| Resume alert | Resumes 21 - 30 of 704 |
Customer Service Level 2
Brooklyn, NY
... positives} Daily updating, tracking and record keeping of all Fircosoft activity and OFAC List updates Instrumental in the KYC process by preforming Transaction Analysis on transactions involving High Risk Countries Trade Monitoring on customer ... - Feb 16
... positives} Daily updating, tracking and record keeping of all Fircosoft activity and OFAC List updates Instrumental in the KYC process by preforming Transaction Analysis on transactions involving High Risk Countries Trade Monitoring on customer ... - Feb 16
A R Vice President
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
Financial Advisor Advisory Services
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
Financial Analyst Support Specialist
Jersey City, NJ
... Facilitated the opening of Demat accounts for new clients via the KYC process ● Managed $50M+ in wealth for 200+ clients, providing personalized financial advice, aligning investments with individual profiles and assisting them in achieving their ... - Feb 07
... Facilitated the opening of Demat accounts for new clients via the KYC process ● Managed $50M+ in wealth for 200+ clients, providing personalized financial advice, aligning investments with individual profiles and assisting them in achieving their ... - Feb 07
Business Analyst Project Management
Plainfield, NJ
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ... - Feb 07
... ●Understanding different regulations like CCAR, CFTC and DODD FRANK ACT, Anti money laundering (AML), Know your customer (KYC), and Dodd Frank Act and different reporting. ●Skilled in providing IT consultancy, advisory and deliverables to support ... - Feb 07
United States Money Laundering
Vauxhall, NJ, 07088
... WORK EXPERIENCE May 2022-December 2023 RISK AND COMPLIANCE ANALYST STATE STREET BANK -FEMFA LLC United States KYC United States STATE STREET BANK -FEMFA LLC *Reviewed enhanced due diligence for both new and existing higher-risk clients including ... - Feb 04
... WORK EXPERIENCE May 2022-December 2023 RISK AND COMPLIANCE ANALYST STATE STREET BANK -FEMFA LLC United States KYC United States STATE STREET BANK -FEMFA LLC *Reviewed enhanced due diligence for both new and existing higher-risk clients including ... - Feb 04
Quality Assurance High Risk
Queens, NY
... AML Look-Back and Quality Assurance/Case Investigation, OFAC monitoring, KYC Remediation, CIP, SAR filings, Alerts reviews, transaction monitoring, Fraud Investigations and Correspondent Banking. Employment Summary Keith A. Acosta - Consultant, LLC ... - Feb 01
... AML Look-Back and Quality Assurance/Case Investigation, OFAC monitoring, KYC Remediation, CIP, SAR filings, Alerts reviews, transaction monitoring, Fraud Investigations and Correspondent Banking. Employment Summary Keith A. Acosta - Consultant, LLC ... - Feb 01
Vice President Due Diligence
Fort Lee, NJ
... PROFESSIONAL EXPERIENCE EXPERIENCE: Natixis Bank CIB, New York, NY May 2022 – Present KYC Vetting Analyst – Vice President Analyze and determine customer identifying documentation required based upon counterparty type and risk level. Familiarize ... - Feb 01
... PROFESSIONAL EXPERIENCE EXPERIENCE: Natixis Bank CIB, New York, NY May 2022 – Present KYC Vetting Analyst – Vice President Analyze and determine customer identifying documentation required based upon counterparty type and risk level. Familiarize ... - Feb 01
Due Diligence Kyc Analyst
Island Park, NY
... and accurate ●Effective communicator PROFESSIONAL EXPERIENCE Bank of Americas, NY 02/22-08/23 KYC Analyst ● Support the assigned Business groups to respond to Regulatory/Audit inquiries ●Liaison between our traders, clients & various brokers. ... - Jan 31
... and accurate ●Effective communicator PROFESSIONAL EXPERIENCE Bank of Americas, NY 02/22-08/23 KYC Analyst ● Support the assigned Business groups to respond to Regulatory/Audit inquiries ●Liaison between our traders, clients & various brokers. ... - Jan 31
Business Development Data Management
Long Beach, NY
... • Due Diligence • Economics • KYC Verification Knowledge Acquisition • Lead Qualification • Reference Data Honors & Awards Best Selling Author - Amazon Mar 2023 Best Selling Book - Green Finance NCAA Division I Hockey Champion - NCAA May 1985 - Jan 29
... • Due Diligence • Economics • KYC Verification Knowledge Acquisition • Lead Qualification • Reference Data Honors & Awards Best Selling Author - Amazon Mar 2023 Best Selling Book - Green Finance NCAA Division I Hockey Champion - NCAA May 1985 - Jan 29