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Management Financial resume in Kings County, NY - June 2017
HAROLD M. KAPLAN
Cell: 917-***-****
Email: ac0ou1@r.postjobfree.com
PROFILE:
Financial and Operations Principal and Compliance direct with over 15 years of experience in the broker-dealer industry, facing off with FINRA auditors as well as internal and external auditors. Extensive knowledge...
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