Jacqueline Danner

Risk & Control Management / Governance / Assurance

Profile Summary

Results driven compliance/ risk and

controls professional with

experience scaling and building key

risk programs. Specialize in

corporate governance, legal issues,

regulatory matters, and regulatory

analysis. Exceptional ground-up

expertise in Privacy, Vendor

Governance, Operational Risk

Management, Compliance, and

Information Security domain.

Work Experience

862-***-****

Contact No. Email

ad33ah@r.postjobfree.com jacquelinkedin

LinkedIn Address

25 Broad St, apt. 20A

New York, NY 10004

SVP, MCA Governance & Oversight Assurance Mgt. Lead Citi 2021 - Present

ICG Risk and Control Assurance Team Lead responsible for supporting the ICG businesses, second line of defense

(2LOD), third line of defense functions by identifying, evaluating, and management of key risks and related controls in accordance with regulatory, policy/standards requirements

• Lead the annual planning, execution of assurance reviews related to areas such as; Data Privacy, Data Governance, Model Risk, Third Party Management, Operational Risk, AML, Manual Processes, Internal Controls etc.

• Lead Regulatory Quality Assurance reviews to identify gaps and partner with the ICG business teams to remediate any gaps identified

• Drive the provision of consistent management information on issues identified through Assurance testing and reviews

• Lead Regulatory change management by driving and implementing various regulatory change and remediation programs for ICG executing a robust change management framework to allow for the regulatory impact of operational and technology changes to be adequately assessed

• Design an end-to-end regulatory QA framework in partnership with key internal stakeholders

• Develop/sustain positive and professional relationships with key external stakeholders, while ensuring independence of the assurance function

• Create and drive test programs including but not limited to walkthroughs, reviews of control design and effectiveness and documentation review

• Partner with 1st and 2nd lines of defense to document the interpretation of rules and regulations, review the control framework and conduct a gap analysis relative to current state

• Liaise with the SMEs to agree on required remediation and monitor completion of actions

• Lead the remediation and look-across efforts focusing on complete and

• Identify opportunities to streamline and re-align processes to ensure an optimal organizational structure for best-in-class risk management of regulatory functions

• Ensure MCA Standards and Procedures are adhered to, including coverage of key risk and processes, LoB, documentation, and execution of ARCMs timely, review/reporting results, issues/CAPS, ratings/residual risk to mitigate key risks, including Operational, Compliance, Conduct, Legal, and Reputational Risk.

• Develop and implement centralized testing capabilities to streamline control testing and drive consistency and quality assurance across FLUs.

Professional Skills

• Regulatory Review / Strategic Planning

• System Implementation & Enhancement

• KYC / Due Diligence / ERISA / Financial Crimes

• Monitoring & Testing

• Metrics Analysis & Regulatory Reporting

• Remediation / Issues Management

• Leadership & Supervision / Training

• Risk Assessment / Operational Improvements

• Audit & Compliance / Sarbones Oxley

• Governance

• RCSA / MCA

• Assurance Management

Education Certifications

Bachelor of Science

Rutgers, The State University, NJ

• Business Administration & Management

with Psychology

VP, Sr. Control Officer

BNY Mellon 2007 - 2021

Lead a team of Control Officers providing risk and control assurance for front and middle office. Provide independent and objective assurance to management as to whether the design and operational effectiveness of the business framework, risk management, control and governance processes

• Lead and manage Regulatory & Legal Entity Governance overseeing all aspects of regulatory and legal entity governance including but not limited to issue management, regulatory interactions and the implementation of adequate governance forums to drive accountability and transparency

• Oversees and leads a team of testing professionals

• Developed and maintained the Issuer Services/Asset Servicing testing procedures, setting a consistent industry standard and FRB NY (SR08-8) expected compliance testing methodology

• Lead the implementation and maintenance of compliance monitoring, updating policies & procedures, reporting, testing, and applying regulatory guidance as well as industry best practices

• Lead the quarterly Key Risk Control Self-Assessments (RCSA), Financial Crimes, AML/BSA and SOC1 control testing across supported business lines

• Lead various business and compliance governance and oversight forums (e.g., Business Risk and Controls Committees, KYC steering committee, Operational Risk events.)

• Provide control consulting and business process re-engineering and preparing for regulatory examinations (e.g., OCC, FRB, SEC.)

• Lead executive and senior level consultation regarding issues or emerging trends identified from control testing and reviews

• Engage with lines of business and functions to ensure consistent processes are established for the response to, and coordination of all regulatory interactions related to controls

• Lead and manage special projects, activities, and programs ensuring comprehensive analyses of regulatory expectations, peer practices, underlying issues and their root causes

• Managed end-to-end reviews and challenge deliverables to confirm quality and adequacy of deliverables against program/project target state seeking to opportunities to remove redundancy, automate and simplify

• Oversee execution of remediation activities and challenge appropriately to ensure matters are resolved completely and on time

• Monitor and independently challenge the reporting, escalation, and timely remediation of issues deficiencies or regulatory matters

• Support the design of the enterprise-wide QA and oversight structure to drive consistent and clear processes, monitoring, reporting and escalation.

• Define and implement standards, structure and associated guidance, and training materials for QA, Control Monitoring, and testing activities.

• Process life cycle assurance activities across multiple business segments through direct and indirect means.

• Lead, plan, direct, and coordinate of day-to-day activities of an assurance program across end-to-end businesses functions and processes.

• Create metrics, reconciles findings, and exceptions back to the business, with suggested improvements.

• Manage structured meetings with the correct participants to cover all business lines, drive strategic agenda, program success criteria, proactively ensuring the requirements are delivered, and exceptions resolved.

• Establish a RACI and key stakeholder’s organizational org structure to facilitate program scope definition meet business objectives and partner with Program Sponsor to ensure business benefit analysis is in line with business goals.

• Drives adherence to program processes, procedures, methods, and standards for program delivery and leverage across the program.

• Directs the communication of status, issue, and risk disposition to all stakeholders, including senior management, on a timely basis.

Certified Compliance & Regulatory Professional (CCRP) Pace University – Lubin School of Business June 2019 Certified Anti-Money Laundering Specialist (CAMS)

ACAMS June 2020

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