| Resume alert | Resumes 11 - 20 of 90 |
Investment Consultant Project Manager
Nesconset, NY
... DEBT & EQUITY ADVISORY EXPERIENCE Associate, Private Equity & Venture Capital INTE Securities LLC New York, NY 2020 Identified and executed $60MM+ of complex debt and equity transactions at this SEC/FINRA/SIPC registered broker-dealer. Analyzed 30+ ... - 2022 Jul 09
... DEBT & EQUITY ADVISORY EXPERIENCE Associate, Private Equity & Venture Capital INTE Securities LLC New York, NY 2020 Identified and executed $60MM+ of complex debt and equity transactions at this SEC/FINRA/SIPC registered broker-dealer. Analyzed 30+ ... - 2022 Jul 09
Qa Analyst Customer Service
Smithtown, NY
... Also Interfaces with Dealer Track, Route One CUDL, as well as Valuation Services such as Kelley Blue Book, NADA, Black Book 2 Years of experience Supervising warehouse. 11 Years' experience in Customer Service/Tech Support. Started in TCI in the ... - 2022 May 21
... Also Interfaces with Dealer Track, Route One CUDL, as well as Valuation Services such as Kelley Blue Book, NADA, Black Book 2 Years of experience Supervising warehouse. 11 Years' experience in Customer Service/Tech Support. Started in TCI in the ... - 2022 May 21
Executive Assistant/Office Manager
Deer Park, NY
... supported Executive Vice President, Dealer Support & Sales Heavy Microsoft Outlook; extensive travel arrangements for all East Coast staff. Travel arrangements made with American Express Reward Certificates generating significant cost savings for ... - 2021 Jul 09
... supported Executive Vice President, Dealer Support & Sales Heavy Microsoft Outlook; extensive travel arrangements for all East Coast staff. Travel arrangements made with American Express Reward Certificates generating significant cost savings for ... - 2021 Jul 09
Accounting Office
Huntington, NY
... DAIWA CAPITAL MARKETS AMERICA New York, NY 1992 – 2000 Registered Securities Broker-Dealer and Primary Dealer of US Treasury Securities focused in sales and trading of Equities, Fixed Income, Financial Futures and Investment Banking Assistant Vice ... - 2021 Mar 06
... DAIWA CAPITAL MARKETS AMERICA New York, NY 1992 – 2000 Registered Securities Broker-Dealer and Primary Dealer of US Treasury Securities focused in sales and trading of Equities, Fixed Income, Financial Futures and Investment Banking Assistant Vice ... - 2021 Mar 06
Data Informatica
Deer Park, NY
... This single provisioning point is used to distribute Prime brokerage client data globally to external clients and third party servicing companies for Broker Dealer client daily reconciliation. Responsibilities: Understanding the Business ... - 2020 Dec 28
... This single provisioning point is used to distribute Prime brokerage client data globally to external clients and third party servicing companies for Broker Dealer client daily reconciliation. Responsibilities: Understanding the Business ... - 2020 Dec 28
Manager Accounting
Commack, NY
... Full Charge Bookkeeper, Sprint/3rd Screen Wireless - Hauppauge, NY 2005 - 2008 3rd Screen Wireless is an authorized dealer of Sprint products and services. ●Responsible in doing Payroll for more than 80-100 employees biweekly in the Pay Xpert and ... - 2020 Dec 26
... Full Charge Bookkeeper, Sprint/3rd Screen Wireless - Hauppauge, NY 2005 - 2008 3rd Screen Wireless is an authorized dealer of Sprint products and services. ●Responsible in doing Payroll for more than 80-100 employees biweekly in the Pay Xpert and ... - 2020 Dec 26
Accountant Accounting
St. James, NY
... New York State Department of Education WORK EXPERIENCE Consultant Dixon Hughes Goodman LLP 02/2018 - 08/2019, New York, NY Certified Public Accounting Firm Reported daily regulatory reporting requirements for a broker-dealer under SEC Rule 15c3-3. ... - 2020 Aug 23
... New York State Department of Education WORK EXPERIENCE Consultant Dixon Hughes Goodman LLP 02/2018 - 08/2019, New York, NY Certified Public Accounting Firm Reported daily regulatory reporting requirements for a broker-dealer under SEC Rule 15c3-3. ... - 2020 Aug 23
Data Analyst Tableau
Huntington Station, NY
... Extensive interaction with Broker Dealer senior management. Mapped extensive database of investor accounts to support integration within the firm’s technology platform. Implemented an augmented workflow procedure to increase overtime efficiencies ... - 2020 Jun 12
... Extensive interaction with Broker Dealer senior management. Mapped extensive database of investor accounts to support integration within the firm’s technology platform. Implemented an augmented workflow procedure to increase overtime efficiencies ... - 2020 Jun 12
Data Representative
Greenlawn, NY
... Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new ... - 2020 May 30
... Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new ... - 2020 May 30
Representative Manager
Greenlawn, NY
... BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new CE to ... - 2020 Apr 03
... BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker-dealer., tested system and procedures. Implemented new CE to ... - 2020 Apr 03