| Resume alert | Resumes 31 - 40 of 658 |
Risk Management Data Analytics
Manhattan, NY, 10007
... Regulatory Capital, Credit Derivatives: PRMIA integrated approach framework for AML strategy SAS-Nonlinear optimization methods, data management, and compliance. Association for Financial Professionals (AFP) Treasury Journal: Editorial Advisor ... - Jan 20
... Regulatory Capital, Credit Derivatives: PRMIA integrated approach framework for AML strategy SAS-Nonlinear optimization methods, data management, and compliance. Association for Financial Professionals (AFP) Treasury Journal: Editorial Advisor ... - Jan 20
Operations Manager Financial Services
New York, NY
... Fulfilled the role of the designated individual responsible for Anti-Money Laundering Program compliance (AML CP) Generated and filed mandatory regulatory reports with the Financial Industry Regulatory Authority (FINRA). Continuously upheld a ... - Jan 18
... Fulfilled the role of the designated individual responsible for Anti-Money Laundering Program compliance (AML CP) Generated and filed mandatory regulatory reports with the Financial Industry Regulatory Authority (FINRA). Continuously upheld a ... - Jan 18
Java Developer Spring Boot
Plainfield, NJ
... PETS is a tool used to ensure current or past onboarded US clients have been through the US AML process for all transactions booked by US salespersons or US traders, regardless of whether the back-office system location in the US or elsewhere. ... - Jan 12
... PETS is a tool used to ensure current or past onboarded US clients have been through the US AML process for all transactions booked by US salespersons or US traders, regardless of whether the back-office system location in the US or elsewhere. ... - Jan 12
Team Lead Project Management
New York, NY
... & Post-Trade processing, eGRC, AML / BSA, Fraud Detection, Trade Surveillance, Treasury, Corporate Performance & FIU systems Cloud migration Fintech / Regtech systems related to i.e., Capital Markets trading, GRC and business process applications. ... - Jan 10
... & Post-Trade processing, eGRC, AML / BSA, Fraud Detection, Trade Surveillance, Treasury, Corporate Performance & FIU systems Cloud migration Fintech / Regtech systems related to i.e., Capital Markets trading, GRC and business process applications. ... - Jan 10
Business Development Digital Products
New York, NY
... >4.5K accounts opened that year ● Addressed and embedded requirements for AML/KYC, Fraud Risk, FinCen Certification specific to BB, across 32 systems, 85 major steps and 15 Screens covering >3K story points ● Designed and implemented the DAO ... - Jan 09
... >4.5K accounts opened that year ● Addressed and embedded requirements for AML/KYC, Fraud Risk, FinCen Certification specific to BB, across 32 systems, 85 major steps and 15 Screens covering >3K story points ● Designed and implemented the DAO ... - Jan 09
Test Lead
Jersey City, NJ
... • Expertise in AML False Positive Reduction validation. • Worked in Shanghai China for 3months as field engineer. AWARDS • Wall Of Fame Award for 2019 & 2020 – Best Performer. • Sapphire Award Q3 2020 – Quarterly Best Performer. • Pillar of the ... - Jan 09
... • Expertise in AML False Positive Reduction validation. • Worked in Shanghai China for 3months as field engineer. AWARDS • Wall Of Fame Award for 2019 & 2020 – Best Performer. • Sapphire Award Q3 2020 – Quarterly Best Performer. • Pillar of the ... - Jan 09
Financial Services Investor Reporting
New York, NY
... • Identified KYC and AML concerns, fostering stakeholder trust and confidence while integrating institutional investors. KRUSEN CAPITAL MANAGEMENT - Investor Relations & Operations Consultant - Remote 04/2022 - 03/2023 Hired by CEO, Charles Krusen, ... - Jan 07
... • Identified KYC and AML concerns, fostering stakeholder trust and confidence while integrating institutional investors. KRUSEN CAPITAL MANAGEMENT - Investor Relations & Operations Consultant - Remote 04/2022 - 03/2023 Hired by CEO, Charles Krusen, ... - Jan 07
Financial Crimes Compliance Officer
New York, NY
... • Liaison to AML Investigations regarding suspicious trading activity and identify/mitigate bank risk. SENIOR INVESTIGATOR – Anti-Money Laundering - Financial Crimes Compliance, New York, NY – 11/2010-11/2019 • Conduct investigations involving money ... - Jan 07
... • Liaison to AML Investigations regarding suspicious trading activity and identify/mitigate bank risk. SENIOR INVESTIGATOR – Anti-Money Laundering - Financial Crimes Compliance, New York, NY – 11/2010-11/2019 • Conduct investigations involving money ... - Jan 07
Vice President Business Analyst
New York, NY
... Liaised with auditors and tax accountants to prepare and present year-end financial reports, AML, FINRA compliance Prepared investor statements and allocation details report upon request. Communicated daily with fund’s executives on operation ... - 2023 Dec 20
... Liaised with auditors and tax accountants to prepare and present year-end financial reports, AML, FINRA compliance Prepared investor statements and allocation details report upon request. Communicated daily with fund’s executives on operation ... - 2023 Dec 20
Attorney
Hackettstown, NJ
... CITI BANK, Long Island City, New York Assistant Vice President, AML Quality Control December 2013 - October 2014 •Developed quality control procedures and sampling methodology to ensure standardized and coherent AML monitoring for Citi Financial ... - 2023 Dec 17
... CITI BANK, Long Island City, New York Assistant Vice President, AML Quality Control December 2013 - October 2014 •Developed quality control procedures and sampling methodology to ensure standardized and coherent AML monitoring for Citi Financial ... - 2023 Dec 17