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Resume alert |
Resumes 81 - 90 of 1448 |
Livingston, NJ
... for Compliance Technology Group a Fidelity Investments to automate and enhance current processes in order to meet urgent SEC audits, managing a team of 7 located in India in USA, and 5 work stream activities to address the audits within 4 months ...
- 2023 Nov 29
Fort Lee, NJ
... in Xhost & SSL connect to Redhat Linux analysis cluster w/ PySpark 05/2017-08/2017 Securities & Exchange Commission Subject Matter Expert •Regulatory & Compliance analysis of Registrants using Python w/ SEC’s NEAT in Jupyter Notebook •Working ...
- 2023 Nov 24
New York, NY
... March-September 2001 •Reviewed and conformed financial literature to mutual fund industry specifications and guidelines for brokers-dealers and consumers •Conducted research into areas such as NASO/SEC regulations and fund/company performance; ...
- 2023 Nov 18
Bronx, NY, 10471
... / Peer Mentors July 2019 to Present 30 hours completed Medication Assisted Treatment July 2019 to Present 4 hours completed Sec one Mental Health First Aid July 2019 to July 2022 Medication Assisted Recovery July 2019 to Present MARS CASAC-T August ...
- 2023 Nov 16
New York, NY
... and Compliance to make marketing materials available for use by key stakeholders in accordance with the latest FINRA and SEC rules and regulations Used Salesforce Marketing Cloud, developed creative and integrated email A/B test campaigns with a ...
- 2023 Nov 16
Hewlett, NY
... acted t as client liaison and advocate with all technology vendors o Ensured SLA’s are met, coordinated DDQ’s and compliance audits, and delivered auditing and reporting for SOX and SEC compliance o Maintained all technology-related records, ...
- 2023 Nov 15
Jersey City, NJ, 07302
... Skills Research Competencies Entrepreneurial thinking Strong attention to detail LexisNexis, Bridger Insight Knowledge of SEC, SAR, OFAC, KYC, BSA/AML, ADV, FINRA Computer Proficient in MS Office: Word, Excel, Outlook, PowerPoint, V-Lookup, Pivot ...
- 2023 Nov 13
Bronx, NY
... Security Guard (LaGuardia Airport) • Sec-Curity Queens, NY November 2018 –May 2019 Patrolled the airport facilities and surrounding property in marked vehicles. Provided security protection for civilian/commercial aviation, aircraft and passengers. ...
- 2023 Nov 12
New York, NY
... pitched spec commercial to Chevy High Roads Magazine marketing team and ultimately gaining feature • Directed, shot and edited 60 sec tv spot displaying the crossover of small business and Chevy vehicles utilizing drones Waiting Radars Music Video ...
- 2023 Nov 05
Queens, NY
... Accomplishments Completed the process of the following engagements: SEC Go Live at LIJ Go live ACM activation at Plain view Go live ACM activation at Plain view and Franklin Hospital Go-Live activation with SCM 6.1 at LIJ Plainview Hospital Go-Live. ...
- 2023 Nov 04