| Resume alert | Resumes 51 - 60 of 1141 |
Compliance Analyst
Queens, NY
... CAPITAL MARKETS New York, NY Senior Compliance Associate April 2022 – May 2023 Managed FINRA Compliance Program for the broker dealer Designed and implemented new procedures to ensure compliance with updated regulatory changes Assisted in new hire ... - 2023 Dec 22
... CAPITAL MARKETS New York, NY Senior Compliance Associate April 2022 – May 2023 Managed FINRA Compliance Program for the broker dealer Designed and implemented new procedures to ensure compliance with updated regulatory changes Assisted in new hire ... - 2023 Dec 22
Service Advisor Customer
Valley Stream, NY
... With my experience I have worked in every department of dealership service including technician prep manager and adhere to the structure while maximizing my abilities to the dealer and minimizing unapplied shop time. Work Experience Automotive ... - 2023 Dec 20
... With my experience I have worked in every department of dealership service including technician prep manager and adhere to the structure while maximizing my abilities to the dealer and minimizing unapplied shop time. Work Experience Automotive ... - 2023 Dec 20
Product Marketing Client Development
Brooklyn, NY
... Designed and built www.spray-lining.com, .net and www.sprayliningandcoatings.com along with over 100 dealer websites, online store, eBay and Amazon stores. - Supported our dealers continually targeting “their” local markets mostly via SEO with ... - 2023 Dec 13
... Designed and built www.spray-lining.com, .net and www.sprayliningandcoatings.com along with over 100 dealer websites, online store, eBay and Amazon stores. - Supported our dealers continually targeting “their” local markets mostly via SEO with ... - 2023 Dec 13
Office Manager Administrative Assistant
Staten Island, NY
... & Reynold Ignite and Blue Screen Reverse Risk ADP Suite Dealer track Automate FingerCheck payroll Paylocity ADP Payroll Excel, Word, G Suites I also did DDC classes and submitted clients for certification for company as they were apart of Allstate. - 2023 Dec 13
... & Reynold Ignite and Blue Screen Reverse Risk ADP Suite Dealer track Automate FingerCheck payroll Paylocity ADP Payroll Excel, Word, G Suites I also did DDC classes and submitted clients for certification for company as they were apart of Allstate. - 2023 Dec 13
It Infrastructure Engineer
New York, NY
... Application - Enterprise Vault Discovery Accelerator Managed the US IT Compliance (FINRA) program for a broker/dealer business from inception, employing Enterprise Vault Compliance Accelerator with WORM storage to satisfy FINRA requirements 17a-3 ... - 2023 Dec 13
... Application - Enterprise Vault Discovery Accelerator Managed the US IT Compliance (FINRA) program for a broker/dealer business from inception, employing Enterprise Vault Compliance Accelerator with WORM storage to satisfy FINRA requirements 17a-3 ... - 2023 Dec 13
Sales Manager Representative
Linden, NJ
... EDUCATION None in Computer Programming DeVry University - Edison, NJ 1996 to 1997 High school or equivalent in All Required East Side High School - Newark, NJ 1992 to 1996 SKILLS Dealer base, Dealer Socket, Higher Gear, Frazier, Reynolds and ... - 2023 Dec 09
... EDUCATION None in Computer Programming DeVry University - Edison, NJ 1996 to 1997 High school or equivalent in All Required East Side High School - Newark, NJ 1992 to 1996 SKILLS Dealer base, Dealer Socket, Higher Gear, Frazier, Reynolds and ... - 2023 Dec 09
Aws Cloud Architect
Park Ridge, NJ
... Championed initial SOA initiative to enable Benjamin Moore’s 6,000+ dealer network to pay online. Built multiple web services to obtain account information and process payment requests. Designed a Master Data Management (MDM) repository to achieve ... - 2023 Dec 06
... Championed initial SOA initiative to enable Benjamin Moore’s 6,000+ dealer network to pay online. Built multiple web services to obtain account information and process payment requests. Designed a Master Data Management (MDM) repository to achieve ... - 2023 Dec 06
High School Office Training
Brooklyn, NY
... e Academy of art: YD ACTORS STUDIO WORK EXPERIENCE Art Dealer 2022 Commercial Relations Coordinator 2021 — 2022 I was in charge of managing of relations With the export of the product and I interfaced With suppliers for the strategy of shipments ... - 2023 Dec 06
... e Academy of art: YD ACTORS STUDIO WORK EXPERIENCE Art Dealer 2022 Commercial Relations Coordinator 2021 — 2022 I was in charge of managing of relations With the export of the product and I interfaced With suppliers for the strategy of shipments ... - 2023 Dec 06
Regulatory Reporting Risk Management
Brooklyn, NY
... reporting and filing of the FOCUS report 15c3-1 Managed the review, reporting and filing of the Federal FR2004 Primary Dealer Managed the review, reporting and filing of all Federal TICS reports and 17H filings Automation and parallel testing of ... - 2023 Dec 03
... reporting and filing of the FOCUS report 15c3-1 Managed the review, reporting and filing of the Federal FR2004 Primary Dealer Managed the review, reporting and filing of all Federal TICS reports and 17H filings Automation and parallel testing of ... - 2023 Dec 03
Privacy Law, corporate law, contract drafting and negotiation, M & A
New Hyde Park, NY
... • Collaborated with outside counsel, to form the firm’s broker-dealer while achieving adherence to FINRA and SEC guidelines • Delivered increased revenue for the firm through the creation of a robust legal structure for a new pre-selling lead sale ... - 2023 Dec 02
... • Collaborated with outside counsel, to form the firm’s broker-dealer while achieving adherence to FINRA and SEC guidelines • Delivered increased revenue for the firm through the creation of a robust legal structure for a new pre-selling lead sale ... - 2023 Dec 02