| Resume alert | Resumes 11 - 20 of 708 |
Real Estate Due Diligence
Newark, NJ
... Implemented procedures to ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Identified potential legal and regulatory issues related to commercial loan transactions and advised on risk mitigation strategies ... - Mar 22
... Implemented procedures to ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Identified potential legal and regulatory issues related to commercial loan transactions and advised on risk mitigation strategies ... - Mar 22
Paralegal
Florham Park, NJ
... • Over 2 years of Compliance experience, including preparation of Suspicious Activity Reports (SAR) and Know Your Customer (KYC) Reports for Compliance personnel. • Proven organizational skills, attention to detail, and ability to multi-task and ... - Mar 11
... • Over 2 years of Compliance experience, including preparation of Suspicious Activity Reports (SAR) and Know Your Customer (KYC) Reports for Compliance personnel. • Proven organizational skills, attention to detail, and ability to multi-task and ... - Mar 11
Contract Manager/Project Manager/Documentation Manager
White Plains, NY
... central contract repository ●Draft, edit and negotiate contractual terms of agreements ●Conduct preliminary compliance review (KYC, FINRA/OFAC, AML) for all prospect customers to determine eligibility of service ●Investigate areas of risk to ensure ... - Mar 11
... central contract repository ●Draft, edit and negotiate contractual terms of agreements ●Conduct preliminary compliance review (KYC, FINRA/OFAC, AML) for all prospect customers to determine eligibility of service ●Investigate areas of risk to ensure ... - Mar 11
Production Support Java Developer
Iselin, NJ
... Strong exposure to financial domain, Investment banking, Reference data strategies, domain knowledge of Client data on boarding, client reviews and KYC concepts. Proactively monitored Application Processes, Identified enhancements, root cause ... - Mar 09
... Strong exposure to financial domain, Investment banking, Reference data strategies, domain knowledge of Client data on boarding, client reviews and KYC concepts. Proactively monitored Application Processes, Identified enhancements, root cause ... - Mar 09
Vice President Compliance Consultant
Newark, NJ
... Responsible for implementing firm’s AML/CFT/KYC policies (OFAC, FinCEN, background reviews). Responsible for reviewing firm’s compliance with FINRA CAT/CAIS reporting and updating reporting methods. Hands-on experience with Reg SHO, Best-Ex, Rule ... - Mar 08
... Responsible for implementing firm’s AML/CFT/KYC policies (OFAC, FinCEN, background reviews). Responsible for reviewing firm’s compliance with FINRA CAT/CAIS reporting and updating reporting methods. Hands-on experience with Reg SHO, Best-Ex, Rule ... - Mar 08
Project Manager Assistant
Brooklyn, NY
... change management projects across the firm including the KYC Transformation Initiative, performing KYC remediation of the bank’s customers’ accounts by drafting procedures, describing the process of remediating, and then executing the approach; ... - Mar 04
... change management projects across the firm including the KYC Transformation Initiative, performing KYC remediation of the bank’s customers’ accounts by drafting procedures, describing the process of remediating, and then executing the approach; ... - Mar 04
Risk Management Client Relationship
New York, NY
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04
Quality Assurance Information Security
Little Falls, NJ
... Professional Skills • Regulatory Review / Strategic Planning • System Implementation & Enhancement • KYC / Due Diligence / ERISA / Financial Crimes • Monitoring & Testing • Metrics Analysis & Regulatory Reporting • Remediation / Issues Management • ... - Mar 03
... Professional Skills • Regulatory Review / Strategic Planning • System Implementation & Enhancement • KYC / Due Diligence / ERISA / Financial Crimes • Monitoring & Testing • Metrics Analysis & Regulatory Reporting • Remediation / Issues Management • ... - Mar 03
Risk Management Business Intelligence
New York, NY
... (BSA/AML/KYC/OFAC); IT governance; PD/LGD/EAD/ALLL, economic capital, Basel II/III; VaR/CVA/FVA; model validation and audit SDLC; business development, budgeting, CRM. Extensive international collaborative works. Excellent communication skills, ... - Feb 28
... (BSA/AML/KYC/OFAC); IT governance; PD/LGD/EAD/ALLL, economic capital, Basel II/III; VaR/CVA/FVA; model validation and audit SDLC; business development, budgeting, CRM. Extensive international collaborative works. Excellent communication skills, ... - Feb 28
Accounts Payable/Payroll
Brooklyn, NY
... Business Compliance Tax Analyst ●Staggered/rolling basis onboarding ●KYC/onboarding project enhanced due diligence project ●Ensure that the work is aligned with the client's current AML policy and procedures, including but not limited to ensuring ... - Feb 28
... Business Compliance Tax Analyst ●Staggered/rolling basis onboarding ●KYC/onboarding project enhanced due diligence project ●Ensure that the work is aligned with the client's current AML policy and procedures, including but not limited to ensuring ... - Feb 28