| Resume alert | Resumes 121 - 130 of 411 |
Accounting Manager
Merrick, NY, 11566
... Reconciled all personal bank accounts and determined that all transactions were approved by account holder Broker Dealer audit - Review of investment ledgers to determine accurate pricing and inventory of securities. Interviewed president of ... - 2017 Jul 19
... Reconciled all personal bank accounts and determined that all transactions were approved by account holder Broker Dealer audit - Review of investment ledgers to determine accurate pricing and inventory of securities. Interviewed president of ... - 2017 Jul 19
Desktop Support Technician
Flushing, NY
... audio equipment in conference rooms Desktop / Helpdesk Support Technician (full time) April 2008 – May 2012 Forex Direct Dealer (FXDD) New York, NY Tasks included: Troubleshot and fixed all non-functioning PC hardware and software, including virus ... - 2017 Jul 15
... audio equipment in conference rooms Desktop / Helpdesk Support Technician (full time) April 2008 – May 2012 Forex Direct Dealer (FXDD) New York, NY Tasks included: Troubleshot and fixed all non-functioning PC hardware and software, including virus ... - 2017 Jul 15
Information Technology Sales
Northport, NY, 11768
... FIRST EMPIRE SECURITIES, INC., Manager of Information Technology, New York 1992 – 2008 $24 million full service broker-dealer offering a wide range of financial products with 100 employees Additional roles included MIS Director (1995 – 2002) and ... - 2017 Jun 11
... FIRST EMPIRE SECURITIES, INC., Manager of Information Technology, New York 1992 – 2008 $24 million full service broker-dealer offering a wide range of financial products with 100 employees Additional roles included MIS Director (1995 – 2002) and ... - 2017 Jun 11
Manager Accounting
Patchogue, NY, 11772
... HUTTON–Accounting Supervisor for staff of nine 1986 - 1989 DEAN WITTER REYNOLDS – Staff Accountant-MBS trading desk 1985 - 1986 Public Accounting Firm PRICE WATERHOUSE COOPERS - Staff Auditor 1984 - 1985 Broker/Dealer Firm THE SECURITIES GROUPS - ... - 2017 May 15
... HUTTON–Accounting Supervisor for staff of nine 1986 - 1989 DEAN WITTER REYNOLDS – Staff Accountant-MBS trading desk 1985 - 1986 Public Accounting Firm PRICE WATERHOUSE COOPERS - Staff Auditor 1984 - 1985 Broker/Dealer Firm THE SECURITIES GROUPS - ... - 2017 May 15
Financial Analyst Management
Norwalk, CT
... Greenwich, CT April 2011 – June 2011 Trade / Securities / Settlement Support (Contract Outsourced to Asia) Dealer and settlement liaison. Trade confirmations, Settlement Confirmation and Fails Management. Trade queue monitoring, catalogued and ... - 2017 May 15
... Greenwich, CT April 2011 – June 2011 Trade / Securities / Settlement Support (Contract Outsourced to Asia) Dealer and settlement liaison. Trade confirmations, Settlement Confirmation and Fails Management. Trade queue monitoring, catalogued and ... - 2017 May 15
Customer Service Manager
Syosset, NY
... ●MARKETING AND SALES INTEGRATION - Marketed worldwide OEM dealers [selective to our product line] and integrated them into our clientele database, effectively growing our OEM dealer clientele from 50 to 250+, and resulting in 15-20% of the company’s ... - 2017 May 09
... ●MARKETING AND SALES INTEGRATION - Marketed worldwide OEM dealers [selective to our product line] and integrated them into our clientele database, effectively growing our OEM dealer clientele from 50 to 250+, and resulting in 15-20% of the company’s ... - 2017 May 09
Management Project
Stamford, CT
... Responsible for Legal Entity Reporting for US Broker Dealer (22 Legal Entities; $220 Bln in Assets). Responsible for managing stand-alone legal entity audited financials in accordance with IFRS and local GAAP. Review key accounts and cash ... - 2017 May 09
... Responsible for Legal Entity Reporting for US Broker Dealer (22 Legal Entities; $220 Bln in Assets). Responsible for managing stand-alone legal entity audited financials in accordance with IFRS and local GAAP. Review key accounts and cash ... - 2017 May 09
Professional Experience Compliance
Larchmont, NY, 10538
... External Audit Oversight AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, NY 2011-2015 AST INVESTOR SERVICES, LLC Chief Compliance Officer and Privacy Officer Oversee all compliance issues for transfer agent and broker-dealer businesses. ... - 2017 Apr 26
... External Audit Oversight AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Brooklyn, NY 2011-2015 AST INVESTOR SERVICES, LLC Chief Compliance Officer and Privacy Officer Oversee all compliance issues for transfer agent and broker-dealer businesses. ... - 2017 Apr 26
Management Internal Audit
Bethpage, NY, 11714
... Chief Compliance Officer of FINRA-registered broker-dealer affiliate; Handle and respond to regulatory examinations, inquiries and requests for information; Maintain required books, records and filings for broker-dealer affiliate; Assist in the ... - 2017 Apr 25
... Chief Compliance Officer of FINRA-registered broker-dealer affiliate; Handle and respond to regulatory examinations, inquiries and requests for information; Maintain required books, records and filings for broker-dealer affiliate; Assist in the ... - 2017 Apr 25
Sales Management
Darien, CT
... Served as COO and CCO for all broker dealer, RIA and CTA operations. Developed business strategies and comprehensive approaches to support decision-making including creating quantitative and qualitative database of the hedge fund industry for ... - 2017 Apr 15
... Served as COO and CCO for all broker dealer, RIA and CTA operations. Developed business strategies and comprehensive approaches to support decision-making including creating quantitative and qualitative database of the hedge fund industry for ... - 2017 Apr 15