ROBERTO HERRERA
**** ******* ***, *****, ** *****
Cell 786-***-**** E-mail: **********@*****.***
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EDUCATION
University of North Carolina at Chapel Hill, Chapel Hill, NC
B.A. Economics and Political Science
May 2005
Study of economic policies, their effects at the micro and macro scale and
their interrelation with the political process. Examination and analysis of
legal, and political institutions both domestic and international. Analysis
of financial organizations, commercial practices, and capital markets.
WORK EXPERIENCE
Embarcadero Realty Services, LP. Pasadena, CA
Construction Administrator/Commercial Prop. Assistant
September 2009 - April 2011
Administration of tenant improvement and market ready construction projects
for southern California. Manage and execute projects covering construction,
lien waiver, and payment schedules, as well as insurance certifications.
Prepare and distribute memos on behalf of management and maintain concise
and clear communication with tenants, engineering team, and vendors.
Citigroup Global Markets Inc., New York, NY
Compliance Analyst August 2005 -
December 2007
Post-deal review, and analysis of syndicate IPO (Initial Public Offering)
deals and their adherence to NASD rule 2790 and the SEC voluntary
initiative. Monitoring compliance with guidelines stipulated for trading
144(a)/Regulation S securities. Providing Smith Barney branches with
clarification in regards to the rules mentioned above and other
miscellaneous issues related to syndicate transaction and procedures. Trade
monitoring and reporting for municipal, and corporate bonds, and equity
stock. Responsible for the successful completion of internal audits, and
validation of compliance procedures.
Nordstrom, Inc., Durham, NC
Sales Representative September
2003 - December 2004
Provided quality customer service by giving priority to the needs and
concerns of clients. Performed inventory checks and organization. Achieved
a $150K personal sales goal for Nordstrom in little over a year.
Invention Technologies, Miami, FL
Research Specialist
February 2000 - June 2002
Responsible for networking inventors with manufacturers in related
industries. Extensive research in numerous industries and use of database
entry and maintenance. Coordinated group tasks and produced biweekly
reports.
SKILLS & LANGUAGES
Fluent in Spanish, MS Office Suite, Google Docs, Data Entry, Windows, and
Macintosh platforms, Database input and maintenance