| Resume alert | Resumes 31 - 40 of 206 |
compliance director
New City, NY
... Offering strong leadership skills with an Extensive background in AML Compliance and Risk Management. PROFESSIONAL EXPERIENCE UBS AG, Investment Bank (UBS SECURITIES LLC, UBS STAMFORD BRANCH) Stamford, CT (June 2010 - June 2013) Compliance Director ... - 2021 Apr 16
... Offering strong leadership skills with an Extensive background in AML Compliance and Risk Management. PROFESSIONAL EXPERIENCE UBS AG, Investment Bank (UBS SECURITIES LLC, UBS STAMFORD BRANCH) Stamford, CT (June 2010 - June 2013) Compliance Director ... - 2021 Apr 16
Engineer Front Office
New Canaan, CT
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
Manager Sales
Williston Park, NY
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
Financial Executive
Plainview, NY
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30
Developer Manager
Norwalk, CT
... Goldtier performs due diligence in line with the BNYM AML Policy. Lead, designed, Developed, customized, tested and implemented the compliance functions, adhering to SDLC. SunGard’s Protegent (Vendor)- PTA(Personal Trading Assistant) 2012-2013 ... - 2020 Dec 23
... Goldtier performs due diligence in line with the BNYM AML Policy. Lead, designed, Developed, customized, tested and implemented the compliance functions, adhering to SDLC. SunGard’s Protegent (Vendor)- PTA(Personal Trading Assistant) 2012-2013 ... - 2020 Dec 23
Manager Office
Trumbull, CT
... Developed comprehensive training program on internal bank BSA/AML policies and procedures. Reviewed Business Requirements Documents (BRDs) to ensure consistency with regulatory guidelines, industry best-practices, and internal policies. Subject ... - 2020 Dec 10
... Developed comprehensive training program on internal bank BSA/AML policies and procedures. Reviewed Business Requirements Documents (BRDs) to ensure consistency with regulatory guidelines, industry best-practices, and internal policies. Subject ... - 2020 Dec 10
Front Office Sales
Queens, NY
... ●New technology build beginning with client onboarding, KYC/AML, payments & lending services to enable complete digital onboarding & service execution. IBM, New York, NY Associate Partner in Automation for Financial Services (2016 – 2018) ... - 2020 Nov 06
... ●New technology build beginning with client onboarding, KYC/AML, payments & lending services to enable complete digital onboarding & service execution. IBM, New York, NY Associate Partner in Automation for Financial Services (2016 – 2018) ... - 2020 Nov 06
Employee Analyst
Queens, NY
... review and verification of received documentation and making an analytical risk assessment for new clients Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance officer; ... - 2020 Nov 04
... review and verification of received documentation and making an analytical risk assessment for new clients Perform further investigation on identified suspicious client and client’s transactions and report to KYC/AML compliance officer; ... - 2020 Nov 04
Analyst Customer Care
Queens, NY
... SUMMARY KYC/AML Onboarding and off boarding Analyst with increasing management responsibilities. New client on boarding and KYC process. Monitoring and reporting of transactions for high risk clients. Risk management and controls. Experienced in ... - 2020 Nov 04
... SUMMARY KYC/AML Onboarding and off boarding Analyst with increasing management responsibilities. New client on boarding and KYC process. Monitoring and reporting of transactions for high risk clients. Risk management and controls. Experienced in ... - 2020 Nov 04
Manager Accounting
Yorktown Heights, NY
... Documented success leading AML/KYC and ISDA Compliance in both Operational and Technical capacities. Eager to demonstrate knowledge of CECL and Credit Risk, some SQL ability to an institution that shares a passion for delivering results and ... - 2020 Oct 16
... Documented success leading AML/KYC and ISDA Compliance in both Operational and Technical capacities. Eager to demonstrate knowledge of CECL and Credit Risk, some SQL ability to an institution that shares a passion for delivering results and ... - 2020 Oct 16