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Grove City, OH, 43123
... Managed project for due diligence selection of software solution for Financial Risk Management area of securities trading and accounting group. Project Manager Item Processing Prime Pass Capture implementation. Project implemented AFS ImageVision ...
- 2010 Mar 09
Columbus, OH, 43085
... Eliciting Business Rules for maintaining Home Loans, Fixed Income Products/ Debt Securities, Financial Brokerage systems, various bonds and other products/applications. Assessment of Operational risks with ISO 4 step model, credit risks, market ...
- 2010 Mar 09
Hilliard, OH, 43026
... Study Abroad program at Audencia College of Business in Nantes, France Autumn 2008 Utah Valley State College Provo, UT Bachelor of Science, Major in Behavioral Science with an emphasis in Psychology July 2006 3.7 GPA Financed educational ...
- 2010 Mar 09
Pickerington, OH, 43147
... FAIRWAY SECURITIES, INC. 1999 to 2004 Controller Coordinated the application process to register new Broker-Dealer with the NASD. Completed the required applications, plans and contracts for the NASD regional office to approve a new securities ...
- 2010 Mar 09
Columbus, OH, 43220
... to working groups after approval is granted Delegate daily, weekly and monthly reviews to compliance analysts and evaluate any findings Assist in Anti-Money Laundering reviews and with AML responses to regulatory agencies Wachovia Securities Sr. ...
- 2010 Mar 09
Columbus, OH, 43240
... Securities) • June 2006 to September 2009 • Columbus, OH Financial Advisor As a member of a team with two other advisors, my main focus was to guide the implementation of a more holistic approach to financial planning for existing clientele. ...
- 2009 Dec 30
Columbus, OH, 43219
... • Independently priced portfolios of securities. • Performed reconciliations with portfolio manager’s data. • Calculated Asset Based Fees according to offering documentation. • Prepared monthly reporting for funds managed. • Assisted with special ...
- 2009 Jul 29
Columbus, OH, 43202
... took positions into inventory to maximize sales credits and desk profitability - Updated levels on online trading system (Global Trading Technologies) that enable financial advisors in individual branches to buy securities online - Managed and ...
- 2009 Mar 19
Hilliard, OH, 43026
... · Created Training Tapes for claims staff on handicap reimbursements, lump sum settlements and permanent partial impairments. · Attended and presented at association annual meetings and conventions. Sales Presentations Education & Credentials ...
- 2008 Jun 21