| Resume alert | Resumes 141 - 150 of 169 |
Management Manager
Yonkers, NY, 10701
... Involved in Know-Your-Customer (KYC) exercises / Due Diligence pursuant to client on boarding and maintenance, Fund Formation and Direct Market Access (DMA) for various markets such as Korea, Taiwan, Poland, Czech Republic et al. . Involved in ... - 2010 Oct 19
... Involved in Know-Your-Customer (KYC) exercises / Due Diligence pursuant to client on boarding and maintenance, Fund Formation and Direct Market Access (DMA) for various markets such as Korea, Taiwan, Poland, Czech Republic et al. . Involved in ... - 2010 Oct 19
Vice President Supervisor
Cortlandt Manor, NY, 10567
... - Reconciliation & investigation for US$ and For.Currencies Payments & Nostro A/C - compliance with AML/ OFAC/BSA/KYC/SAR - Previous experience includes : Emerging Markets Restructuring Agreements & Brady Bonds ; dome- stic and international Loan ... - 2010 Oct 17
... - Reconciliation & investigation for US$ and For.Currencies Payments & Nostro A/C - compliance with AML/ OFAC/BSA/KYC/SAR - Previous experience includes : Emerging Markets Restructuring Agreements & Brady Bonds ; dome- stic and international Loan ... - 2010 Oct 17
Manager Customer Service
Huntington Station, NY, 11746
... Coordinated responses to RFPs, RFIs, SAR, AML, KYC, SEC reporting. Professional Experience JPMorgan Chase, New York, NY 2010 - present Client Relationship Officer . Manage the daily servicing and overall relationships of hedge funds and broker ... - 2010 Sep 27
... Coordinated responses to RFPs, RFIs, SAR, AML, KYC, SEC reporting. Professional Experience JPMorgan Chase, New York, NY 2010 - present Client Relationship Officer . Manage the daily servicing and overall relationships of hedge funds and broker ... - 2010 Sep 27
Customer Service Manager
Bronx, NY, 10458
... Kept records of all new incoming clients information(KYC). Recorded, scanned, and archived all documentation for all clients and new accounts and other entities. Maintained and updated profiles for the RM'S and the SO'S. Opened new accounts for ... - 2010 Sep 16
... Kept records of all new incoming clients information(KYC). Recorded, scanned, and archived all documentation for all clients and new accounts and other entities. Maintained and updated profiles for the RM'S and the SO'S. Opened new accounts for ... - 2010 Sep 16
Customer Service Management
Yorktown Heights, NY, 10598
... Participated in annual AML/KYC compliance training. . Provided assistance and support to the Accounting department during month end closes and year end audits. . Prior NASD Series 7 and 63 Registration, however licenses lapsed in July of 2008. ... - 2010 Sep 03
... Participated in annual AML/KYC compliance training. . Provided assistance and support to the Accounting department during month end closes and year end audits. . Prior NASD Series 7 and 63 Registration, however licenses lapsed in July of 2008. ... - 2010 Sep 03
Manager Management
Scarsdale, NY, 10583
... Review and Approve governing documents relating to subscriptions, redemptions and transfers including AML/KYC compliance. . Supervise internal and external teams for proper completion and distribution of investor letters, confirmations, monthly ... - 2010 Sep 02
... Review and Approve governing documents relating to subscriptions, redemptions and transfers including AML/KYC compliance. . Supervise internal and external teams for proper completion and distribution of investor letters, confirmations, monthly ... - 2010 Sep 02
Assistant Sales
Ossining, NY, 10562
... counsel, consultants (Quanvest, Segal Advisors), RFP/sales support teams when bringing in new business regarding contracts, KYC documents, Global Tax documents and other various matters M arch 2004 – The Bank of New York, New York, NY March 2006 ... - 2010 Aug 31
... counsel, consultants (Quanvest, Segal Advisors), RFP/sales support teams when bringing in new business regarding contracts, KYC documents, Global Tax documents and other various matters M arch 2004 – The Bank of New York, New York, NY March 2006 ... - 2010 Aug 31
Sales Manager
Mount Vernon, NY, 10552
... Involved in the training of Anti-Money Laundering (AML) and Know Your Customer (KYC) company policies. Examined annuity and life insurance replacement activity. Made ongoing client contact to ensure appropriate advisor disclosure and client ... - 2010 Aug 30
... Involved in the training of Anti-Money Laundering (AML) and Know Your Customer (KYC) company policies. Examined annuity and life insurance replacement activity. Made ongoing client contact to ensure appropriate advisor disclosure and client ... - 2010 Aug 30
Project Management
Bayside, NY, 11361
... Presented analytical paper on the potential issues/opportunities of a common account documentation repository based on the current requirements of KYC-Know Your Customer, Anti-Money Laundering rules, the Sarbanes-Oxley Act, and the Patriot Act. The ... - 2010 Aug 30
... Presented analytical paper on the potential issues/opportunities of a common account documentation repository based on the current requirements of KYC-Know Your Customer, Anti-Money Laundering rules, the Sarbanes-Oxley Act, and the Patriot Act. The ... - 2010 Aug 30
Accounting Assistant Operations
New York, NY, 10034
... Maintained controls of OFAC, AML, KYC, and BSA in execution of operations. . Prepared weekly regulatory reporting [Transactions accounts, other deposits & vault cash]. EDUCATION . Mastering Marketing seminar series, NYC Business Solutions, Jan. 2010 ... - 2010 Aug 26
... Maintained controls of OFAC, AML, KYC, and BSA in execution of operations. . Prepared weekly regulatory reporting [Transactions accounts, other deposits & vault cash]. EDUCATION . Mastering Marketing seminar series, NYC Business Solutions, Jan. 2010 ... - 2010 Aug 26