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Resumes 111 - 120 of 411 |
Hicksville, NY
... – September 2005 Lamarque Ford/Nissan of New Orleans Basic system administration: Window 2000/NT server domain Windows dealer phone support Hardware acquisition and maintenance Epson Support Representative November 2003 – August 2005 Epson/Mosaic ...
- 2018 May 30
Eastchester, NY
... Fuji Securities Inc., New York, NY Jul 1995 – Mar 1998 Vice President Primary Dealer – Credit Manager Performed credit analysis for all of the firm’s counterparties, which included; hedge funds, financial institutions, mutual funds, investment ...
- 2018 May 28
Stamford, CT
... Bank’s regulatory reporting application calculates capital haircut charges (FOCUS reporting) and customer reserves calculation (C33) on fixed income, FX, converts, equities, derivatives and on financing trades positions for Broker/Dealer entity. ...
- 2018 Mar 15
Flushing, NY
... Desktop / Helpdesk Support Technician (perm full time) April 2008 – May 2012 Forex Direct Dealer (FXDD) New York, NY Tasks included: Troubleshot and fixed all non-functioning PC hardware and software, including virus and malware issues. Installed ...
- 2018 Mar 05
White Plains, NY
... White Plains, NY 2014 - 2017 Associate Officer (Broker Dealer Operations) • Lead and manage daily reports produced by Broadridge outsourcing team with more than 5 associates • Evaluate the effectiveness of the company's internal control framework in ...
- 2018 Feb 19
Bronx County, NY
... Dime Savings Bank of New York July 1998 to July 2000 Senior Auditor Conducted audits of Dime Securities Inc, which was responsible for broker dealer trading, licensing requirements of sales agents, NASD compliance regarding the advertisement of sale ...
- 2017 Dec 14
Bellmore, NY
... I created and coordinated the schedule, budget and execution of all dealer and customer related materials. Managed the printing budget of over two million dollars annually for entire division. Saved an average of one- hundred thousand dollars ...
- 2017 Oct 05
Jamaica, NY
... In-depth knowledge of FMCG/ERP Dealer Management System applications for Order Management, Inventory Management, Sales KPI, Product Management, and Billing & EOD jobs, Incident Management. Successfully managed the New Site Rollouts for PepsiCo and ...
- 2017 Sep 28
Huntington, NY
... Assisted in the preparation of required filings and calculations, such as FOCUS Reports and Net Capital Requirements, for Broker/Dealer clients. Researched and conducted the audit of a new client type in accordance with regulations mandated by a ...
- 2017 Sep 27
Long Beach, NY
... Independent Compliance Consultancy Service performing all ISDA / ILSA, 1940 Act Investment Advisory and broker / dealer independent testing, providing gap remediation and required annual reports. Draft policies and procedures in compliance with and ...
- 2017 Aug 03