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Compliance Manager/Registration and Licensing resume in Charlotte, NC - October 2016

LAVERN E MOORE

acw7vv@r.postjobfree.com Cell: 704-***-**** Charlotte, NC 28213

Professional Experience

LPL Financial Compliance Manager/Registration and Licensing Charlotte, NC (6/2013-9/2016)

Responsibilities included the oversight of 9 associates to meet productivity and regulatory...


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