| Resume alert | Resumes 21 - 30 of 714 |
A R Vice President
New York, NY
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
... SIA PARTNERS – NEW YORK, NY 2020 - 2021 Scotiabank – Anti-Money Laundering (AML) Advisor/Quality Control Consultant ■Conduct KYC/AML periodic refresh review for high-risk clients ■Conduct quality control of Customer Identification Program (CIP) and ... - Feb 14
Financial Advisor Advisory Services
Brooklyn, NY
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
... Ensure that KYC/AML and other compliance norms are strictly adhered to. JP Morgan Securities LLC and JP Morgan Chase, Brooklyn, NY Financial Advisor Associate, November, 2011- October, 2016 Acquire and deepen relationships with clients through ... - Feb 10
Financial Analyst Support Specialist
Jersey City, NJ
... Facilitated the opening of Demat accounts for new clients via the KYC process ● Managed $50M+ in wealth for 200+ clients, providing personalized financial advice, aligning investments with individual profiles and assisting them in achieving their ... - Feb 07
... Facilitated the opening of Demat accounts for new clients via the KYC process ● Managed $50M+ in wealth for 200+ clients, providing personalized financial advice, aligning investments with individual profiles and assisting them in achieving their ... - Feb 07
United States Money Laundering
Vauxhall, NJ, 07088
... WORK EXPERIENCE May 2022-December 2023 RISK AND COMPLIANCE ANALYST STATE STREET BANK -FEMFA LLC United States KYC United States STATE STREET BANK -FEMFA LLC *Reviewed enhanced due diligence for both new and existing higher-risk clients including ... - Feb 04
... WORK EXPERIENCE May 2022-December 2023 RISK AND COMPLIANCE ANALYST STATE STREET BANK -FEMFA LLC United States KYC United States STATE STREET BANK -FEMFA LLC *Reviewed enhanced due diligence for both new and existing higher-risk clients including ... - Feb 04
Quality Assurance High Risk
Queens, NY
... AML Look-Back and Quality Assurance/Case Investigation, OFAC monitoring, KYC Remediation, CIP, SAR filings, Alerts reviews, transaction monitoring, Fraud Investigations and Correspondent Banking. Employment Summary Keith A. Acosta - Consultant, LLC ... - Feb 01
... AML Look-Back and Quality Assurance/Case Investigation, OFAC monitoring, KYC Remediation, CIP, SAR filings, Alerts reviews, transaction monitoring, Fraud Investigations and Correspondent Banking. Employment Summary Keith A. Acosta - Consultant, LLC ... - Feb 01
Vice President Due Diligence
Fort Lee, NJ
... PROFESSIONAL EXPERIENCE EXPERIENCE: Natixis Bank CIB, New York, NY May 2022 – Present KYC Vetting Analyst – Vice President Analyze and determine customer identifying documentation required based upon counterparty type and risk level. Familiarize ... - Feb 01
... PROFESSIONAL EXPERIENCE EXPERIENCE: Natixis Bank CIB, New York, NY May 2022 – Present KYC Vetting Analyst – Vice President Analyze and determine customer identifying documentation required based upon counterparty type and risk level. Familiarize ... - Feb 01
Due Diligence Kyc Analyst
Island Park, NY
... and accurate ●Effective communicator PROFESSIONAL EXPERIENCE Bank of Americas, NY 02/22-08/23 KYC Analyst ● Support the assigned Business groups to respond to Regulatory/Audit inquiries ●Liaison between our traders, clients & various brokers. ... - Jan 31
... and accurate ●Effective communicator PROFESSIONAL EXPERIENCE Bank of Americas, NY 02/22-08/23 KYC Analyst ● Support the assigned Business groups to respond to Regulatory/Audit inquiries ●Liaison between our traders, clients & various brokers. ... - Jan 31
Business Development Data Management
Long Beach, NY
... • Due Diligence • Economics • KYC Verification Knowledge Acquisition • Lead Qualification • Reference Data Honors & Awards Best Selling Author - Amazon Mar 2023 Best Selling Book - Green Finance NCAA Division I Hockey Champion - NCAA May 1985 - Jan 29
... • Due Diligence • Economics • KYC Verification Knowledge Acquisition • Lead Qualification • Reference Data Honors & Awards Best Selling Author - Amazon Mar 2023 Best Selling Book - Green Finance NCAA Division I Hockey Champion - NCAA May 1985 - Jan 29
Back End Software Development
Newark, NJ
... Siebel, SharePoint, TOAD, RALLY, IBM COGNOS TM1, TrackWise PROFESSIONAL EXPERIENCE BANK OF TOKYO, JERSEY CITY, NJ QA Lead Analyst/Test Manager/Project Lead (January, 2018 – Present) Project: The KYC/R Application actively used for KYC processes. ... - Jan 27
... Siebel, SharePoint, TOAD, RALLY, IBM COGNOS TM1, TrackWise PROFESSIONAL EXPERIENCE BANK OF TOKYO, JERSEY CITY, NJ QA Lead Analyst/Test Manager/Project Lead (January, 2018 – Present) Project: The KYC/R Application actively used for KYC processes. ... - Jan 27
Financial Services Data Privacy
New York, NY
... Led transactional and third-party due diligence Know Your Customer (KYC) and Customer Identification Programs (CIP), including anti-money laundering procedural assurances. Administered global training development and deployment programs on general ... - Jan 26
... Led transactional and third-party due diligence Know Your Customer (KYC) and Customer Identification Programs (CIP), including anti-money laundering procedural assurances. Administered global training development and deployment programs on general ... - Jan 26