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Resumes 61 - 70 of 84 |
Miami, FL, 33132
... with depositions for trademark infringement case Extensively researched Securities and Exchange Commission (SEC) reporting guidelines Reduced legal expenditures by preparing and filing Statements of Incorporation, Withdrawals and Amendments in-house
- 2012 Dec 05
Miami, FL, 33145
... • Handled all reporting for SEC filings including 10-Q and 10-K. • Managed a successful team of ten staff members. • Played a key role in the preparation of the SEC registration document required for initial public offering. • Created and ...
- 2011 Dec 29
Miami, FL, 33133
... Citigroup Global Markets Inc., New York, NY Compliance Analyst August 2005 - December 2007 Post-deal review, and analysis of syndicate IPO (Initial Public Offering) deals and their adherence to NASD rule 2790 and the SEC voluntary initiative. ...
- 2011 Jun 07
Miami, FL, 33167
... * Created dossiers by researching prospective clients' website for financial annual reports, 10 K's, 10 Q's, as well as the SEC government site, and map directions. * Assisted administratively with the launch of three different initiatives to ...
- 2011 Jan 20
Miami, FL, 33181
... Prepare quarterly peer comparisons for executive review, summarizing SEC filings and earnings releases of major competitors in comparison to Stewart's comparable results . Work with Senior VP of Investor Relations and Communications group on Annual ...
- 2011 Jan 03
Miami, FL, 33146
... and analysis of financial trends and results Knowledgeable in US GAAP (as well as accounting principles in Latin America) and SEC financial reporting requirements Proven ability to design and deliver marketing strategies to identify and materialize ...
- 2010 Nov 23
Miami, FL, 33143
... and procedure materials for broker/dealers and hedge funds - Supervise broker/dealers' registration process with FINRA and SEC - Review investment companies' processes in order to identify compliance risk and conflict of interest Mount View Money ...
- 2010 Oct 20
Hialeah, FL, 33016
... Implemented compliance for general SEC regulations . Structured and participated in corporate equity restructure pursuant to a reverse stock split. Directed shareholders' relations department and communications. Director of the Risk Management ...
- 2010 Sep 07
Opa Locka, FL, 33055
... - Reconciling the Gift Aid Trust Account and the Tithes Account with the parent South England Conference (SEC) of Seventh Day Adventist. - Reconciling all accounts for related groups. - Attending meeting at SEC in Watford with Treasurer, Elder and ...
- 2010 Aug 26
Miami, FL, 33185
... from all regional deals was accurately and timely booked, by maintaining a proactive approach towards the revenue recognition corporate policies and by keeping financial transparency that was in compliance with GAAP and with SEC requirements; ...
- 2010 Aug 19