Project risk tracking, Resource allocation. Project initiation to implementation. Coordination with in-country business group, Operation &Technology (O&T). Status reporting to upper management.

ABN AMRO Bank NV. Chulia Street, Singapore. Oct/2001-May/2005

Business Support Manager/System Owner

· Responsibilities: Carry out Business, Technology initiatives and project activities on behalf of the Investment Banking arm of ABN. Provide support and analysis for the Bank's Global Financial Market Unit. Production support of various business technologies. Perform business analysis of new requirements, Translations of business in to Technical. UAT coordination and execution of new releases. Functional Specifications, Define project initiatives and enhancements. Release Management, BCP exercise. Develop and Maintain client partnership. Liaison between different Business units, vendor management. Advances ABN AMRO's Technology Procedures and Capabilities. Manage and develop staff. Control system documentation,.

· Projects: SDLC and PMP. Manage Project and Perform support role throughout department. Involvement in various STP projects, including the migration of the core front office trading system to new version, migration of bank's core back office system to Version 4.0 and go live initiatives for various countries. Manage new release of Report management System STORQM. BCP documentation for all FM applications. Involved training program on bank's FM and FMO technologies to new hires and user for the supporting ability.

JPMorganChase. 1CMP, New York, NY.

Associate Jun/2000-Aug/01

· Responsibilities: Provided customer service and advice to wealth management business clients in regards to financial and investment agendas. Developed clients through cold call, referral, cold canvassing. Analyzed problem and provide a resolution. Interaction with various departments (Ex. Finance, treasury service) on different issues. Provide support to consumer and middle market unit on sales, business, and technology initiatives. Utilized in house systems to facilitate resolution to the issues and provide better support to customer.

Wall Street Systems Inc (ION Trading). 30 Board street, New York, NY.

Analyst Programmer/Client Support Jun/1996-Jun/00

· Responsibilities: Analyze, Develop WSS STP Risk management and trading system, Analysis of capital products, support to investment product managers on module implementation, WSS application and in-house product knowledge support, business and requirement analysis, functional analysis of client's business processes, wrote programs to improve WSS functions by utilizing available software, recording/reporting status/exceptions/issues, change management, Perform UAT, QA on every new and improved developments, staff training, technical support to sales staff, support to documentation manager on RFP inquiries.

· Projects: Assistant to VP of migration on system porting project from a character base WSS system to a GUI platform treasury system. Financial application analysis and user support, Perform control analysis and compliance issues, metadata maintenance, scheduling data load using autosync, run unit/integration/QA/user-acceptance tests, and validate data integrity, provide customer support for various clients such as AIG, CA, RBS, BONY either on site or through conference call.

EDUCATION AND QUALIFICATIONS:

Brooklyn College of New York

Studied Economic and Computer Science, Jun 1996

New York State Financial Planning & investment training courses.

New York State Life insurance Certified.

AWARDS:

Star award for Critical Business Support in ABN Amro

WSS GUI Implementation award for AIG

Team award for Wall Street System project in ABN Amro

REFERENCES: Excellent references will be furnished upon request.

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