| Resume alert | Resumes 21 - 30 of 130 |
Senior Financial Writer
Bay Shore, NY
... Utilizing AML software, ACTIMIZE and PRIME as well as WORLD CHECK (negative news purposes) at an expert level. Training and leading an eight (8) person team. New York, NY MEGA INTERNATIONAL COMMERCIAL BANK ANTI-MONEY LAUNDERING INVESTIGATOR 04/2019 ... - 2022 Nov 26
... Utilizing AML software, ACTIMIZE and PRIME as well as WORLD CHECK (negative news purposes) at an expert level. Training and leading an eight (8) person team. New York, NY MEGA INTERNATIONAL COMMERCIAL BANK ANTI-MONEY LAUNDERING INVESTIGATOR 04/2019 ... - 2022 Nov 26
Project Manager Business Analyst
Bridgeport, CT, 06604
... Ensures transactions are properly researched, recorded and reported in regards to the Sarbanes-Oxley Act, AML, OFAC, SEC Control List and applicable government laws, rules and regulations. CRM/IR Client Relationship Manager/Investor Relations (Fund ... - 2022 Oct 12
... Ensures transactions are properly researched, recorded and reported in regards to the Sarbanes-Oxley Act, AML, OFAC, SEC Control List and applicable government laws, rules and regulations. CRM/IR Client Relationship Manager/Investor Relations (Fund ... - 2022 Oct 12
Legal Assistant
Stamford, CT, 06902
... UBS AG, Stamford, CT Oct 2013 - Dec 2013 Sanctions Legal Department - Anti-Money Laundering Unit Examined AML/BSA laws, rules, regulations, and best practice were followed. Identified standards, for UBS regulatory compliance. Assessed, mitigated, or ... - 2021 Dec 31
... UBS AG, Stamford, CT Oct 2013 - Dec 2013 Sanctions Legal Department - Anti-Money Laundering Unit Examined AML/BSA laws, rules, regulations, and best practice were followed. Identified standards, for UBS regulatory compliance. Assessed, mitigated, or ... - 2021 Dec 31
Funding Corp Loan Processor
Malverne, NY
... companies such as TD Bank, Citibank and Citizens Bank • Cooperated with quarterly internal audits and adhered to politics of KYC and AML • Documented, approved and submitted an average of 40 (CTR) Currency Transaction Reports weekly • Filled out and ... - 2021 Nov 27
... companies such as TD Bank, Citibank and Citizens Bank • Cooperated with quarterly internal audits and adhered to politics of KYC and AML • Documented, approved and submitted an average of 40 (CTR) Currency Transaction Reports weekly • Filled out and ... - 2021 Nov 27
Operations Officer Teller Supervisor
Glen Cove, NY
... ●Lead the successful implementation of new technology-based global projects such as the Fiserv DNA Banking system, mobile/web banking, instant issue debit cards, Verafin AML Monitoring System. ●Achieved favorable internal and regulatory audit ... - 2021 Jun 04
... ●Lead the successful implementation of new technology-based global projects such as the Fiserv DNA Banking system, mobile/web banking, instant issue debit cards, Verafin AML Monitoring System. ●Achieved favorable internal and regulatory audit ... - 2021 Jun 04
Law Clerk Research Assistant
Merrick, NY
... New York, NY Anti-Money Laundering Associate 05/15 – 05/17 ● Maintained compliance with the Bank Secrecy Act, USA PATRIOT Act Title III, and OFAC regulations by updating and drafting AML procedures and conducting team trainings ● Communicated with ... - 2021 May 26
... New York, NY Anti-Money Laundering Associate 05/15 – 05/17 ● Maintained compliance with the Bank Secrecy Act, USA PATRIOT Act Title III, and OFAC regulations by updating and drafting AML procedures and conducting team trainings ● Communicated with ... - 2021 May 26
Service Manager Vice President
West Islip, NY
... Provided ongoing support for key critical client activities, including: ledger reconciliation, treasury analysts, KYC compliance, AML, operations, SAS 70, fund transfer/allocation, Global Custody cash and trade management, Foreign Exchange flow ... - 2021 May 09
... Provided ongoing support for key critical client activities, including: ledger reconciliation, treasury analysts, KYC compliance, AML, operations, SAS 70, fund transfer/allocation, Global Custody cash and trade management, Foreign Exchange flow ... - 2021 May 09
Engineer Front Office
New Canaan, CT
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
... AML for Compliance: Getting list of investors in a certain format and sending it to vendor for AML purpose. Technology used C#, WCF. Surveillance Report: Volume and price web reports are based on percentage change in the volume and price used by ... - 2021 Feb 22
Manager Sales
Williston Park, NY
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
... of common fund types domiciled in the US, Canada, Europe, and Cayman Islands Streamlined methodology for conducting AML due diligence and credit analysis for high volume onboarding Performed KYC process, credit analysis, and account set-up ... - 2021 Jan 04
Financial Executive
Plainview, NY
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30
... Ensured compliance with applicable AML laws, policies and procedures Cresta Capital Strategies, LLC, President, Chief Compliance Officer, Managing Partner (June 2006 – September 2011) Middle Market Boutique Investment Banking firm specializing in ... - 2020 Dec 30