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Resumes 41 - 50 of 169 |
The Bronx, NY
... MS Suite, Bloomberg, Factset, S&P Capital IQ, Loan IQ, Moody’s Risk Analyst, KYC, Knowledge of Windows Programming, Networks, Website Design Databases, Project Management Concepts and Mac OS X LANGUAGES: Fluent in English, Urdu, Hindi, and Punjabi
- 2020 Jul 03
Huntington Station, NY
... DEALOGIC, New York, NY 9/2011-10/2012 Research Analyst, Compliance KYC compliance of Qualified Institutional Buyer, FINRA 5131, 2111 Suitability and Regulation S investor certificates for the SEC Securities Act of 1933. Extensive interaction with ...
- 2020 Jun 12
Great Neck, NY
... AML, KYC, BSA Enhanced Due Diligence Customer Due Diligence Investigative Methods Risk Analysis Regulatory Compliance Professional Experience: New York Community Bank Corp. (March 2017 – Present) EDD/AML Sr. Analyst Reviews CIP and KYC documents. ...
- 2020 Jun 06
Greenlawn, NY
... Assisted the AML Representative with KYC day to day activities. Brookville Capital Partners, Uniondale, NY Sep 2010 – Dec 2015 AML Representative/ Chief Compliance Consultant Spearheaded compliance pertaining to retail and institutional ...
- 2020 May 30
Greenlawn, NY
... •Assisted the AML Representative with KYC day to day activities. BROOKVILLE CAPITAL PARTNERS, Uniondale, NY 2010 – 2015 Chief Compliance Director AML Representative •Spearheaded compliance pertaining to retail and institutional transactional broker ...
- 2020 Apr 03
Mineola, NY
... Thomson Reuters www.thomsonreuters.com, PA Senior Project Manager Benefit: Improved user satisfaction via User-Friendly Interface for KYC Applications. Jan 19– To- April 19 Managed multiple Digital Agile enterprise software (SaaS) development ...
- 2020 Mar 29
The Bronx, NY
... calls • Responsible for the compliance aspect (KYC) component related issues. • Help Wealth Advisors grow and retain their book of business portfolios, • Develop partnerships with Commercial Banking, Tax Exempt Group, Community Finance, securities ...
- 2020 Mar 28
New City, NY
... Contract) • Precise analytical research with extreme due diligence establishing and ensuring a client match • Ensure all client KYC records are compliant with regulatory and bank standards • Improved the speed of analysis appropriately reporting ...
- 2020 Mar 27
Greenlawn, NY
... Feature/QA/SIT/UAT/CCT/KYC/AML VB Scripting/Debugging/Frameworks Agile (Scrum)/Waterfall/SDLC/STLC Blackbox/Backend/Functional Testing Oracle/MS SQL Server/Toad/DB2 SFDC/Salesforce/CRM/Cloud App Onshore & Offshore Model SQL/Database/RDBMS/DML/FTP ...
- 2020 Mar 27
Huntington, NY
... Specializations include: Compliance Monitoring and Testing, 1940 Act, Volcker Act, Actimize, Mantas, UAT Testing/Management, Bank Secrecy Act (BSA), Patriot Act, Know Your Customer (KYC), Enhanced Due Diligence (EDD), Counter Terrorist Financing ...
- 2020 Feb 27